Insider Trading & Ownership - GREAT ELM CAP CORP NT 008.125% (GECCH)

Real time insider trading transaction history:

  • Insiders are prohibited from making short-swing profits by trading their shares within 6 months of the registration or acquiring the shares.
  • Shares are not adjusted for stock split.
"Insiders might sell their shares for any number of reasons, but they buy them for only one: they think the price will rise"
- Peter Lynch
What is insider trading>>
Time period
Insider Trading Transactions for GREAT ELM CAP CORP NT 008.125%
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Common stock purchase or sale:
Transaction
Date		Reported
DateTime		CompanySymbolInsider
Relationship		Shares
Traded		Average
Price		Total
Amount		Shares
Owned		Filing
2024-09-16
Purchase		2024-09-17
09:15 am		Great Elm Capital Corp.GECCDrapkin Matthew A
Director		9,600$9.9204$95,236874,187
(Indirect
Direct)		View
2024-08-20
Purchase		2024-08-21
8:15 pm		Great Elm Capital Corp.GECCDrapkin Matthew A
Director		4,499$10.04$45,179864,587
(Indirect
Direct)		View
2023-11-21
Purchase		2023-11-21
8:19 pm		Great Elm Capital Corp.GECCGreat Elm Group Inc.
10% Owner		27,000$10.05$271,3501,520,560
(Direct)		View
2023-08-15
Purchase		2023-08-16
8:45 pm		Great Elm Capital Corp.GECCCOHEN RICHARD M
Director		2,612$9.4749$24,7482,612
(Indirect)		View
2023-05-12
Purchase		2023-05-16
8:39 pm		Great Elm Capital Corp.GECCKuperschmid Mark
Director		5,000$8.0153$40,07716,972
(Indirect
Direct)		View
2023-03-10
Purchase		2023-03-14
8:51 pm		Great Elm Capital Corp.GECCKaplan Matthew D
CEO and President		1,100$9.29$10,21912,000
(Direct)		View
2023-03-07
Purchase		2023-03-09
9:28 pm		Great Elm Capital Corp.GECCKaplan Matthew D
CEO and President		8,900$9.2644$82,45310,900
(Direct)		View
2022-05-25
Purchase		2022-05-27
4:17 pm		Great Elm Capital Corp.GECCDrapkin Matthew A
Director		7,336$12.41$91,066138,016
(Indirect
Direct)		View
2022-03-09
Purchase		2022-03-11
9:41 pm		Great Elm Capital Corp.GECCDrapkin Matthew A
Director		1,000$14.7$14,700228,753
(Indirect
Direct)		View
2022-03-09
Purchase		2022-03-11
7:32 pm		Great Elm Capital Corp.GECCDrapkin Matthew A
Director		1,617$14.7$23,770227,753
(Indirect
Direct)		View
2022-03-08
Purchase		2022-03-10
9:22 pm		Great Elm Capital Corp.GECCKaplan Matthew D
CEO and President		1,000$14$14,0001,000
(Direct)		View

Stock options: Exercise, Award, Grant, Conversion
Transaction
Date		Reported
DateTime		Exercisable
Expiration		CompanySymnbolInsider
Relationship		Shares
Traded		Conversion
Price		Shares
Owned		Filing
2024-09-20
Other(A)		2024-09-27
7:30 pm		N/A
N/A		Great Elm Capital Corp.GECCKleinman Adam M
CCO and Secretary		8,287$048,631
(Direct)		View
2024-09-20
Other(A)		2024-09-27
7:26 pm		N/A
N/A		Great Elm Capital Corp.GECCDavis Keri
CFO		860$020,252
(Direct)		View
2024-09-20
Other(A)		2024-09-25
09:22 am		N/A
N/A		Great Elm Capital Corp.GECCGreat Elm Group Inc.
10% Owner		34,750$10.091,475,472
(Direct)		View
2024-09-20
Other		2024-09-24
9:59 pm		N/A
N/A		Great Elm Capital Corp.GECCGreat Elm Group Inc.
10% Owner		88,251$10.091,518,162
(Direct)		View
2024-09-20
Other		2024-09-24
9:51 pm		N/A
N/A		Great Elm Capital Corp.GECCKleinman Adam M
CCO and Secretary		8,287$038,706
(Direct)		View
2024-09-20
Other		2024-09-24
9:51 pm		N/A
N/A		Great Elm Capital Corp.GECCKaplan Matthew D
CEO and President		42,121$0134,910
(Direct)		View
2024-09-20
Other		2024-09-24
9:51 pm		N/A
N/A		Great Elm Capital Corp.GECCDavis Keri
CFO		4,498$023,811
(Direct)		View
2024-03-04
Other		2024-03-04
9:19 pm		N/A
N/A		Great Elm Capital Corp.GECCGreat Elm Group Inc.
10% Owner		1,239$10.821,518,171
(Direct)		View
2024-02-15
Other		2024-02-22
8:02 pm		N/A
N/A		Great Elm Capital Corp.GECCGreat Elm Group Inc.
10% Owner		2,389$10.691,520,560
(Direct)		View

Ownership		2024-02-13
5:28 pm		N/A
N/A		Great Elm Capital Corp.GECCGreat Elm Strategic Partnership I LLC
10% Owner		0$01,850,424
(Direct)		View
2023-10-10
Other		2023-10-11
7:14 pm		N/A
N/A		Great Elm Capital Corp.GECCKaplan Matthew D
CEO and President		38,668$089,336
(Direct)		View
2023-09-20
Other		2023-09-22
8:13 pm		N/A
N/A		Great Elm Capital Corp.GECCGreat Elm Group Inc.
10% Owner		26,360$9.311,532,519
(Direct)		View
2023-09-20
Other		2023-09-22
8:02 pm		N/A
N/A		Great Elm Capital Corp.GECCDavis Keri
CFO		5,781$020,596
(Direct)		View
2023-05-19
Other		2023-05-23
5:12 pm		N/A
N/A		Great Elm Capital Corp.GECCGreat Elm Group Inc.
10% Owner		37,268$01,569,787
(Direct)		View
2022-09-20
Other		2023-03-31
8:03 pm		N/A
N/A		Great Elm Capital Corp.GECCDavis Keri
CFO		5,917$014,951
(Direct)		View
2022-09-26
Other		2023-01-24
6:10 pm		N/A
N/A		Great Elm Capital Corp.GECCGreat Elm Group Inc.
10% Owner		10,116$8.661,841,716
(Direct)		View
2022-09-20
Other		2023-01-24
6:10 pm		N/A
N/A		Great Elm Capital Corp.GECCGreat Elm Group Inc.
10% Owner		9,947$10.181,841,716
(Direct)		View
2022-12-22
Other		2023-01-24
6:10 pm		N/A
N/A		Great Elm Capital Corp.GECCGreat Elm Group Inc.
10% Owner		1,866$8.311,841,716
(Direct)		View
2022-08-30
Other		2023-01-24
6:10 pm		N/A
N/A		Great Elm Capital Corp.GECCGreat Elm Group Inc.
10% Owner		50,000$12.191,841,716
(Direct)		View
2022-12-07
Other		2023-01-24
6:10 pm		N/A
N/A		Great Elm Capital Corp.GECCGreat Elm Group Inc.
10% Owner		200,000$101,841,716
(Direct)		View
2022-12-30
Other		2023-01-03
7:36 pm		N/A
N/A		Great Elm Capital Corp.GECCGreat Elm Group Inc.
10% Owner		445,671$02,287,387
(Indirect)		View

Ownership		2022-06-27
5:31 pm		N/A
N/A		Great Elm Capital Corp.GECCNorthern Right Capital Management L.P.
NRC Partners I LP
Northern Right Capital (QP) L.P.
BC Advisors LLC
Member of 13D 10% Group
10% Owner		0$0798,471
(Indirect)		View
2022-06-15
Exercise		2022-06-17
5:26 pm		N/A
N/A		Great Elm Capital Corp.GECCDrapkin Matthew A
Director		584,000$12.5101,617
(Indirect)		View
2022-06-15
Other		2022-06-17
5:26 pm		N/A
N/A		Great Elm Capital Corp.GECCDrapkin Matthew A
Director		40,000$12.5101,617
(Indirect)		View
2022-06-15
Exercise		2022-06-17
5:26 pm		2022-05-26
2022-06-10		Great Elm Capital Corp.GECCDrapkin Matthew A
Director		228,752$0101,617
(Indirect)		View
2022-06-15
Exercise		2022-06-17
4:59 pm		N/A
N/A		Great Elm Capital Corp.GECCKaplan Matthew D
CEO and President		1,000$12.52,000
(Direct)		View
2022-06-15
Exercise		2022-06-17
4:59 pm		2022-05-26
2022-06-10		Great Elm Capital Corp.GECCKaplan Matthew D
CEO and President		1,000$02,000
(Direct)		View
2022-06-15
Exercise		2022-06-17
4:57 pm		N/A
N/A		Great Elm Capital Corp.GECCGreat Elm Group Inc.
10% Owner		814,211$12.52,873,266
(Direct)		View
2022-06-15
Other		2022-06-17
4:57 pm		N/A
N/A		Great Elm Capital Corp.GECCGreat Elm Group Inc.
10% Owner		585,879$12.52,873,266
(Direct)		View
2022-06-15
Exercise		2022-06-17
4:57 pm		2022-05-26
2022-06-10		Great Elm Capital Corp.GECCGreat Elm Group Inc.
10% Owner		1,400,000$02,873,266
(Direct)		View
2022-06-15
Exercise		2022-06-17
4:53 pm		N/A
N/A		Great Elm Capital Corp.GECCKuperschmid Mark
Director		5,986$12.511,972
(Indirect)		View
2022-06-15
Exercise		2022-06-17
4:53 pm		2022-05-26
2022-06-10		Great Elm Capital Corp.GECCKuperschmid Mark
Director		5,986$011,972
(Indirect)		View
2022-06-15
Exercise		2022-06-17
4:50 pm		N/A
N/A		Great Elm Capital Corp.GECCKleinman Adam M
CCO and Secretary		4,000$12.520,558
(Direct)		View
2022-06-15
Exercise		2022-06-17
4:50 pm		2022-05-26
2022-06-10		Great Elm Capital Corp.GECCKleinman Adam M
CCO and Secretary		4,000$020,558
(Direct)		View
2022-05-11
Other		2022-05-12
9:54 pm		N/A
N/A		Great Elm Capital Corp.GECCGreat Elm Group Inc.
10% Owner		100,000$12.5987,287
(Direct)		View

Ownership		2022-03-11
7:26 pm		N/A
N/A		Great Elm Capital Corp.GECCDrapkin Matthew A
Director		0$0226,136
(Indirect)		View

Ownership		2021-10-13
4:10 pm		N/A
N/A		Great Elm Capital Corp.GECCLenders Funding LLC
Zadek Robert A
10% Owner		0$03,397,436
(Direct)		View
(A) Indicate amendment filing.
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