Insider Trading & Ownership - Dakos Andrew

Real time insider trading transaction history:

  • Insiders are prohibited from making short-swing profits by trading their shares within 6 months of the registration or acquiring the shares.
  • Shares are not adjusted for stock split.
"Insiders might sell their shares for any number of reasons, but they buy them for only one: they think the price will rise"
- Peter Lynch
What is insider trading>>
Time period
Insider Trading Transactions for Dakos Andrew
Common stock purchase or sale:
Transaction
Date
Reported
DateTime
CompanySymbolInsider
Relationship
Shares
Traded
Average
Price
Total
Amount
Shares
Owned
Filing
2024-09-20
Sale
2024-09-23
5:01 pm
SPECIAL OPPORTUNITIES FUND INC.SPEDakos Andrew
President
377$13.74$5,18015,824
(Indirect
Direct)
View
2022-03-03
Purchase
2022-03-04
1:02 pm
SWISS HELVETIA FUND INC.SWZDakos Andrew
President and CEO
1,000$8.82$8,8203,064
(Indirect
Direct)
View
2022-02-02
Purchase
2022-02-04
5:01 pm
SWISS HELVETIA FUND INC.SWZDakos Andrew
President and CEO
1,000$9.34$9,3402,064
(Indirect
Direct)
View
2021-09-15
Sale
2021-09-17
1:19 pm
HIGH INCOME SECURITIES FUNDPCFDakos Andrew
Director
30,000$9.9827$299,4801,745
(Direct)
View
2021-09-13
Sale
2021-09-15
09:55 am
HIGH INCOME SECURITIES FUNDPCFDakos Andrew
Director
20,000$9.9451$198,90331,745
(Direct)
View
2021-04-05
Sale
2021-08-05
5:17 pm
NEW IRELAND FUND INCIRLBulldog Investors LLP
GOLDSTEIN PHILLIP
Dakos Andrew
10% Owner
25,088$12.5$313,545394,374
(Indirect)
View
2021-01-20
Sale
2021-01-22
4:34 pm
HIGH INCOME SECURITIES FUNDPCFDakos Andrew
Director
11,255$8.6119$96,92712,745
(Direct)
View
2020-12-16
Sale
2020-12-18
11:13 am
HIGH INCOME SECURITIES FUNDPCFDakos Andrew
Director
6,299$8.8568$55,78924,000
(Direct)
View
2020-10-13
Sale
2020-10-15
4:05 pm
HIGH INCOME SECURITIES FUNDPCFDakos Andrew
Director
7,819$8.3821$65,54030,299
(Direct)
View
2020-09-28
Sale
2020-09-30
4:54 pm
HIGH INCOME SECURITIES FUNDPCFDakos Andrew
Director
15,389$8.331$128,20538,118
(Direct)
View
2020-09-17
Sale
2020-09-21
4:17 pm
HIGH INCOME SECURITIES FUNDPCFDakos Andrew
Director
16,493$8.5558$141,11053,507
(Direct)
View
2020-02-28
Purchase
2020-03-06
3:47 pm
WESTERN ASSET CORPORATE LOAN FUND INC.TLIBulldog Investors LLC
GOLDSTEIN PHILLIP
Dakos Andrew
10% Owner
586$9.7856$5,73419,889
(Direct)
View
2020-02-28
Purchase
2020-03-03
2:36 pm
SPECIAL OPPORTUNITIES FUND INC.SPEDakos Andrew
President
1,000$13.25$13,25014,212
(Indirect
Direct)
View
2020-02-28
Purchase
2020-03-03
2:24 pm
SPECIAL OPPORTUNITIES FUNDSPEDakos Andrew
President
1,000$13.25$13,25014,212
(Indirect
Direct)
View
2020-02-28
Purchase
2020-03-03
2:10 pm
SWISS HELVETIA FUND INC.SWZDakos Andrew
President and CEO
1,000$7.75$7,7501,064
(Direct)
View

Stock options: Exercise, Award, Grant, Conversion
Transaction
Date
Reported
DateTime
Exercisable
Expiration
CompanySymnbolInsider
Relationship
Shares
Traded
Conversion
Price
Shares
Owned
Filing

Ownership
2024-09-26
4:06 pm
N/A
N/A
MFS INVESTMENT GRADE MUNICIPAL TRUSTCXHDakos Andrew
10% Owner
0$00
(Direct)
View
2024-08-15
Exercise
2024-08-19
5:01 pm
N/A
N/A
HIGH INCOME SECURITIES FUNDPCFDakos Andrew
President
70,092$6.48105,138
(Direct)
View

Ownership
2023-09-20
7:00 pm
N/A
N/A
TG Venture Acquisition Corp.TGVCBulldog Investors LLP
GOLDSTEIN PHILLIP
Dakos Andrew
10% Owner
0$00
(Indirect)
View
2021-11-01
Exercise(A)
2022-06-09
2:05 pm
N/A
N/A
HIGH INCOME SECURITIES FUNDPCFDakos Andrew
President
33,301$8.3635,046
(Direct)
View
2022-04-05
Disposition
2022-04-07
5:01 pm
N/A
N/A
SPECIAL OPPORTUNITIES FUND INC.SPEDakos Andrew
President
3,138$15.6910,944
(Direct)
View
2022-01-27
Exercise
2022-01-28
5:27 pm
N/A
N/A
SPECIAL OPPORTUNITIES FUND INC.SPEDakos Andrew
President
200$2519,539
(Direct)
View
2021-11-01
Exercise
2021-11-03
5:01 pm
N/A
N/A
HIGH INCOME SECURITIES FUNDPCFDakos Andrew
President
31,745$8.3633,490
(Direct)
View
2021-07-09
Exercise
2021-07-14
1:58 pm
N/A
N/A
SPECIAL OPPORTUNITIES FUND INC.SPEDakos Andrew
President
12,771$013,114
(Direct)
View

Ownership
2021-05-10
11:51 am
N/A
N/A
TORTOISE ENERGY INDEPENDENCE FUND INC.NDPDakos Andrew
10% Owner
0$00
(Direct)
View

Ownership
2021-03-24
11:49 am
N/A
N/A
NEW IRELAND FUND INCIRLBulldog Investors LLP
GOLDSTEIN PHILLIP
Dakos Andrew
10% Owner
0$0494,056
(Direct)
View
2021-02-02
Exercise
2021-02-04
4:36 pm
N/A
N/A
HIGH INCOME SECURITIES FUNDPCFDakos Andrew
Director
39,000$8.2451,745
(Direct)
View

Ownership
2020-07-09
3:01 pm
N/A
N/A
ADAMS NATURAL RESOURCES FUND INC.PEOBulldog Investors LLC
GOLDSTEIN PHILLIP
Dakos Andrew
See Explanation of Response
10% Owner
0$031,246
(Direct)
View

Ownership(A)
2020-03-06
2:09 pm
N/A
N/A
WESTERN ASSET CORPORATE LOAN FUND INC.TLIBulldog Investors LLC
GOLDSTEIN PHILLIP
Dakos Andrew
10% Owner
0$019,303
(Direct)
View

Ownership
2019-12-06
10:33 am
N/A
N/A
WESTERN ASSET CORPORATE LOAN FUND INC.TLIBulldog Investors LLC
GOLDSTEIN PHILLIP
Dakos Andrew
Samuels Steven
10% Owner
0$07,803
(Direct)
View
(A) Indicate amendment filing.