Insider Trading & Ownership - Finke Thomas M

Real time insider trading transaction history:

  • Insiders are prohibited from making short-swing profits by trading their shares within 6 months of the registration or acquiring the shares.
  • Shares are not adjusted for stock split.
"Insiders might sell their shares for any number of reasons, but they buy them for only one: they think the price will rise"
- Peter Lynch
What is insider trading>>
Time period
Insider Trading Transactions for Finke Thomas M
Common stock purchase or sale:
Transaction
Date
Reported
DateTime
CompanySymbolInsider
Relationship
Shares
Traded
Average
Price
Total
Amount
Shares
Owned
Filing
2023-06-30
Purchase
2023-07-05
4:46 pm
ALLIANCE ENTERTAINMENT HOLDING CORPAENTFinke Thomas M
Director
83,300$3$249,900321,028
(Indirect
Direct)
View
2020-05-05
Purchase
2020-05-06
09:25 am
Barings BDC Inc.BBDCFinke Thomas M
Officer of Adviser
Director
15,000$7.0025$105,03825,000
(Direct)
View
2019-11-20
Purchase
2019-11-21
11:36 am
Barings BDC Inc.BBDCFinke Thomas F
Officer of Adviser
Director
8,000$10.3$82,40010,000
(Direct)
View

Stock options: Exercise, Award, Grant, Conversion
Transaction
Date
Reported
DateTime
Exercisable
Expiration
CompanySymnbolInsider
Relationship
Shares
Traded
Conversion
Price
Shares
Owned
Filing
2024-05-15
Option Award
2024-05-17
3:16 pm
N/A
N/A
Invesco Ltd.IVZFinke Thomas M
Director
11,955$043,398
(Direct)
View
2023-05-15
Option Award
2023-05-17
4:30 pm
N/A
N/A
Invesco Ltd.IVZFinke Thomas M
Director
12,820$031,443
(Direct)
View
2023-02-10
Other
2023-02-13
6:01 pm
N/A
N/A
ALLIANCE ENTERTAINMENT HOLDING CORPADRAFinke Thomas M
Director
10,265,061$07,582,789
(Indirect)
View
2023-02-10
Exercise
2023-02-13
6:01 pm
N/A
N/A
ALLIANCE ENTERTAINMENT HOLDING CORPADRAFinke Thomas M
Director
1,250,000$07,582,789
(Indirect)
View
2023-02-10
Disposition
2023-02-13
6:01 pm
N/A
N/A
ALLIANCE ENTERTAINMENT HOLDING CORPADRAFinke Thomas M
Director
1,375,000$07,582,789
(Indirect)
View
2022-05-15
Option Award
2022-05-17
4:36 pm
N/A
N/A
Invesco Ltd.IVZFinke Thomas M
Director
10,930$018,623
(Direct)
View
2021-05-15
Option Award
2021-05-18
5:21 pm
N/A
N/A
Invesco Ltd.IVZFinke Thomas M
Director
5,807$07,693
(Direct)
View
2021-04-29
Option Award
2021-05-03
5:27 pm
N/A
N/A
Invesco Ltd.IVZFinke Thomas M
Director
1,311$01,886
(Direct)
View

Ownership
2021-02-08
9:32 pm
N/A
N/A
Adara Acquisition Corp.ADRAFinke Thomas M
Director
0$050,000
(Direct)
View
2021-01-27
Option Award
2021-01-29
5:46 pm
N/A
N/A
Invesco Ltd.IVZFinke Thomas M
Director
575$0575
(Direct)
View

Ownership
2020-12-01
5:02 pm
N/A
N/A
Invesco Ltd.IVZFinke Thomas M
Director
0$00
(Direct)
View
2020-11-05
Other
2020-11-06
1:06 pm
N/A
N/A
BARINGS CORPORATE INVESTORSMCIFinke Thomas M
Officer of Adviser
30$12.1156,632
(Direct)
View
2020-10-22
Other
2020-10-23
11:58 am
N/A
N/A
BARINGS CORPORATE INVESTORSMCIFinke Thomas M
Officer of Adviser
30$12.0455,480
(Direct)
View
2020-10-08
Other
2020-10-09
2:27 pm
N/A
N/A
BARINGS CORPORATE INVESTORSMCIFinke Thomas M
Officer of Adviser
29$12.4455,450
(Direct)
View
2020-09-24
Other
2020-09-25
11:53 am
N/A
N/A
BARINGS CORPORATE INVESTORSMCIFinke Thomas M
Officer of Adviser
29$12.5555,421
(Direct)
View
2020-09-10
Other
2020-09-11
2:43 pm
N/A
N/A
BARINGS CORPORATE INVESTORSMCIFinke Thomas M
Officer of Adviser
28$12.7955,392
(Direct)
View
2020-08-27
Other
2020-08-28
2:16 pm
N/A
N/A
BARINGS CORPORATE INVESTORSMCIFinke Thomas M
Officer of Adviser
28$13.0255,364
(Direct)
View
2020-08-13
Other
2020-08-14
11:36 am
N/A
N/A
BARINGS CORPORATE INVESTORSMCIFinke Thomas M
Officer of Adviser
27$13.4955,336
(Direct)
View
2020-07-30
Other
2020-07-31
12:28 pm
N/A
N/A
BARINGS CORPORATE INVESTORSMCIFinke Thomas M
Officer of Adviser
27$13.4554,324
(Direct)
View
2020-07-16
Other
2020-07-17
3:24 pm
N/A
N/A
BARINGS CORPORATE INVESTORSMCIFinke Thomas M
Officer of Adviser
27$13.3354,297
(Direct)
View
2020-07-02
Other
2020-07-06
3:17 pm
N/A
N/A
BARINGS CORPORATE INVESTORSMCIFinke Thomas M
Officer of Adviser
27$13.4754,270
(Direct)
View
2020-06-18
Other
2020-06-22
1:46 pm
N/A
N/A
BARINGS CORPORATE INVESTORSMCIFinke Thomas M
Officer of Adviser
27$13.454,243
(Direct)
View
2020-06-04
Other
2020-06-05
2:14 pm
N/A
N/A
BARINGS CORPORATE INVESTORSMCIFinke Thomas M
Officer of Adviser
26$13.6454,216
(Direct)
View
2020-05-21
Other
2020-05-22
11:51 am
N/A
N/A
BARINGS CORPORATE INVESTORSMCIFinke Thomas M
Officer of Adviser
26$13.8954,190
(Direct)
View
2020-05-07
Other
2020-05-11
3:28 pm
N/A
N/A
BARINGS CORPORATE INVESTORSMCIFinke Thomas M
Officer of Adviser
30$12.154,164
(Direct)
View
2020-04-23
Other
2020-04-24
7:01 pm
N/A
N/A
BARINGS CORPORATE INVESTORSMCIFinke Thomas M
Officer of Adviser
26$13.7953,167
(Direct)
View
2020-04-09
Other
2020-04-13
10:35 am
N/A
N/A
BARINGS CORPORATE INVESTORSMCIFinke Thomas M
Officer of Adviser
28$12.9453,141
(Direct)
View
2020-03-26
Other
2020-03-27
1:28 pm
N/A
N/A
BARINGS CORPORATE INVESTORSMCIFinke Thomas M
Officer of Adviser
28$12.6753,113
(Direct)
View
2020-03-12
Other
2020-03-13
2:11 pm
N/A
N/A
BARINGS CORPORATE INVESTORSMCIFinke Thomas M
Officer of Adviser
25$14.453,085
(Direct)
View
2020-02-27
Other
2020-03-04
09:05 am
N/A
N/A
BARINGS CORPORATE INVESTORSMCIFinke Thomas M
Officer of Adviser
2,987$16.7553,060
(Direct)
View
2019-12-19
Other
2019-12-23
11:26 am
N/A
N/A
BARINGS CORPORATE INVESTORSMCIFinke Thomas M
Officer of Adviser
22$16.5549,198
(Direct)
View
2019-12-05
Other
2019-12-06
5:17 pm
N/A
N/A
BARINGS CORPORATE INVESTORSMCIFinke Thomas M
Officer of Adviser
22$16.449,176
(Direct)
View
2019-11-21
Other
2019-11-22
2:38 pm
N/A
N/A
BARINGS CORPORATE INVESTORSMCIFinke Thomas M
Officer of Adviser
21$16.9549,154
(Direct)
View
2019-11-07
Other
2019-11-08
5:21 pm
N/A
N/A
BARINGS CORPORATE INVESTORSMCIFinke Thomas F
Officer of Adviser
21$16.8449,133
(Direct)
View