TRI-CONTINENTAL Corp (TY) - Insider Holders & Insider Ownership

List of insiders holdings for TRI-CONTINENTAL Corp:

Shares directly owned by the insider.
Shares indirectly owned by the insider.
Total shares owned by the insider (sum of shares directly and indirectly owned).
Total market value if available.
Shares are not adjusted for stock split.

"Insiders might sell their shares for any number of reasons, but they buy them for only one: they think the price will rise"
- Peter Lynch
What is insider trading>>

#	Insider Holder Name	Report Date Time	Shares Owned Directly Indirectly	Total Shares Owned	Filing
1	KING DAVID L Portfolio Manager of Issuer	2020-03-03 15:14:09	150,000 0	150,000	Form 4
2	MCPHERSON FRANK A Director	2008-02-01 14:58:37	52,519 0	52,519	Form 4
3	MORRIS WILLIAM C Chairman	2008-03-26 16:36:11	0 39,348	39,348	Form 4
4	Clark John H Director, Issuer's Inv. Adv.	2008-07-03 11:48:35	20,912 0	20,912	Form 4
5	White Todd Managing Dir of Issuer's IA	2014-03-05 14:39:59	19,000 0	19,000	Form 5
6	Condon Brian Matthew Portfolio Manager of Issuer	2015-12-11 16:12:26	17,500 0	17,500	Form 4
7	Waldner Matthew M See Remarks	2024-03-01 08:47:02	15,744 151.33	15,895	Form 3
8	Jin Yan Portfolio Manager of Issuer	2019-01-02 13:50:16	12,827 0	12,827	Form 4
9	RICHIE LEROY C Director	2009-10-13 17:49:40	10,238 0	10,238	Form 4
10	KADLEC CHARLES W Vice President	2007-06-01 16:47:19	9,718 0	9,718	Form 4
11	GUIDONE PAUL C Director	2003-09-11 15:20:02	6,576 0	6,576	Form 4
12	SCHMALTZ RICHARD R Director of Issuer's Inv. Adv.	2004-01-06 15:44:56	5,175 0	5,175	Form 3
13	Albanese Peter Portfolio Manager of Issuer	2018-06-13 15:20:04	5,068 0	5,068	Form 4
14	Maher John F Director	2006-12-18 09:46:17	5,000 0	5,000	Form 3
15	TRUSCOTT WILLIAM F Senior Vice President	2024-11-19 15:02:09	0 4,000	4,000	Form 4
16	MOLES THOMAS G Director Issuer's Inv. Advisor	2004-05-24 16:06:39	3,633 0	3,633	Form 4
17	Sivaraman Raghavendran Portfolio Manager of Issuer	2023-07-07 09:09:53	3,000 0	3,000	Form 4
18	Cunningham John B Vice President	2004-09-17 14:14:53	2,500 0	2,500	Form 3
19	FLYNN PATRICIA M Director	2008-11-17 11:21:09	100 1,937	2,037	Form 3
20	Lee Grace Portfolio Manager of Issuer	2022-03-14 17:41:47	2,000 0	2,000	Form 4
21	McGarry Michael F Co-Portfolio Manager	2005-04-07 11:21:34	1,228 0	1,228	Form 4
22	ILCHMAN ALICE S Director	2005-10-20 09:58:11	0 1,165	1,165	Form 4
23	Boudreau Edward J Jr. Director	2018-01-05 17:09:47	1000 0	1000	Form 3
24	Yeager Sandra Director	2020-06-15 14:14:21	1000 0	1000	Form 3
25	Beckman Daniel Senior Vice President	2021-05-14 13:07:44	325 0	325	Form 4
26	NASTA FRANK J Corp.Sect.Issuer/Mg.Dtr Advis	2006-11-29 15:51:14	233.6 0	233.6	Form 4
27	HACKER DOUGLAS A Director	2022-01-04 12:55:55	220 0	220	Form 3
28	Gallagher Brian J Director	2020-01-06 12:27:15	207.63 0	207.63	Form 3
29	SHAW MINOR M Director	2016-04-21 11:52:32	200 0	200	Form 3
30	Hawkins William A. Director	2015-03-06 15:44:07	200 0	200	Form 3
31	CARMICHAEL WILLIAM P Director	2014-01-06 14:04:57	200 0	200	Form 3
32	Alison Taunton-Rigby Director	2008-11-17 11:43:31	200 0	200	Form 3
33	PAGLIA CATHERINE JAMES Director	2014-11-24 16:31:05	126 0	126	Form 4
34	Carlton Pamela G Director	2025-03-11 08:25:48	100.86 0	100.86	Form 4
35	Blatz Kathleen Director	2008-11-17 13:53:59	100 0	100	Form 3
36	Jones Anne Patricia Director	2008-11-17 13:42:09	100 0	100	Form 3
37	MOFFETT DAVID M Director	2024-01-02 15:01:05	100 0	100	Form 3
38	LEWIS STEPHEN R JR Director	2008-11-17 12:37:52	100 0	100	Form 3
39	Laikind Jeffrey Director	2008-11-17 12:14:28	100 0	100	Form 3
40	Carlson Arne H Director	2008-11-17 12:00:14	100 0	100	Form 3
41	SANTOMERO ANTHONY M Director	2019-04-17 11:17:27	100 0	100	Form 3
42	Lukitsh Nancy Therese Director	2026-01-02 08:02:50	100 0	100	Form 3
43	Batejan George S Director	2018-01-05 16:55:25	100 0	100	Form 3
44	Larrenaga Ryan Collins See Remarks	2025-08-21 08:46:52	100 0	100	Form 4
45	Carrig Janet Director	2024-01-18 09:49:32	73 0	73	Form 4
46	Fonseca Maureen Director	2007-08-01 09:50:09	25 0	25	Form 3
47	LANDES WILLIAM J SVP of Issuer's IA	2015-04-08 14:48:06	0 0	0	Form 3
48	Cielinski James Robert MNG DIR/GL HD of FI of Issr IA	2017-04-07 11:58:42	0 0	0	Form 3
49	Mergen Melda Managing Dir of Issuer's IA	2015-04-08 14:54:28	0 0	0	Form 3
50	Haugen Anthony P VP, CFO & Dir. of Issuer's IA	2017-01-11 15:17:50	0 0	0	Form 3
51	Couto Scott E EVP/Head N.Am. for Issuer's IA	2018-02-26 12:50:02	0 0	0	Form 3
52	Harasimowicz Stephen J. Senior VP, Glb Head of Trading	2015-04-06 14:03:21	0 0	0	Form 3
53	Asselta Francine See Remarks	2024-01-16 12:29:48	0 0	0	Form 3
54	Beranek Joseph Treasurer of Issuer	2019-02-05 10:29:43	0 0	0	Form 3
55	Cleasby Jonathan C Dir., VP & CFO of Issuer's IA	2020-04-01 14:17:43	0 0	0	Form 3
56	Engelking Brian M. Dir., VP & CFO of Issuer's IA	2020-06-25 15:00:50	0 0	0	Form 3
57	Tannuzzo Gene R Man Dir/GL HD of FI Issuer IA	2021-03-05 09:24:39	0 0	0	Form 3
58	Nusinzon Oleg Portfolio Manager of Issuer	2021-06-22 15:47:17	0 0	0	Form 3
59	Marc Zeitoun See Remarks	2024-01-10 09:53:33	0 0	0	Form 3
60	Kutin Joshua See Remarks	2024-01-16 08:38:12	0 0	0	Form 3
61	DiMaria Joseph F VP and CAO of Issuer	2011-04-22 18:51:44	0 0	0	Form 3
62	Chiesa Charles H (title in explanation below)	2024-07-01 07:52:20	0 0	0	Form 3
63	Seaman Veronica A Vice President	2024-10-08 11:23:14	0 0	0	Form 3
64	Janvier Nicolas Head of North America Equities	2025-05-07 11:25:40	0 0	0	Form 3
65	Petersen Christopher O. SVP & Asst Secretary	2025-09-08 14:12:52	0 0	0	Form 4
66	D'Alessandro Joseph VP and Assistant Secretary	2026-02-03 15:22:28	0 0	0	Form 3
67	Bender Victoria K Vice President	2026-02-04 11:28:49	0 0	0	Form 3
68	Gallus Peter A. CAO, Issuer's Inv. Adv.	2008-11-17 14:20:21	0 0	0	Form 3
69	CONNAUGHTON J KEVIN President	2010-05-11 11:19:58	0 0	0	Form 3
70	Brown Beth Ann SVP, Issuer's Inv. Adviser	2010-05-11 11:13:32	0 0	0	Form 3
71	Johnson Amy K. Vice President of Issuer	2008-11-17 15:38:06	0 0	0	Form 3
72	Keeley Michelle M. Vice President	2008-11-17 15:30:04	0 0	0	Form 3
73	Lammers Jennifer D. CCO, Issuer & Inv. Adv.	2008-11-17 15:22:01	0 0	0	Form 3
74	ANGELOS JAMES F VP, Issuer's Inv. Adv.	2008-11-17 15:15:21	0 0	0	Form 3
75	Keating Christopher P. Director, Issuer's Inv. Adv.	2008-11-17 15:08:16	0 0	0	Form 3
76	FOX JEFFREY P. Assistant Treasurer of Issuer	2008-11-17 14:53:09	0 0	0	Form 3
77	McGrane Brian J. CFO & Dir., Issuer's Inv. Adv.	2008-11-17 14:38:44	0 0	0	Form 3
78	Plummer Scott R VP, GC and Secretary of Issuer	2008-11-17 14:30:39	0 0	0	Form 3
79	Jones Michael A. Vice President	2010-05-11 11:24:28	0 0	0	Form 3
80	Mourtzinou Georgia K. Portfolio Manager of Issuer	2008-11-17 14:08:39	0 0	0	Form 3
81	Bertsimas Dimitris J. Portfolio Manager of Issuer	2008-11-17 14:04:03	0 0	0	Form 3
82	Bannigan Patrick T. President	2008-11-17 13:01:47	0 0	0	Form 3
83	WHITSON JAMES N Director	2005-09-30 17:53:10	0 0	0	Form 4
84	STEIN DAVID F Director, Issuer's Inv. Adv.	2005-04-11 10:39:18	0 0	0	Form 4
85	Pisano Albert A CCO, Issuer's Invest. Adviser	2004-07-27 10:18:08	0 0	0	Form 3
86	Hoagland Eleanor T M Chief Compliance Officer	2004-07-27 09:57:17	0 0	0	Form 3
87	Eigen Neil T Director, Issuer's Inv. Adv.	2004-07-15 11:42:31	0 0	0	Form 3
88	GUY DAVID Managing Director of Adviser Director	2003-09-05 16:48:38	0 0	0	Form 4
89	DeFao Michael E. VP and Assistant Secretary	2011-04-22 18:39:17	0 0	0	Form 3
90	Kringdon Joseph Dale Managing Dir of Issuer's IA	2014-08-25 13:18:06	0 0	0	Form 3
91	Welsh Stephen T. Vice President	2014-03-05 14:37:07	0 0	0	Form 5
92	Faria Lee CCO of Issuer's Inv. Adviser	2013-11-21 14:38:23	0 0	0	Form 3
93	Knight Jeffrey Head of GAA, Issuers Inv. Adv.	2013-02-20 16:34:50	0 0	0	Form 3
94	Poole Kevin G. CCO of Issuer's Inv. Adviser	2012-03-29 13:07:00	0 0	0	Form 3
95	McGuire Thomas P CCO of Issuer	2012-03-23 13:37:34	0 0	0	Form 3
96	Buckley Oliver E Portfolio Manager of Issuer	2012-03-12 14:08:26	0 0	0	Form 3
97	GRADWOHL BENAMI Managing Director of Adviser Director	2003-09-05 16:42:54	0 0	0	Form 4
98	Goucher Paul B. VP and Assistant Secretary	2011-04-22 18:45:54	0 0	0	Form 3
99	Kephart-Strong Geralynn A Vice President	2015-01-09 11:11:22	0 0	0	Form 3
100	Pearson Paul D. VP and Assistant Treasurer	2011-04-22 18:28:35	0 0	0	Form 3
101	Clarke Michael G Treasurer of Issuer	2011-04-22 17:57:38	0 0	0	Form 3
102	Unckless Amy L. CAO, Issuer's Inv. Adviser	2010-05-11 12:28:24	0 0	0	Form 3
103	Wondrack Linda CCO, Issuer & Inv. Adviser	2010-05-11 12:23:26	0 0	0	Form 3
104	Thompson Christopher C. SVP, Issuer's Inv. Adviser	2010-05-11 12:17:36	0 0	0	Form 3
105	Peters Jeffrey Franklin SVP, Issuer's Inv. Adviser	2010-05-11 12:10:59	0 0	0	Form 3
106	MOORE COLIN Vice President	2010-05-11 12:01:07	0 0	0	Form 3
107	McConnaughey Robert K. SVP, Issuer's Inv. Adviser	2010-05-11 11:55:18	0 0	0	Form 3
108	Lundgren Colin James SVP, Issuer's Inv. Adv.	2010-05-11 11:46:06	0 0	0	Form 3