Insider Trading Activity - B. RILEY CAPITAL MANAGEMENT LLC

Real time insider trading transaction history:

Insiders are prohibited from making short-swing profits by trading their shares within 6 months of the registration or acquiring the shares.
Shares are not adjusted for stock split.

"Insiders might sell their shares for any number of reasons, but they buy them for only one: they think the price will rise"
- Peter Lynch
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Insider Trading Transactions for B. RILEY CAPITAL MANAGEMENT LLC

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Common stock purchase or sale:

Transaction Date	Reported DateTime	Company	Symbol	Insider Relationship	Shares Traded	Average Price	Total Amount	Shares Owned	Filing
2021-10-18 Purchase	2021-10-20 9:30 pm	ALTA EQUIPMENT GROUP INC.	ALTG	B. Riley Financial Inc. B. RILEY CAPITAL MANAGEMENT LLC BRC Partners Management GP LLC BRC Partners Opportunity Fund LP B. Riley Securities Inc. RILEY BRYANT R 10% Owner	28,689	$13.5	$387,193	6,497,592 (Indirect Direct)	View
2021-10-14 Sale	2021-10-18 9:30 pm	Eos Energy Enterprises Inc.	EOSE	B. Riley Financial Inc. BRF Investments LLC B. RILEY CAPITAL MANAGEMENT LLC BRC Partners Management GP LLC BRC Partners Opportunity Fund LP RILEY BRYANT R 10% Owner	7,121	$12.85	$91,505	6,117,711 (Indirect Direct)	View
2021-09-30 Sale	2021-10-04 9:30 pm	Eos Energy Enterprises Inc.	EOSE	B. Riley Financial Inc. BRF Investments LLC B. RILEY CAPITAL MANAGEMENT LLC BRC Partners Management GP LLC BRC Partners Opportunity Fund LP RILEY BRYANT R 10% Owner	131,886	$14.19	$1,871,367	6,124,832 (Indirect Direct)	View
2021-09-27 Sale	2021-09-29 9:30 pm	Eos Energy Enterprises Inc.	EOSE	B. Riley Financial Inc. BRF Investments LLC B. RILEY CAPITAL MANAGEMENT LLC BRC Partners Management GP LLC BRC Partners Opportunity Fund LP RILEY BRYANT R 10% Owner	133,301	$14.13	$1,882,990	6,256,718 (Indirect Direct)	View
2021-09-17 Sale	2021-09-21 9:30 pm	Eos Energy Enterprises Inc.	EOSE	B. Riley Financial Inc. BRF Investments LLC B. Riley Principal Sponsor Co. II LLC B. RILEY PRINCIPAL INVESTMENTS LLC B. RILEY CAPITAL MANAGEMENT LLC BRC Partners Management GP LLC BRC Partners Opportunity Fund LP B. Riley Securities Inc. RILEY BRYANT R 10% Owner	38,231	$13.79	$527,168	6,390,019 (Indirect Direct)	View
2021-09-15 Purchase	2021-09-17 9:30 pm	ALTA EQUIPMENT GROUP INC.	ALTG	B. Riley Financial Inc. B. RILEY CAPITAL MANAGEMENT LLC BRC Partners Management GP LLC BRC Partners Opportunity Fund LP B. Riley Securities Inc. RILEY BRYANT R 10% Owner	22,802	$12.86	$293,312	6,468,903 (Indirect Direct)	View
2021-09-08 Purchase	2021-09-10 5:32 pm	ALTA EQUIPMENT GROUP INC.	ALTG	B. Riley Financial Inc. B. RILEY CAPITAL MANAGEMENT LLC BRC Partners Management GP LLC BRC Partners Opportunity Fund LP B. Riley Securities Inc. RILEY BRYANT R 10% Owner	17,711	$12.8	$226,700	6,446,101 (Indirect Direct)	View
2021-09-07 Sale	2021-09-09 9:30 pm	Eos Energy Enterprises Inc.	EOSE	B. Riley Financial Inc. BRF Investments LLC B. Riley Principal Sponsor Co. II LLC B. RILEY PRINCIPAL INVESTMENTS LLC B. RILEY CAPITAL MANAGEMENT LLC BRC Partners Management GP LLC BRC Partners Opportunity Fund LP B. Riley Securities Inc. RILEY BRYANT R 10% Owner	64,215	$13.63	$875,400	6,428,250 (Indirect Direct)	View
2021-09-01 Sale	2021-09-03 9:30 pm	Eos Energy Enterprises Inc.	EOSE	B. Riley Financial Inc. BRF Investments LLC B. Riley Principal Sponsor Co. II LLC B. RILEY PRINCIPAL INVESTMENTS LLC B. RILEY CAPITAL MANAGEMENT LLC BRC Partners Management GP LLC BRC Partners Opportunity Fund LP B. Riley Securities Inc. RILEY BRYANT R 10% Owner	151,294	$13.69	$2,071,829	6,492,465 (Indirect Direct)	View
2021-08-27 Sale	2021-08-31 4:18 pm	Eos Energy Enterprises Inc.	EOSE	B. Riley Financial Inc. BRF Investments LLC B. Riley Principal Sponsor Co. II LLC B. RILEY PRINCIPAL INVESTMENTS LLC B. RILEY CAPITAL MANAGEMENT LLC BRC Partners Management GP LLC BRC Partners Opportunity Fund LP B. Riley Securities Inc. RILEY BRYANT R 10% Owner	100,970	$13.91	$1,404,420	6,643,759 (Indirect Direct)	View
2021-08-24 Sale(A)	2021-08-30 4:01 pm	Eos Energy Enterprises Inc.	EOSE	B. Riley Financial Inc. BRF Investments LLC B. Riley Principal Sponsor Co. II LLC B. RILEY PRINCIPAL INVESTMENTS LLC B. RILEY CAPITAL MANAGEMENT LLC BRC Partners Management GP LLC BRC Partners Opportunity Fund LP B. Riley Securities Inc. RILEY BRYANT R 10% Owner	176,550	$13.62	$2,404,898	6,744,729 (Indirect Direct)	View
2021-08-24 Sale	2021-08-27 07:04 am	Eos Energy Enterprises Inc.	EOSE	B. Riley Financial Inc. B. Riley Principal Sponsor Co. II LLC B. RILEY PRINCIPAL INVESTMENTS LLC B. RILEY CAPITAL MANAGEMENT LLC BRC Partners Management GP LLC BRC Partners Opportunity Fund LP B. Riley Securities Inc. RILEY BRYANT R 10% Owner	176,550	$13.62	$2,404,898	6,744,729 (Indirect Direct)	View
2021-08-23 Sale	2021-08-25 5:31 pm	SONIM TECHNOLOGIES INC	SONM	B. Riley Financial Inc. BRC Partners Opportunity Fund LP BRC Partners Management GP LLC B. RILEY CAPITAL MANAGEMENT LLC B. RILEY PRINCIPAL INVESTMENTS LLC RILEY BRYANT R 10% Owner	2,836,560	$0.40959	$1,161,817	7,700,228 (Indirect)	View
2021-08-19 Purchase	2021-08-23 5:01 pm	ALTA EQUIPMENT GROUP INC.	ALTG	B. Riley Financial Inc. B. RILEY CAPITAL MANAGEMENT LLC BRC Partners Management GP LLC BRC Partners Opportunity Fund LP B. Riley Securities Inc. RILEY BRYANT R 10% Owner	854	$12.24	$10,456	6,428,390 (Indirect Direct)	View
2021-05-20 Purchase	2021-05-24 4:02 pm	theMaven Inc.	MVEN	B. Riley Financial Inc. BRC Partners Opportunity Fund LP BRC Partners Management GP LLC B. RILEY CAPITAL MANAGEMENT LLC B. RILEY PRINCIPAL INVESTMENTS LLC BRF Finance Co. LLC RILEY BRYANT R 10% Owner	2,857,143	$0.7	$2,000,000	79,055,072 (Indirect)	View
2021-04-26 Sale	2021-04-28 4:16 pm	QUANTUM CORP	QMCO	B. Riley Financial Inc. B. RILEY CAPITAL MANAGEMENT LLC BRC Partners Management GP LLC BRC Partners Opportunity Fund LP B. Riley Securities Inc. RILEY BRYANT R 10% Owner	940,000	$8.25	$7,755,000	2,289,307 (Indirect)	View
2021-03-25 Purchase	2021-03-26 4:11 pm	Babcock & Wilcox Enterprises Inc.	BW	B. Riley Financial Inc. BRC Partners Opportunity Fund LP BRC Partners Management GP LLC B. RILEY CAPITAL MANAGEMENT LLC B. Riley Securities Inc. RILEY BRYANT R Director 10% Owner	10,720,785	$6.04	$64,753,541	27,636,838 (Indirect Direct)	View
2021-03-16 Sale	2021-03-18 6:36 pm	SONIM TECHNOLOGIES INC	SONM	B. Riley Financial Inc. BRC Partners Opportunity Fund LP BRC Partners Management GP LLC B. RILEY CAPITAL MANAGEMENT LLC B. RILEY PRINCIPAL INVESTMENTS LLC RILEY BRYANT R 10% Owner	22,596	$0.98851	$22,336	10,463,879 (Indirect Direct)	View
2021-03-11 Sale	2021-03-15 6:58 pm	SONIM TECHNOLOGIES INC	SONM	B. Riley Financial Inc. BRC Partners Opportunity Fund LP BRC Partners Management GP LLC B. RILEY CAPITAL MANAGEMENT LLC B. RILEY PRINCIPAL INVESTMENTS LLC RILEY BRYANT R 10% Owner	1,846,860	$1.0425	$1,925,300	4,729,203 (Indirect Direct)	View
2021-01-29 Purchase	2021-02-02 4:37 pm	TILE SHOP HOLDINGS INC.	TTSH	B. Riley Financial Inc. BRC Partners Opportunity Fund LP BRC Partners Management GP LLC B. RILEY CAPITAL MANAGEMENT LLC B. Riley Securities Inc. RILEY BRYANT R See Remarks	7,400	$5	$37,000	4,367,545 (Indirect)	View
2020-11-16 Purchase(A)	2020-11-18 6:12 pm	Eos Energy Enterprises Inc.	EOSE	B. Riley Financial Inc. B. Riley Principal Sponsor Co. II LLC B. RILEY PRINCIPAL INVESTMENTS LLC B. RILEY CAPITAL MANAGEMENT LLC BRC Partners Management GP LLC BRC Partners Opportunity Fund LP B. Riley Securities Inc. RILEY BRYANT R 10% Owner	2,361,236	$10	$23,622,340	6,817,500 (Indirect Direct)	View
2020-11-13 Purchase	2020-11-17 8:14 pm	Eos Energy Enterprises Inc.	EOSE	B. Riley Financial Inc. B. Riley Principal Sponsor Co. II LLC B. RILEY PRINCIPAL INVESTMENTS LLC B. RILEY CAPITAL MANAGEMENT LLC BRC Partners Management GP LLC BRC Partners Opportunity Fund LP B. Riley Securities Inc. RILEY BRYANT R 10% Owner	2,200	$10.42	$22,924	988,793 (Indirect)	View
2020-11-10 Purchase	2020-11-12 5:24 pm	B. Riley Principal Merger Corp. II	BMRG	B. Riley Financial Inc. B. Riley Principal Sponsor Co. II LLC B. RILEY PRINCIPAL INVESTMENTS LLC B. RILEY CAPITAL MANAGEMENT LLC BRC Partners Management GP LLC BRC Partners Opportunity Fund LP B. Riley Securities Inc. RILEY BRYANT R 10% Owner	1,174,609	$10.16	$11,930,235	986,593 (Indirect)	View
2020-11-10 Sale	2020-11-12 5:24 pm	B. Riley Principal Merger Corp. II	BMRG	B. Riley Financial Inc. B. Riley Principal Sponsor Co. II LLC B. RILEY PRINCIPAL INVESTMENTS LLC B. RILEY CAPITAL MANAGEMENT LLC BRC Partners Management GP LLC BRC Partners Opportunity Fund LP B. Riley Securities Inc. RILEY BRYANT R 10% Owner	2,050,000	$10.12	$20,746,000	986,593 (Indirect)	View
2020-11-09 Purchase	2020-11-12 06:30 am	B. Riley Principal Merger Corp. II	BMRG	B. Riley Financial Inc. B. Riley Principal Sponsor Co. II LLC B. RILEY PRINCIPAL INVESTMENTS LLC B. RILEY CAPITAL MANAGEMENT LLC BRC Partners Management GP LLC BRC Partners Opportunity Fund LP B. Riley Securities Inc. RILEY BRYANT R 10% Owner	1,081,687	$10.13	$10,956,072	2,427,633 (Indirect)	View
2020-11-04 Purchase	2020-11-06 7:05 pm	B. Riley Principal Merger Corp. II	BMRG	B. Riley Financial Inc. B. Riley Principal Sponsor Co. II LLC B. RILEY PRINCIPAL INVESTMENTS LLC B. RILEY CAPITAL MANAGEMENT LLC BRC Partners Management GP LLC BRC Partners Opportunity Fund LP B. Riley Securities Inc. RILEY BRYANT R 10% Owner	2,347,930	$10.1	$23,713,515	2,307,930 (Indirect)	View
2020-11-06 Sale	2020-11-06 7:05 pm	B. Riley Principal Merger Corp. II	BMRG	B. Riley Financial Inc. B. Riley Principal Sponsor Co. II LLC B. RILEY PRINCIPAL INVESTMENTS LLC B. RILEY CAPITAL MANAGEMENT LLC BRC Partners Management GP LLC BRC Partners Opportunity Fund LP B. Riley Securities Inc. RILEY BRYANT R 10% Owner	740,000	$10.25	$7,585,000	2,307,930 (Indirect)	View
2020-08-21 Purchase	2020-08-24 6:51 pm	Select Interior Concepts Inc.	SIC	B. Riley Financial Inc. BRC Partners Opportunity Fund LP BRC Partners Management GP LLC B. RILEY CAPITAL MANAGEMENT LLC RILEY BRYANT R Director 10% Owner	102,264	$5.8333	$596,542	3,259,916 (Indirect Direct)	View
2020-06-26 Purchase	2020-06-30 4:14 pm	Franchise Group Inc.	FRG	B. Riley Financial Inc. BRC Partners Opportunity Fund LP BRC Partners Management GP LLC B. RILEY CAPITAL MANAGEMENT LLC 10% Owner	75,000	$22.65	$1,698,435	4,547,462 (Indirect Direct)	View
2020-06-09 Purchase	2020-06-29 7:27 pm	SONIM TECHNOLOGIES INC	SONM	B. Riley Financial Inc. BRC Partners Opportunity Fund LP BRC Partners Management GP LLC B. RILEY CAPITAL MANAGEMENT LLC B. RILEY PRINCIPAL INVESTMENTS LLC RILEY BRYANT R Director 10% Owner	1,966,667	$0.75	$1,475,000	18,010,799 (Indirect Direct)	View
2020-06-10 Purchase	2020-06-12 1:05 pm	Select Interior Concepts Inc.	SIC	B. Riley Financial Inc. BRC Partners Opportunity Fund LP BRC Partners Management GP LLC B. RILEY CAPITAL MANAGEMENT LLC RILEY BRYANT R Director 10% Owner	91,301	$4.0122	$366,318	3,157,652 (Indirect Direct)	View
2020-05-20 Purchase(A)	2020-06-05 8:30 pm	B. Riley Principal Merger Corp. II	BMRG	B. Riley Financial Inc. B. Riley Principal Sponsor Co. II LLC B. RILEY PRINCIPAL INVESTMENTS LLC B. RILEY CAPITAL MANAGEMENT LLC BRC Partners Management GP LLC BRC Partners Opportunity Fund LP 10% Owner	50,000	$9.985	$499,249	5,595,000 (Indirect)	View
2020-04-24 Sale	2020-04-28 7:47 pm	Franchise Group Inc.	FRG	B. Riley Financial Inc. BRC Partners Opportunity Fund LP BRC Partners Management GP LLC B. RILEY CAPITAL MANAGEMENT LLC B. Riley FBR Inc. Dialectic Antithesis Partners LP BR Dialectic Capital Management LLC 10% Owner	150,000	$10	$1,500,000	4,472,462 (Indirect Direct)	View

Stock options: Exercise, Award, Grant, Conversion

Transaction Date	Reported DateTime	Exercisable Expiration	Company	Symnbol	Insider Relationship	Shares Traded	Conversion Price	Shares Owned	Filing
Ownership	2021-06-29 4:01 pm	N/A N/A	SYNCHRONOSS TECHNOLOGIES INC	SNCR	B. Riley Financial Inc. B. Riley Securities Inc. B. RILEY CAPITAL MANAGEMENT LLC BRC Partners Management GP LLC BRC Partners Opportunity Fund LP RILEY BRYANT R 10% Owner	0	$0	13,826,538 (Indirect)	View
2021-04-12 Conversion	2021-04-12 9:34 pm	N/A N/A	ALTA EQUIPMENT GROUP INC.	ALTG	B. Riley Financial Inc. B. Riley Principal Sponsor Co. LLC B. RILEY CAPITAL MANAGEMENT LLC BRC Partners Management GP LLC BRC Partners Opportunity Fund LP B. Riley Securities Inc. B. RILEY PRINCIPAL INVESTMENTS LLC RILEY BRYANT R 10% Owner	1,767,465	$0	265,417 (Indirect)	View
2020-12-18 Conversion(A)	2021-02-02 4:40 pm	2020-12-18 N/A	theMaven Inc.	MVEN	B. Riley Financial Inc. BRC Partners Opportunity Fund LP BRC Partners Management GP LLC B. RILEY CAPITAL MANAGEMENT LLC B. RILEY PRINCIPAL INVESTMENTS LLC BRF Finance Co. LLC RILEY BRYANT R 10% Owner	16,496	$0	7,612,089 (Indirect)	View
2020-12-30 Conversion(A)	2021-02-02 4:40 pm	N/A N/A	theMaven Inc.	MVEN	B. Riley Financial Inc. BRC Partners Opportunity Fund LP BRC Partners Management GP LLC B. RILEY CAPITAL MANAGEMENT LLC B. RILEY PRINCIPAL INVESTMENTS LLC BRF Finance Co. LLC RILEY BRYANT R 10% Owner	351,207	$0.4	7,612,089 (Indirect)	View
2020-12-18 Conversion(A)	2021-02-02 4:40 pm	N/A N/A	theMaven Inc.	MVEN	B. Riley Financial Inc. BRC Partners Opportunity Fund LP BRC Partners Management GP LLC B. RILEY CAPITAL MANAGEMENT LLC B. RILEY PRINCIPAL INVESTMENTS LLC BRF Finance Co. LLC RILEY BRYANT R 10% Owner	23,572,784	$0.7	7,612,089 (Indirect)	View
2020-12-30 Conversion(A)	2021-02-02 4:40 pm	N/A N/A	theMaven Inc.	MVEN	B. Riley Financial Inc. BRC Partners Opportunity Fund LP BRC Partners Management GP LLC B. RILEY CAPITAL MANAGEMENT LLC B. RILEY PRINCIPAL INVESTMENTS LLC BRF Finance Co. LLC RILEY BRYANT R 10% Owner	43,856,438	$0.33	7,612,089 (Indirect)	View
Ownership	2021-02-01 4:02 pm	N/A N/A	TILE SHOP HOLDINGS INC.	TTSH	B. Riley Financial Inc. BRC Partners Opportunity Fund LP BRC Partners Management GP LLC B. RILEY CAPITAL MANAGEMENT LLC B. Riley Securities Inc. RILEY BRYANT R See Remarks	0	$0	4,360,145 (Indirect)	View
2020-12-31 Exercise	2021-01-26 5:33 pm	N/A N/A	Babcock & Wilcox Enterprises Inc.	BW	B. Riley Financial Inc. BRC Partners Opportunity Fund LP BRC Partners Management GP LLC B. RILEY CAPITAL MANAGEMENT LLC B. Riley Securities Inc. RILEY BRYANT R Director 10% Owner	2,379,376	$2.2774	13,510,394 (Direct)	View
2020-12-31 Exercise	2021-01-26 5:33 pm	N/A N/A	Babcock & Wilcox Enterprises Inc.	BW	B. Riley Financial Inc. BRC Partners Opportunity Fund LP BRC Partners Management GP LLC B. RILEY CAPITAL MANAGEMENT LLC B. Riley Securities Inc. RILEY BRYANT R Director 10% Owner	5,418,791	$0	13,510,394 (Direct)	View
2020-12-18 Conversion	2021-01-04 9:14 pm	2020-12-18 N/A	theMaven Inc.	MVEN	B. Riley Financial Inc. BRC Partners Opportunity Fund LP BRC Partners Management GP LLC B. RILEY CAPITAL MANAGEMENT LLC B. RILEY PRINCIPAL INVESTMENTS LLC BRF Finance Co. LLC RILEY BRYANT R 10% Owner	14,632,971	$0	11,525,079 (Indirect)	View
2020-12-30 Other	2021-01-04 9:14 pm	2020-12-31 2020-12-31	theMaven Inc.	MVEN	B. Riley Financial Inc. BRC Partners Opportunity Fund LP BRC Partners Management GP LLC B. RILEY CAPITAL MANAGEMENT LLC B. RILEY PRINCIPAL INVESTMENTS LLC BRF Finance Co. LLC RILEY BRYANT R 10% Owner	3,107,579	$0	11,525,079 (Indirect)	View
2020-12-30 Conversion	2021-01-04 9:14 pm	N/A N/A	theMaven Inc.	MVEN	B. Riley Financial Inc. BRC Partners Opportunity Fund LP BRC Partners Management GP LLC B. RILEY CAPITAL MANAGEMENT LLC B. RILEY PRINCIPAL INVESTMENTS LLC BRF Finance Co. LLC RILEY BRYANT R 10% Owner	8,768,707	$0.4	11,525,079 (Indirect)	View
2020-12-18 Conversion	2021-01-04 9:14 pm	N/A N/A	theMaven Inc.	MVEN	B. Riley Financial Inc. BRC Partners Opportunity Fund LP BRC Partners Management GP LLC B. RILEY CAPITAL MANAGEMENT LLC B. RILEY PRINCIPAL INVESTMENTS LLC BRF Finance Co. LLC RILEY BRYANT R 10% Owner	23,565,714	$0.7	11,525,079 (Indirect)	View
2020-12-30 Conversion	2021-01-04 9:14 pm	N/A N/A	theMaven Inc.	MVEN	B. Riley Financial Inc. BRC Partners Opportunity Fund LP BRC Partners Management GP LLC B. RILEY CAPITAL MANAGEMENT LLC B. RILEY PRINCIPAL INVESTMENTS LLC BRF Finance Co. LLC RILEY BRYANT R 10% Owner	43,856,438	$0.33	11,525,079 (Indirect)	View
Ownership	2020-12-04 8:54 pm	2018-08-10 N/A	theMaven Inc.	MVEN	B. Riley Financial Inc. BRC Partners Opportunity Fund LP BRC Partners Management GP LLC Dialectic Antithesis Partners LP BR Dialectic Capital Management LLC B. RILEY CAPITAL MANAGEMENT LLC B. RILEY PRINCIPAL INVESTMENTS LLC BRF Finance Co. LLC RILEY BRYANT R See Remarks.	0	$0	82,041,784 (Indirect)	View
2020-11-16 Other(A)	2020-11-18 6:12 pm	N/A N/A	Eos Energy Enterprises Inc.	EOSE	B. Riley Financial Inc. B. Riley Principal Sponsor Co. II LLC B. RILEY PRINCIPAL INVESTMENTS LLC B. RILEY CAPITAL MANAGEMENT LLC BRC Partners Management GP LLC BRC Partners Opportunity Fund LP B. Riley Securities Inc. RILEY BRYANT R 10% Owner	4,645,000	$0	6,817,500 (Indirect)	View
2020-11-09 Other	2020-11-12 06:30 am	N/A N/A	B. Riley Principal Merger Corp. II	BMRG	B. Riley Financial Inc. B. Riley Principal Sponsor Co. II LLC B. RILEY PRINCIPAL INVESTMENTS LLC B. RILEY CAPITAL MANAGEMENT LLC BRC Partners Management GP LLC BRC Partners Opportunity Fund LP B. Riley Securities Inc. RILEY BRYANT R 10% Owner	1,527,633	$0	2,427,633 (Indirect)	View
2020-09-30 Exercise	2020-10-02 08:50 am	N/A N/A	Babcock & Wilcox Enterprises Inc.	BW	B. Riley Financial Inc. BRC Partners Opportunity Fund LP BRC Partners Management GP LLC B. RILEY CAPITAL MANAGEMENT LLC B. Riley Securities Inc. RILEY BRYANT R Director 10% Owner	2,334,002	$2.2774	17,668,804 (Direct)	View
2020-09-30 Exercise	2020-10-02 08:50 am	N/A N/A	Babcock & Wilcox Enterprises Inc.	BW	B. Riley Financial Inc. BRC Partners Opportunity Fund LP BRC Partners Management GP LLC B. RILEY CAPITAL MANAGEMENT LLC B. Riley Securities Inc. RILEY BRYANT R Director 10% Owner	5,315,458	$0	17,668,804 (Direct)	View
2020-06-30 Exercise	2020-07-02 4:05 pm	N/A N/A	Babcock & Wilcox Enterprises Inc.	BW	B. Riley Financial Inc. BRC Partners Opportunity Fund LP BRC Partners Management GP LLC B. RILEY CAPITAL MANAGEMENT LLC B. Riley FBR Inc. RILEY BRYANT R Director 10% Owner	1,192,371	$2.2774	18,892,222 (Direct)	View
2020-06-30 Exercise	2020-07-02 4:05 pm	N/A N/A	Babcock & Wilcox Enterprises Inc.	BW	B. Riley Financial Inc. BRC Partners Opportunity Fund LP BRC Partners Management GP LLC B. RILEY CAPITAL MANAGEMENT LLC B. Riley FBR Inc. RILEY BRYANT R Director 10% Owner	2,715,506	$0	18,892,222 (Direct)	View
2020-06-09 Exercise	2020-06-29 7:27 pm	2020-06-09 2022-09-21	SONIM TECHNOLOGIES INC	SONM	B. Riley Financial Inc. BRC Partners Opportunity Fund LP BRC Partners Management GP LLC B. RILEY CAPITAL MANAGEMENT LLC B. RILEY PRINCIPAL INVESTMENTS LLC RILEY BRYANT R Director 10% Owner	6,170,126	$0	18,010,799 (Indirect)	View
2020-06-09 Exercise	2020-06-29 7:27 pm	N/A N/A	SONIM TECHNOLOGIES INC	SONM	B. Riley Financial Inc. BRC Partners Opportunity Fund LP BRC Partners Management GP LLC B. RILEY CAPITAL MANAGEMENT LLC B. RILEY PRINCIPAL INVESTMENTS LLC RILEY BRYANT R Director 10% Owner	8,226,834	$0.75	18,010,799 (Indirect)	View
2020-05-28 Other(A)	2020-06-05 8:30 pm	N/A N/A	B. Riley Principal Merger Corp. II	BMRG	B. Riley Financial Inc. B. Riley Principal Sponsor Co. II LLC B. RILEY PRINCIPAL INVESTMENTS LLC B. RILEY CAPITAL MANAGEMENT LLC BRC Partners Management GP LLC BRC Partners Opportunity Fund LP 10% Owner	656,250	$0	5,595,000 (Indirect)	View
2020-05-22 Other(A)	2020-06-05 8:30 pm	N/A N/A	B. Riley Principal Merger Corp. II	BMRG	B. Riley Financial Inc. B. Riley Principal Sponsor Co. II LLC B. RILEY PRINCIPAL INVESTMENTS LLC B. RILEY CAPITAL MANAGEMENT LLC BRC Partners Management GP LLC BRC Partners Opportunity Fund LP 10% Owner	650,000	$10	5,595,000 (Indirect)	View

(A) Indicate amendment filing.

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Insider Trading & Ownership - B. RILEY CAPITAL MANAGEMENT LLC