List of insiders holdings for TRI-CONTINENTAL Corp:
- Shares directly owned by the insider.
- Shares indirectly owned by the insider.
- Total shares owned by the insider (sum of shares directly and indirectly owned).
- Total market value if available.
- Shares are not adjusted for stock split.
"Insiders might sell their shares for any number of reasons, but they buy them for only one: they think the price will rise"
- Peter Lynch
What is insider trading>>
- Peter Lynch
What is insider trading>>
| # | Insider Holder Name | Report Date Time | Shares Owned Directly Indirectly | Total Shares Owned | Filing |
| 1 | KING DAVID L Portfolio Manager of Issuer | 2020-03-03 15:14:09 | 150,000 0 | 150,000 | Form 4 |
| 2 | MCPHERSON FRANK A Director | 2008-02-01 14:58:37 | 52,519 0 | 52,519 | Form 4 |
| 3 | MORRIS WILLIAM C Chairman | 2008-03-26 16:36:11 | 0 39,348 | 39,348 | Form 4 |
| 4 | Clark John H Director, Issuer's Inv. Adv. | 2008-07-03 11:48:35 | 20,912 0 | 20,912 | Form 4 |
| 5 | White Todd Managing Dir of Issuer's IA | 2014-03-05 14:39:59 | 19,000 0 | 19,000 | Form 5 |
| 6 | Condon Brian Matthew Portfolio Manager of Issuer | 2015-12-11 16:12:26 | 17,500 0 | 17,500 | Form 4 |
| 7 | Waldner Matthew M See Remarks | 2024-03-01 08:47:02 | 15,744 151.33 | 15,895 | Form 3 |
| 8 | Jin Yan Portfolio Manager of Issuer | 2019-01-02 13:50:16 | 12,827 0 | 12,827 | Form 4 |
| 9 | RICHIE LEROY C Director | 2009-10-13 17:49:40 | 10,238 0 | 10,238 | Form 4 |
| 10 | KADLEC CHARLES W Vice President | 2007-06-01 16:47:19 | 9,718 0 | 9,718 | Form 4 |
| 11 | GUIDONE PAUL C Director | 2003-09-11 15:20:02 | 6,576 0 | 6,576 | Form 4 |
| 12 | SCHMALTZ RICHARD R Director of Issuer's Inv. Adv. | 2004-01-06 15:44:56 | 5,175 0 | 5,175 | Form 3 |
| 13 | Albanese Peter Portfolio Manager of Issuer | 2018-06-13 15:20:04 | 5,068 0 | 5,068 | Form 4 |
| 14 | Maher John F Director | 2006-12-18 09:46:17 | 5,000 0 | 5,000 | Form 3 |
| 15 | TRUSCOTT WILLIAM F Senior Vice President | 2024-11-19 15:02:09 | 0 4,000 | 4,000 | Form 4 |
| 16 | MOLES THOMAS G Director Issuer's Inv. Advisor | 2004-05-24 16:06:39 | 3,633 0 | 3,633 | Form 4 |
| 17 | Sivaraman Raghavendran Portfolio Manager of Issuer | 2023-07-07 09:09:53 | 3,000 0 | 3,000 | Form 4 |
| 18 | Cunningham John B Vice President | 2004-09-17 14:14:53 | 2,500 0 | 2,500 | Form 3 |
| 19 | FLYNN PATRICIA M Director | 2008-11-17 11:21:09 | 100 1,937 | 2,037 | Form 3 |
| 20 | Lee Grace Portfolio Manager of Issuer | 2022-03-14 17:41:47 | 2,000 0 | 2,000 | Form 4 |
| 21 | McGarry Michael F Co-Portfolio Manager | 2005-04-07 11:21:34 | 1,228 0 | 1,228 | Form 4 |
| 22 | ILCHMAN ALICE S Director | 2005-10-20 09:58:11 | 0 1,165 | 1,165 | Form 4 |
| 23 | Boudreau Edward J Jr. Director | 2018-01-05 17:09:47 | 1000 0 | 1000 | Form 3 |
| 24 | Yeager Sandra Director | 2020-06-15 14:14:21 | 1000 0 | 1000 | Form 3 |
| 25 | Beckman Daniel Senior Vice President | 2021-05-14 13:07:44 | 325 0 | 325 | Form 4 |
| 26 | NASTA FRANK J Corp.Sect.Issuer/Mg.Dtr Advis | 2006-11-29 15:51:14 | 233.6 0 | 233.6 | Form 4 |
| 27 | HACKER DOUGLAS A Director | 2022-01-04 12:55:55 | 220 0 | 220 | Form 3 |
| 28 | Gallagher Brian J Director | 2020-01-06 12:27:15 | 207.63 0 | 207.63 | Form 3 |
| 29 | SHAW MINOR M Director | 2016-04-21 11:52:32 | 200 0 | 200 | Form 3 |
| 30 | Alison Taunton-Rigby Director | 2008-11-17 11:43:31 | 200 0 | 200 | Form 3 |
| 31 | Hawkins William A. Director | 2015-03-06 15:44:07 | 200 0 | 200 | Form 3 |
| 32 | CARMICHAEL WILLIAM P Director | 2014-01-06 14:04:57 | 200 0 | 200 | Form 3 |
| 33 | PAGLIA CATHERINE JAMES Director | 2014-11-24 16:31:05 | 126 0 | 126 | Form 4 |
| 34 | Carlton Pamela G Director | 2025-03-11 08:25:48 | 100.86 0 | 100.86 | Form 4 |
| 35 | Batejan George S Director | 2018-01-05 16:55:25 | 100 0 | 100 | Form 3 |
| 36 | Carlson Arne H Director | 2008-11-17 12:00:14 | 100 0 | 100 | Form 3 |
| 37 | MOFFETT DAVID M Director | 2024-01-02 15:01:05 | 100 0 | 100 | Form 3 |
| 38 | Laikind Jeffrey Director | 2008-11-17 12:14:28 | 100 0 | 100 | Form 3 |
| 39 | Petersen Christopher O. President & Prin Exec Off | 2020-11-19 17:01:38 | 100 0 | 100 | Form 4 |
| 40 | LEWIS STEPHEN R JR Director | 2008-11-17 12:37:52 | 100 0 | 100 | Form 3 |
| 41 | Blatz Kathleen Director | 2008-11-17 13:53:59 | 100 0 | 100 | Form 3 |
| 42 | SANTOMERO ANTHONY M Director | 2019-04-17 11:17:27 | 100 0 | 100 | Form 3 |
| 43 | Jones Anne Patricia Director | 2008-11-17 13:42:09 | 100 0 | 100 | Form 3 |
| 44 | Carrig Janet Director | 2024-01-18 09:49:32 | 73 0 | 73 | Form 4 |
| 45 | Fonseca Maureen Director | 2007-08-01 09:50:09 | 25 0 | 25 | Form 3 |
| 46 | Harasimowicz Stephen J. Senior VP, Glb Head of Trading | 2015-04-06 14:03:21 | 0 0 | 0 | Form 3 |
| 47 | LANDES WILLIAM J SVP of Issuer's IA | 2015-04-08 14:48:06 | 0 0 | 0 | Form 3 |
| 48 | Seaman Veronica A Vice President | 2024-10-08 11:23:14 | 0 0 | 0 | Form 3 |
| 49 | Kephart-Strong Geralynn A Vice President | 2015-01-09 11:11:22 | 0 0 | 0 | Form 3 |
| 50 | Janvier Nicolas Head of North America Equities | 2025-05-07 11:25:40 | 0 0 | 0 | Form 3 |
| 51 | Larrenaga Ryan Collins Vice President and Secretary | 2015-01-09 11:06:06 | 0 0 | 0 | Form 3 |
| 52 | DeFao Michael E. VP and Assistant Secretary | 2011-04-22 18:39:17 | 0 0 | 0 | Form 3 |
| 53 | Mergen Melda Managing Dir of Issuer's IA | 2015-04-08 14:54:28 | 0 0 | 0 | Form 3 |
| 54 | Chiesa Charles H (title in explanation below) | 2024-07-01 07:52:20 | 0 0 | 0 | Form 3 |
| 55 | Couto Scott E EVP/Head N.Am. for Issuer's IA | 2018-02-26 12:50:02 | 0 0 | 0 | Form 3 |
| 56 | Haugen Anthony P VP, CFO & Dir. of Issuer's IA | 2017-01-11 15:17:50 | 0 0 | 0 | Form 3 |
| 57 | Cielinski James Robert MNG DIR/GL HD of FI of Issr IA | 2017-04-07 11:58:42 | 0 0 | 0 | Form 3 |
| 58 | Beranek Joseph Treasurer of Issuer | 2019-02-05 10:29:43 | 0 0 | 0 | Form 3 |
| 59 | Cleasby Jonathan C Dir., VP & CFO of Issuer's IA | 2020-04-01 14:17:43 | 0 0 | 0 | Form 3 |
| 60 | Engelking Brian M. Dir., VP & CFO of Issuer's IA | 2020-06-25 15:00:50 | 0 0 | 0 | Form 3 |
| 61 | Asselta Francine See Remarks | 2024-01-16 12:29:48 | 0 0 | 0 | Form 3 |
| 62 | Tannuzzo Gene R Man Dir/GL HD of FI Issuer IA | 2021-03-05 09:24:39 | 0 0 | 0 | Form 3 |
| 63 | Kutin Joshua See Remarks | 2024-01-16 08:38:12 | 0 0 | 0 | Form 3 |
| 64 | Nusinzon Oleg Portfolio Manager of Issuer | 2021-06-22 15:47:17 | 0 0 | 0 | Form 3 |
| 65 | Marc Zeitoun See Remarks | 2024-01-10 09:53:33 | 0 0 | 0 | Form 3 |
| 66 | Gallus Peter A. CAO, Issuer's Inv. Adv. | 2008-11-17 14:20:21 | 0 0 | 0 | Form 3 |
| 67 | Brown Beth Ann SVP, Issuer's Inv. Adviser | 2010-05-11 11:13:32 | 0 0 | 0 | Form 3 |
| 68 | Johnson Amy K. Vice President of Issuer | 2008-11-17 15:38:06 | 0 0 | 0 | Form 3 |
| 69 | Keeley Michelle M. Vice President | 2008-11-17 15:30:04 | 0 0 | 0 | Form 3 |
| 70 | Lammers Jennifer D. CCO, Issuer & Inv. Adv. | 2008-11-17 15:22:01 | 0 0 | 0 | Form 3 |
| 71 | ANGELOS JAMES F VP, Issuer's Inv. Adv. | 2008-11-17 15:15:21 | 0 0 | 0 | Form 3 |
| 72 | Keating Christopher P. Director, Issuer's Inv. Adv. | 2008-11-17 15:08:16 | 0 0 | 0 | Form 3 |
| 73 | FOX JEFFREY P. Assistant Treasurer of Issuer | 2008-11-17 14:53:09 | 0 0 | 0 | Form 3 |
| 74 | McGrane Brian J. CFO & Dir., Issuer's Inv. Adv. | 2008-11-17 14:38:44 | 0 0 | 0 | Form 3 |
| 75 | Plummer Scott R VP, GC and Secretary of Issuer | 2008-11-17 14:30:39 | 0 0 | 0 | Form 3 |
| 76 | CONNAUGHTON J KEVIN President | 2010-05-11 11:19:58 | 0 0 | 0 | Form 3 |
| 77 | Mourtzinou Georgia K. Portfolio Manager of Issuer | 2008-11-17 14:08:39 | 0 0 | 0 | Form 3 |
| 78 | Bertsimas Dimitris J. Portfolio Manager of Issuer | 2008-11-17 14:04:03 | 0 0 | 0 | Form 3 |
| 79 | Bannigan Patrick T. President | 2008-11-17 13:01:47 | 0 0 | 0 | Form 3 |
| 80 | WHITSON JAMES N Director | 2005-09-30 17:53:10 | 0 0 | 0 | Form 4 |
| 81 | STEIN DAVID F Director, Issuer's Inv. Adv. | 2005-04-11 10:39:18 | 0 0 | 0 | Form 4 |
| 82 | Pisano Albert A CCO, Issuer's Invest. Adviser | 2004-07-27 10:18:08 | 0 0 | 0 | Form 3 |
| 83 | Hoagland Eleanor T M Chief Compliance Officer | 2004-07-27 09:57:17 | 0 0 | 0 | Form 3 |
| 84 | Eigen Neil T Director, Issuer's Inv. Adv. | 2004-07-15 11:42:31 | 0 0 | 0 | Form 3 |
| 85 | GUY DAVID Managing Director of Adviser Director | 2003-09-05 16:48:38 | 0 0 | 0 | Form 4 |
| 86 | Pearson Paul D. VP and Assistant Treasurer | 2011-04-22 18:28:35 | 0 0 | 0 | Form 3 |
| 87 | Welsh Stephen T. Vice President | 2014-03-05 14:37:07 | 0 0 | 0 | Form 5 |
| 88 | Faria Lee CCO of Issuer's Inv. Adviser | 2013-11-21 14:38:23 | 0 0 | 0 | Form 3 |
| 89 | Knight Jeffrey Head of GAA, Issuers Inv. Adv. | 2013-02-20 16:34:50 | 0 0 | 0 | Form 3 |
| 90 | Poole Kevin G. CCO of Issuer's Inv. Adviser | 2012-03-29 13:07:00 | 0 0 | 0 | Form 3 |
| 91 | McGuire Thomas P CCO of Issuer | 2012-03-23 13:37:34 | 0 0 | 0 | Form 3 |
| 92 | Buckley Oliver E Portfolio Manager of Issuer | 2012-03-12 14:08:26 | 0 0 | 0 | Form 3 |
| 93 | DiMaria Joseph F VP and CAO of Issuer | 2011-04-22 18:51:44 | 0 0 | 0 | Form 3 |
| 94 | Goucher Paul B. VP and Assistant Secretary | 2011-04-22 18:45:54 | 0 0 | 0 | Form 3 |
| 95 | GRADWOHL BENAMI Managing Director of Adviser Director | 2003-09-05 16:42:54 | 0 0 | 0 | Form 4 |
| 96 | Kringdon Joseph Dale Managing Dir of Issuer's IA | 2014-08-25 13:18:06 | 0 0 | 0 | Form 3 |
| 97 | Clarke Michael G Treasurer of Issuer | 2011-04-22 17:57:38 | 0 0 | 0 | Form 3 |
| 98 | Unckless Amy L. CAO, Issuer's Inv. Adviser | 2010-05-11 12:28:24 | 0 0 | 0 | Form 3 |
| 99 | Wondrack Linda CCO, Issuer & Inv. Adviser | 2010-05-11 12:23:26 | 0 0 | 0 | Form 3 |
| 100 | Thompson Christopher C. SVP, Issuer's Inv. Adviser | 2010-05-11 12:17:36 | 0 0 | 0 | Form 3 |
| 101 | Peters Jeffrey Franklin SVP, Issuer's Inv. Adviser | 2010-05-11 12:10:59 | 0 0 | 0 | Form 3 |
| 102 | MOORE COLIN Vice President | 2010-05-11 12:01:07 | 0 0 | 0 | Form 3 |
| 103 | McConnaughey Robert K. SVP, Issuer's Inv. Adviser | 2010-05-11 11:55:18 | 0 0 | 0 | Form 3 |
| 104 | Lundgren Colin James SVP, Issuer's Inv. Adv. | 2010-05-11 11:46:06 | 0 0 | 0 | Form 3 |
| 105 | Jones Michael A. Vice President | 2010-05-11 11:24:28 | 0 0 | 0 | Form 3 |