Real time insider trading transaction history:
- Insiders are prohibited from making short-swing profits by trading their shares within 6 months of the registration or acquiring the shares.
- Shares are not adjusted for stock split.
"Insiders might sell their shares for any number of reasons, but they buy them for only one: they think the price will rise"
- Peter Lynch
What is insider trading>>
- Peter Lynch
What is insider trading>>
Common stock purchase or sale:
| Transaction Date | Reported DateTime | Company | Symbol | Insider Relationship | Shares Traded | Average Price | Total Amount | Shares Owned | Filing |
| 2021-12-31 Sale | 2022-01-04 6:14 pm | FIRST TRUST ALTERNATIVE OPPORTUNITIES FUND | VFLEX | Sternberg David A CEO OF FORMER ADVISER | 1,935 | $27.64 | $53,483 | 4,608 (Indirect Direct) | View |
| 2021-11-10 Purchase | 2021-11-12 7:35 pm | FIRST TRUST ALTERNATIVE OPPORTUNITIES FUND | VFLEX | Sternberg David A FORMER CEO OF ADVISER | 9,081 | $27.9 | $253,360 | 13,953 (Indirect Direct) | View |
| 2021-08-02 Purchase | 2021-08-04 6:37 pm | Relative Value Fund | VFLAX | CHAD EISENBERG Treasurer | 37 | $27.29 | $1,000 | 37 (Indirect) | View |
| 2021-08-02 Purchase | 2021-08-04 6:32 pm | Relative Value Fund | VFLAX | Golden Randal L CFO OF ADVISER | 37 | $27.29 | $1,000 | 37 (Indirect) | View |
| 2021-08-02 Purchase | 2021-08-04 6:23 pm | Relative Value Fund | VFLAX | PECK MICHAEL D President | 37 | $27.29 | $1,000 | 37 (Indirect) | View |
| 2021-08-02 Purchase | 2021-08-04 6:18 pm | Relative Value Fund | VFLAX | Vivaldi Holdings LLC 100% OWNER OF ADVISER | 37 | $27.29 | $1,000 | 37 (Direct) | View |
| 2021-08-02 Purchase | 2021-08-04 6:13 pm | Relative Value Fund | VFLAX | Sternberg David A CEO OF ADVISER | 37 | $27.29 | $1,000 | 69 (Indirect) | View |
| 2021-05-21 Purchase(A) | 2021-08-04 6:04 pm | Relative Value Fund | VFLEX | Sternberg David A CEO OF ADVISER | 492 | $26.74 | $13,156 | 4,702 (Indirect) | View |
| 2021-05-21 Purchase | 2021-05-24 2:32 pm | Relative Value Fund | VFLEX | Sternberg David A CEO OF ADVISER | 492 | $26.74 | $13,156 | 4,650 (Indirect) | View |
| 2020-12-31 Purchase | 2021-05-14 4:39 pm | Relative Value Fund | VFLEX | Sternberg David A CEO OF ADVISER | 17,816 | $25.55 | $455,206 | 4,183 (Indirect) | View |
| 2021-03-31 Sale | 2021-05-14 4:39 pm | Relative Value Fund | VFLEX | Sternberg David A CEO OF ADVISER | 17,816 | $26.63 | $474,448 | 4,183 (Indirect) | View |
| 2020-12-31 Purchase | 2021-05-14 4:26 pm | Relative Value Fund | VFLEX | Golden Randal L CFO OF ADVISER | 17,816 | $25.55 | $455,206 | 0 (Indirect) | View |
| 2021-03-31 Sale | 2021-05-14 4:26 pm | Relative Value Fund | VFLEX | Golden Randal L CFO OF ADVISER | 17,816 | $26.63 | $474,448 | 0 (Indirect) | View |
| 2020-12-31 Purchase | 2021-05-14 4:15 pm | Relative Value Fund | VFLEX | CHAD EISENBERG Treasurer | 17,816 | $25.55 | $455,206 | 0 (Indirect) | View |
| 2021-03-31 Sale | 2021-05-14 4:15 pm | Relative Value Fund | VFLEX | CHAD EISENBERG Treasurer | 17,816 | $26.63 | $474,448 | 0 (Indirect) | View |
| 2020-12-31 Purchase | 2021-05-14 4:06 pm | Relative Value Fund | VFLEX | PECK MICHAEL D President | 17,816 | $25.55 | $455,206 | 0 (Indirect) | View |
| 2021-03-31 Sale | 2021-05-14 4:06 pm | Relative Value Fund | VFLEX | PECK MICHAEL D President | 17,816 | $26.63 | $474,448 | 0 (Indirect) | View |
| 2020-12-31 Purchase | 2021-05-14 3:56 pm | Relative Value Fund | VFLEX | Vivaldi Holdings LLC 100% OWNER OF ADVISER | 17,816 | $25.55 | $455,206 | 0 (Indirect) | View |
| 2021-03-31 Sale | 2021-05-14 3:56 pm | Relative Value Fund | VFLEX | Vivaldi Holdings LLC 100% OWNER OF ADVISER | 17,816 | $26.63 | $474,448 | 0 (Indirect) | View |
| 2020-12-31 Sale | 2021-01-05 3:39 pm | Relative Value Fund | VFLEX | Sternberg David A CEO OF ADVISER | 3,226 | $25.55 | $82,424 | 4,244 (Indirect) | View |
| 2020-12-31 Sale | 2021-01-05 12:58 pm | Relative Value Fund | VFLEX | Golden Randal L CFO OF ADVISER | 3,226 | $25.55 | $82,424 | 40 (Indirect) | View |
| 2020-12-31 Sale | 2021-01-05 12:50 pm | Relative Value Fund | VFLEX | PECK MICHAEL D President | 3,226 | $25.55 | $82,424 | 40 (Indirect) | View |
| 2020-12-31 Sale | 2021-01-05 11:59 am | Relative Value Fund | VFLEX | CHAD EISENBERG Treasurer | 3,226 | $25.55 | $82,424 | 40 (Indirect) | View |
| 2020-12-31 Sale | 2021-01-05 11:48 am | Relative Value Fund | VFLEX | Vivaldi Holdings LLC 100% OWNER OF ADVISER | 3,226 | $25.55 | $82,424 | 40 (Indirect) | View |
| 2020-09-21 Purchase | 2020-10-28 7:29 pm | Relative Value Fund | VFLEX | Sternberg David A CEO OF ADVISER | 4,036 | $24.78 | $100,012 | 10,486 (Indirect Direct) | View |
Stock options: Exercise, Award, Grant, Conversion
| Transaction Date | Reported DateTime | Exercisable Expiration | Company | Symnbol | Insider Relationship | Shares Traded | Conversion Price | Shares Owned | Filing |
| 2023-04-05 Ownership | 2024-05-10 4:00 pm | N/A N/A | FIRST TRUST ALTERNATIVE OPPORTUNITIES FUND | VFLAX | PECK MICHAEL D PRESIDENT | 0 | $25.83 | 47 (Indirect) | View |
| 2023-11-01 Ownership | 2024-05-10 4:00 pm | N/A N/A | FIRST TRUST ALTERNATIVE OPPORTUNITIES FUND | VFLAX | PECK MICHAEL D PRESIDENT | 0 | $25.96 | 47 (Indirect) | View |
| 2024-02-07 Ownership | 2024-05-10 4:00 pm | N/A N/A | FIRST TRUST ALTERNATIVE OPPORTUNITIES FUND | VFLAX | PECK MICHAEL D PRESIDENT | 0 | $26.26 | 47 (Indirect) | View |
| 2023-08-02 Ownership | 2024-05-10 4:00 pm | N/A N/A | FIRST TRUST ALTERNATIVE OPPORTUNITIES FUND | VFLAX | PECK MICHAEL D PRESIDENT | 0 | $25.95 | 47 (Indirect) | View |
| 2023-09-06 Ownership | 2024-05-10 4:00 pm | N/A N/A | FIRST TRUST ALTERNATIVE OPPORTUNITIES FUND | VFLAX | PECK MICHAEL D PRESIDENT | 1 | $26.02 | 47 (Indirect) | View |
| 2024-03-06 Ownership | 2024-05-10 4:00 pm | N/A N/A | FIRST TRUST ALTERNATIVE OPPORTUNITIES FUND | VFLAX | PECK MICHAEL D PRESIDENT | 0 | $26.29 | 47 (Indirect) | View |
| 2023-12-06 Ownership | 2024-05-10 4:00 pm | N/A N/A | FIRST TRUST ALTERNATIVE OPPORTUNITIES FUND | VFLAX | PECK MICHAEL D PRESIDENT | 0 | $26.05 | 47 (Indirect) | View |
| 2023-06-07 Ownership | 2024-05-10 4:00 pm | N/A N/A | FIRST TRUST ALTERNATIVE OPPORTUNITIES FUND | VFLAX | PECK MICHAEL D PRESIDENT | 0 | $25.88 | 47 (Indirect) | View |
| 2023-05-03 Ownership | 2024-05-10 4:00 pm | N/A N/A | FIRST TRUST ALTERNATIVE OPPORTUNITIES FUND | VFLAX | PECK MICHAEL D PRESIDENT | 0 | $25.78 | 47 (Indirect) | View |
| 2023-04-05 Ownership | 2024-05-10 12:59 pm | N/A N/A | FIRST TRUST ALTERNATIVE OPPORTUNITIES FUND | VFLAX | CHAD EISENBERG TREASURER | 0 | $25.83 | 47 (Indirect) | View |
| 2023-11-01 Ownership | 2024-05-10 12:59 pm | N/A N/A | FIRST TRUST ALTERNATIVE OPPORTUNITIES FUND | VFLAX | CHAD EISENBERG TREASURER | 0 | $25.96 | 47 (Indirect) | View |
| 2024-02-07 Ownership | 2024-05-10 12:59 pm | N/A N/A | FIRST TRUST ALTERNATIVE OPPORTUNITIES FUND | VFLAX | CHAD EISENBERG TREASURER | 0 | $26.26 | 47 (Indirect) | View |
| 2023-08-02 Ownership | 2024-05-10 12:59 pm | N/A N/A | FIRST TRUST ALTERNATIVE OPPORTUNITIES FUND | VFLAX | CHAD EISENBERG TREASURER | 0 | $25.95 | 47 (Indirect) | View |
| 2023-09-06 Ownership | 2024-05-10 12:59 pm | N/A N/A | FIRST TRUST ALTERNATIVE OPPORTUNITIES FUND | VFLAX | CHAD EISENBERG TREASURER | 1 | $26.02 | 47 (Indirect) | View |
| 2024-03-06 Ownership | 2024-05-10 12:59 pm | N/A N/A | FIRST TRUST ALTERNATIVE OPPORTUNITIES FUND | VFLAX | CHAD EISENBERG TREASURER | 0 | $26.29 | 47 (Indirect) | View |
| 2023-12-06 Ownership | 2024-05-10 12:59 pm | N/A N/A | FIRST TRUST ALTERNATIVE OPPORTUNITIES FUND | VFLAX | CHAD EISENBERG TREASURER | 0 | $26.05 | 47 (Indirect) | View |
| 2023-06-07 Ownership | 2024-05-10 12:59 pm | N/A N/A | FIRST TRUST ALTERNATIVE OPPORTUNITIES FUND | VFLAX | CHAD EISENBERG TREASURER | 0 | $25.88 | 47 (Indirect) | View |
| 2023-05-03 Ownership | 2024-05-10 12:59 pm | N/A N/A | FIRST TRUST ALTERNATIVE OPPORTUNITIES FUND | VFLAX | CHAD EISENBERG TREASURER | 0 | $25.78 | 47 (Indirect) | View |
| 2022-10-05 Ownership | 2023-05-15 5:53 pm | N/A N/A | FIRST TRUST ALTERNATIVE OPPORTUNITIES FUND | VFLAX | PECK MICHAEL D PRESIDENT | 0 | $26.45 | 43 (Indirect) | View |
| 2022-09-07 Ownership | 2023-05-15 5:53 pm | N/A N/A | FIRST TRUST ALTERNATIVE OPPORTUNITIES FUND | VFLAX | PECK MICHAEL D PRESIDENT | 0 | $26.73 | 43 (Indirect) | View |
| 2023-02-01 Ownership | 2023-05-15 5:53 pm | N/A N/A | FIRST TRUST ALTERNATIVE OPPORTUNITIES FUND | VFLAX | PECK MICHAEL D PRESIDENT | 0 | $25.94 | 43 (Indirect) | View |
| 2022-06-01 Ownership | 2023-05-15 5:53 pm | N/A N/A | FIRST TRUST ALTERNATIVE OPPORTUNITIES FUND | VFLAX | PECK MICHAEL D PRESIDENT | 0 | $26.98 | 43 (Indirect) | View |
| 2023-03-01 Ownership | 2023-05-15 5:53 pm | N/A N/A | FIRST TRUST ALTERNATIVE OPPORTUNITIES FUND | VFLAX | PECK MICHAEL D PRESIDENT | 0 | $25.96 | 43 (Indirect) | View |
| 2022-04-06 Ownership | 2023-05-15 5:53 pm | N/A N/A | FIRST TRUST ALTERNATIVE OPPORTUNITIES FUND | VFLAX | PECK MICHAEL D PRESIDENT | 0 | $27.59 | 43 (Indirect) | View |
| 2022-07-06 Ownership | 2023-05-15 5:53 pm | N/A N/A | FIRST TRUST ALTERNATIVE OPPORTUNITIES FUND | VFLAX | PECK MICHAEL D PRESIDENT | 0 | $26.74 | 43 (Indirect) | View |
| 2022-12-07 Ownership | 2023-05-15 5:53 pm | N/A N/A | FIRST TRUST ALTERNATIVE OPPORTUNITIES FUND | VFLAX | PECK MICHAEL D PRESIDENT | 0 | $26.27 | 43 (Indirect) | View |
| 2022-11-02 Ownership | 2023-05-15 5:53 pm | N/A N/A | FIRST TRUST ALTERNATIVE OPPORTUNITIES FUND | VFLAX | PECK MICHAEL D PRESIDENT | 0 | $26.29 | 43 (Indirect) | View |
| 2022-08-03 Ownership | 2023-05-15 5:53 pm | N/A N/A | FIRST TRUST ALTERNATIVE OPPORTUNITIES FUND | VFLAX | PECK MICHAEL D PRESIDENT | 0 | $26.65 | 43 (Indirect) | View |
| 2022-12-09 Ownership | 2023-05-15 5:53 pm | N/A N/A | FIRST TRUST ALTERNATIVE OPPORTUNITIES FUND | VFLAX | PECK MICHAEL D PRESIDENT | 1 | $25.75 | 43 (Indirect) | View |
| 2022-05-04 Ownership | 2023-05-15 5:53 pm | N/A N/A | FIRST TRUST ALTERNATIVE OPPORTUNITIES FUND | VFLAX | PECK MICHAEL D PRESIDENT | 0 | $27.54 | 43 (Indirect) | View |
| 2022-10-05 Ownership | 2023-05-15 5:33 pm | N/A N/A | FIRST TRUST ALTERNATIVE OPPORTUNITIES FUND | VFLAX | CHAD EISENBERG TREASURER | 0 | $26.45 | 43 (Indirect) | View |
| 2022-09-07 Ownership | 2023-05-15 5:33 pm | N/A N/A | FIRST TRUST ALTERNATIVE OPPORTUNITIES FUND | VFLAX | CHAD EISENBERG TREASURER | 0 | $26.73 | 43 (Indirect) | View |
| 2023-02-01 Ownership | 2023-05-15 5:33 pm | N/A N/A | FIRST TRUST ALTERNATIVE OPPORTUNITIES FUND | VFLAX | CHAD EISENBERG TREASURER | 0 | $25.94 | 43 (Indirect) | View |
| 2022-06-01 Ownership | 2023-05-15 5:33 pm | N/A N/A | FIRST TRUST ALTERNATIVE OPPORTUNITIES FUND | VFLAX | CHAD EISENBERG TREASURER | 0 | $26.98 | 43 (Indirect) | View |
| 2023-03-01 Ownership | 2023-05-15 5:33 pm | N/A N/A | FIRST TRUST ALTERNATIVE OPPORTUNITIES FUND | VFLAX | CHAD EISENBERG TREASURER | 0 | $25.96 | 43 (Indirect) | View |
| 2022-04-06 Ownership | 2023-05-15 5:33 pm | N/A N/A | FIRST TRUST ALTERNATIVE OPPORTUNITIES FUND | VFLAX | CHAD EISENBERG TREASURER | 0 | $27.59 | 43 (Indirect) | View |
| 2022-07-06 Ownership | 2023-05-15 5:33 pm | N/A N/A | FIRST TRUST ALTERNATIVE OPPORTUNITIES FUND | VFLAX | CHAD EISENBERG TREASURER | 0 | $26.74 | 43 (Indirect) | View |
| 2022-12-07 Ownership | 2023-05-15 5:33 pm | N/A N/A | FIRST TRUST ALTERNATIVE OPPORTUNITIES FUND | VFLAX | CHAD EISENBERG TREASURER | 0 | $26.27 | 43 (Indirect) | View |
| 2022-11-02 Ownership | 2023-05-15 5:33 pm | N/A N/A | FIRST TRUST ALTERNATIVE OPPORTUNITIES FUND | VFLAX | CHAD EISENBERG TREASURER | 0 | $26.29 | 43 (Indirect) | View |
| 2022-08-03 Ownership | 2023-05-15 5:33 pm | N/A N/A | FIRST TRUST ALTERNATIVE OPPORTUNITIES FUND | VFLAX | CHAD EISENBERG TREASURER | 0 | $26.65 | 43 (Indirect) | View |
| 2022-12-09 Ownership | 2023-05-15 5:33 pm | N/A N/A | FIRST TRUST ALTERNATIVE OPPORTUNITIES FUND | VFLAX | CHAD EISENBERG TREASURER | 1 | $25.75 | 43 (Indirect) | View |
| 2022-05-04 Ownership | 2023-05-15 5:33 pm | N/A N/A | FIRST TRUST ALTERNATIVE OPPORTUNITIES FUND | VFLAX | CHAD EISENBERG TREASURER | 0 | $27.54 | 43 (Indirect) | View |
| 2022-03-03 Ownership | 2022-05-16 08:58 am | N/A N/A | FIRST TRUST ALTERNATIVE OPPORTUNITIES FUND | VFLEX | Sternberg David A CEO OF FORMER ADVISER | 0 | $27.58 | 12,058 (Indirect) | View |
| 2022-03-03 Ownership | 2022-05-16 08:58 am | N/A N/A | FIRST TRUST ALTERNATIVE OPPORTUNITIES FUND | VFLEX | Sternberg David A CEO OF FORMER ADVISER | 17 | $27.59 | 12,058 (Indirect) | View |
| 2022-02-02 Ownership | 2022-05-16 08:58 am | N/A N/A | FIRST TRUST ALTERNATIVE OPPORTUNITIES FUND | VFLEX | Sternberg David A CEO OF FORMER ADVISER | 17 | $27.63 | 12,058 (Indirect) | View |
Ownership | 2022-05-16 08:58 am | N/A N/A | FIRST TRUST ALTERNATIVE OPPORTUNITIES FUND | VFLEX | Sternberg David A CEO OF FORMER ADVISER | 0 | $0 | 12,058 (Direct) | View |
| 2022-02-02 Ownership | 2022-05-16 08:58 am | N/A N/A | FIRST TRUST ALTERNATIVE OPPORTUNITIES FUND | VFLEX | Sternberg David A CEO OF FORMER ADVISER | 0 | $27.66 | 12,058 (Indirect) | View |
| 2021-12-10 Ownership | 2022-05-13 9:45 pm | N/A N/A | FIRST TRUST ALTERNATIVE OPPORTUNITIES FUND | VFLAX | VFT Holdings LP FORMER 100% OWNER OF ADVISER | 1 | $27.58 | 39 (Direct) | View |
| 2021-09-01 Ownership | 2022-05-13 9:45 pm | N/A N/A | FIRST TRUST ALTERNATIVE OPPORTUNITIES FUND | VFLAX | VFT Holdings LP FORMER 100% OWNER OF ADVISER | 0 | $27.57 | 39 (Direct) | View |
| 2021-11-03 Ownership | 2022-05-13 9:45 pm | N/A N/A | FIRST TRUST ALTERNATIVE OPPORTUNITIES FUND | VFLAX | VFT Holdings LP FORMER 100% OWNER OF ADVISER | 0 | $28.01 | 39 (Direct) | View |
| 2021-12-01 Ownership | 2022-05-13 9:45 pm | N/A N/A | FIRST TRUST ALTERNATIVE OPPORTUNITIES FUND | VFLAX | VFT Holdings LP FORMER 100% OWNER OF ADVISER | 0 | $27.91 | 39 (Direct) | View |
| 2021-10-06 Ownership | 2022-05-13 9:45 pm | N/A N/A | FIRST TRUST ALTERNATIVE OPPORTUNITIES FUND | VFLAX | VFT Holdings LP FORMER 100% OWNER OF ADVISER | 0 | $27.95 | 39 (Direct) | View |
| 2022-02-02 Ownership | 2022-05-13 9:45 pm | N/A N/A | FIRST TRUST ALTERNATIVE OPPORTUNITIES FUND | VFLAX | VFT Holdings LP FORMER 100% OWNER OF ADVISER | 0 | $27.66 | 39 (Direct) | View |
| 2021-12-10 Ownership | 2022-05-13 9:23 pm | N/A N/A | FIRST TRUST ALTERNATIVE OPPORTUNITIES FUND | VFLAX | Golden Randal L CFO OF FORMER ADVISER | 1 | $27.58 | 39 (Indirect) | View |
| 2021-09-01 Ownership | 2022-05-13 9:23 pm | N/A N/A | FIRST TRUST ALTERNATIVE OPPORTUNITIES FUND | VFLAX | Golden Randal L CFO OF FORMER ADVISER | 0 | $27.57 | 39 (Indirect) | View |
| 2021-11-03 Ownership | 2022-05-13 9:23 pm | N/A N/A | FIRST TRUST ALTERNATIVE OPPORTUNITIES FUND | VFLAX | Golden Randal L CFO OF FORMER ADVISER | 0 | $28.01 | 39 (Indirect) | View |
| 2021-12-01 Ownership | 2022-05-13 9:23 pm | N/A N/A | FIRST TRUST ALTERNATIVE OPPORTUNITIES FUND | VFLAX | Golden Randal L CFO OF FORMER ADVISER | 0 | $27.91 | 39 (Indirect) | View |
| 2021-10-06 Ownership | 2022-05-13 9:23 pm | N/A N/A | FIRST TRUST ALTERNATIVE OPPORTUNITIES FUND | VFLAX | Golden Randal L CFO OF FORMER ADVISER | 0 | $27.95 | 39 (Indirect) | View |
| 2022-02-02 Ownership | 2022-05-13 9:23 pm | N/A N/A | FIRST TRUST ALTERNATIVE OPPORTUNITIES FUND | VFLAX | Golden Randal L CFO OF FORMER ADVISER | 0 | $27.66 | 39 (Indirect) | View |
| 2021-12-10 Ownership | 2022-05-13 9:04 pm | N/A N/A | FIRST TRUST ALTERNATIVE OPPORTUNITIES FUND | VFLAX | CHAD EISENBERG Treasurer | 1 | $27.58 | 39 (Indirect) | View |
| 2021-09-01 Ownership | 2022-05-13 9:04 pm | N/A N/A | FIRST TRUST ALTERNATIVE OPPORTUNITIES FUND | VFLAX | CHAD EISENBERG Treasurer | 0 | $27.57 | 39 (Indirect) | View |
| 2021-11-03 Ownership | 2022-05-13 9:04 pm | N/A N/A | FIRST TRUST ALTERNATIVE OPPORTUNITIES FUND | VFLAX | CHAD EISENBERG Treasurer | 0 | $28.01 | 39 (Indirect) | View |
| 2021-12-01 Ownership | 2022-05-13 9:04 pm | N/A N/A | FIRST TRUST ALTERNATIVE OPPORTUNITIES FUND | VFLAX | CHAD EISENBERG Treasurer | 0 | $27.91 | 39 (Indirect) | View |
| 2021-10-06 Ownership | 2022-05-13 9:04 pm | N/A N/A | FIRST TRUST ALTERNATIVE OPPORTUNITIES FUND | VFLAX | CHAD EISENBERG Treasurer | 0 | $27.95 | 39 (Indirect) | View |
| 2022-02-02 Ownership | 2022-05-13 9:04 pm | N/A N/A | FIRST TRUST ALTERNATIVE OPPORTUNITIES FUND | VFLAX | CHAD EISENBERG Treasurer | 0 | $27.66 | 39 (Indirect) | View |
| 2021-12-10 Ownership | 2022-05-13 8:47 pm | N/A N/A | FIRST TRUST ALTERNATIVE OPPORTUNITIES FUND | VFLAX | PECK MICHAEL D President | 1 | $27.58 | 39 (Indirect) | View |
| 2021-09-01 Ownership | 2022-05-13 8:47 pm | N/A N/A | FIRST TRUST ALTERNATIVE OPPORTUNITIES FUND | VFLAX | PECK MICHAEL D President | 0 | $27.57 | 39 (Indirect) | View |
| 2021-11-03 Ownership | 2022-05-13 8:47 pm | N/A N/A | FIRST TRUST ALTERNATIVE OPPORTUNITIES FUND | VFLAX | PECK MICHAEL D President | 0 | $28.01 | 39 (Indirect) | View |
| 2021-12-01 Ownership | 2022-05-13 8:47 pm | N/A N/A | FIRST TRUST ALTERNATIVE OPPORTUNITIES FUND | VFLAX | PECK MICHAEL D President | 0 | $27.91 | 39 (Indirect) | View |
| 2021-10-06 Ownership | 2022-05-13 8:47 pm | N/A N/A | FIRST TRUST ALTERNATIVE OPPORTUNITIES FUND | VFLAX | PECK MICHAEL D President | 0 | $27.95 | 39 (Indirect) | View |
| 2022-02-02 Ownership | 2022-05-13 8:47 pm | N/A N/A | FIRST TRUST ALTERNATIVE OPPORTUNITIES FUND | VFLAX | PECK MICHAEL D President | 0 | $27.66 | 39 (Indirect) | View |
| 2021-12-01 Other | 2022-01-04 6:14 pm | N/A N/A | FIRST TRUST ALTERNATIVE OPPORTUNITIES FUND | VFLEX | Sternberg David A CEO OF FORMER ADVISER | 16 | $27.89 | 4,608 (Indirect) | View |
| 2021-12-10 Other | 2022-01-04 6:14 pm | N/A N/A | FIRST TRUST ALTERNATIVE OPPORTUNITIES FUND | VFLEX | Sternberg David A CEO OF FORMER ADVISER | 0 | $27.58 | 4,608 (Indirect) | View |
| 2021-12-10 Other | 2022-01-04 6:14 pm | N/A N/A | FIRST TRUST ALTERNATIVE OPPORTUNITIES FUND | VFLEX | Sternberg David A CEO OF FORMER ADVISER | 57 | $27.48 | 4,608 (Indirect) | View |
| 2021-12-01 Other | 2022-01-04 6:14 pm | N/A N/A | FIRST TRUST ALTERNATIVE OPPORTUNITIES FUND | VFLEX | Sternberg David A CEO OF FORMER ADVISER | 0 | $27.91 | 4,608 (Indirect) | View |
| 2021-11-03 Other | 2021-11-12 7:35 pm | N/A N/A | FIRST TRUST ALTERNATIVE OPPORTUNITIES FUND | VFLEX | Sternberg David A FORMER CEO OF ADVISER | 16 | $27.86 | 13,953 (Indirect) | View |
| 2021-08-04 Other | 2021-11-12 7:35 pm | N/A N/A | FIRST TRUST ALTERNATIVE OPPORTUNITIES FUND | VFLEX | Sternberg David A FORMER CEO OF ADVISER | 15 | $27.19 | 13,953 (Indirect) | View |
| 2021-09-01 Other | 2021-11-12 7:35 pm | N/A N/A | FIRST TRUST ALTERNATIVE OPPORTUNITIES FUND | VFLEX | Sternberg David A FORMER CEO OF ADVISER | 0 | $27.57 | 13,953 (Indirect) | View |
| 2021-09-01 Other | 2021-11-12 7:35 pm | N/A N/A | FIRST TRUST ALTERNATIVE OPPORTUNITIES FUND | VFLEX | Sternberg David A FORMER CEO OF ADVISER | 16 | $27.49 | 13,953 (Indirect) | View |
| 2021-11-03 Other | 2021-11-12 7:35 pm | N/A N/A | FIRST TRUST ALTERNATIVE OPPORTUNITIES FUND | VFLEX | Sternberg David A FORMER CEO OF ADVISER | 0 | $28.01 | 13,953 (Indirect) | View |
| 2021-10-06 Other | 2021-11-12 7:35 pm | N/A N/A | FIRST TRUST ALTERNATIVE OPPORTUNITIES FUND | VFLEX | Sternberg David A FORMER CEO OF ADVISER | 16 | $27.78 | 13,953 (Indirect) | View |
| 2021-10-06 Other | 2021-11-12 7:35 pm | N/A N/A | FIRST TRUST ALTERNATIVE OPPORTUNITIES FUND | VFLEX | Sternberg David A FORMER CEO OF ADVISER | 0 | $27.95 | 13,953 (Indirect) | View |
Ownership | 2021-10-01 11:28 am | N/A N/A | Relative Value Fund | SHUGRUE GARY Independent Trustee | 0 | $0 | 0 (Direct) | View | |
| 2021-06-02 Other | 2021-08-04 6:13 pm | N/A N/A | Relative Value Fund | VFLAX | Sternberg David A CEO OF ADVISER | 15 | $27.06 | 69 (Indirect) | View |
| 2021-07-07 Other | 2021-08-04 6:13 pm | N/A N/A | Relative Value Fund | VFLAX | Sternberg David A CEO OF ADVISER | 17 | $27.25 | 69 (Indirect) | View |
| 2021-05-05 Other(A) | 2021-08-04 6:04 pm | N/A N/A | Relative Value Fund | VFLEX | Sternberg David A CEO OF ADVISER | 13 | $26.62 | 4,702 (Indirect) | View |
| 2021-04-07 Other(A) | 2021-08-04 6:04 pm | N/A N/A | Relative Value Fund | VFLEX | Sternberg David A CEO OF ADVISER | 13 | $26.6 | 4,702 (Indirect) | View |
| 2021-03-31 Ownership | 2021-05-14 4:39 pm | N/A N/A | Relative Value Fund | VFLEX | Sternberg David A CEO OF ADVISER | 13 | $26.13 | 4,183 (Indirect) | View |
| 2021-02-03 Ownership | 2021-05-14 4:39 pm | N/A N/A | Relative Value Fund | VFLEX | Sternberg David A CEO OF ADVISER | 12 | $26.1 | 4,183 (Indirect) | View |
| 2020-10-07 Other | 2021-01-05 3:39 pm | N/A N/A | Relative Value Fund | VFLEX | Sternberg David A CEO OF ADVISER | 31 | $24.79 | 4,244 (Indirect) | View |
| 2020-12-11 Other | 2021-01-05 3:39 pm | N/A N/A | Relative Value Fund | VFLEX | Sternberg David A CEO OF ADVISER | 50 | $25.1 | 4,244 (Indirect) | View |
| 2020-11-04 Other | 2021-01-05 3:39 pm | N/A N/A | Relative Value Fund | VFLEX | Sternberg David A CEO OF ADVISER | 17 | $24.83 | 4,244 (Indirect) | View |
| 2020-12-02 Other | 2021-01-05 3:39 pm | N/A N/A | Relative Value Fund | VFLEX | Sternberg David A CEO OF ADVISER | 13 | $25.28 | 4,244 (Indirect) | View |
| 2020-10-07 Other | 2021-01-05 12:58 pm | N/A N/A | Relative Value Fund | VFLEX | Golden Randal L CFO OF ADVISER | 14 | $24.79 | 40 (Indirect) | View |
| 2020-08-05 Other | 2021-01-05 12:58 pm | N/A N/A | Relative Value Fund | VFLEX | Golden Randal L CFO OF ADVISER | 13 | $23.92 | 40 (Indirect) | View |
| 2020-09-02 Other | 2021-01-05 12:58 pm | N/A N/A | Relative Value Fund | VFLEX | Golden Randal L CFO OF ADVISER | 13 | $24.37 | 40 (Indirect) | View |
| 2020-10-07 Other | 2021-01-05 12:50 pm | N/A N/A | Relative Value Fund | VFLEX | PECK MICHAEL D President | 14 | $24.79 | 40 (Indirect) | View |
| 2020-08-05 Other | 2021-01-05 12:50 pm | N/A N/A | Relative Value Fund | VFLEX | PECK MICHAEL D President | 13 | $23.92 | 40 (Indirect) | View |
| 2020-09-02 Other | 2021-01-05 12:50 pm | N/A N/A | Relative Value Fund | VFLEX | PECK MICHAEL D President | 13 | $24.37 | 40 (Indirect) | View |
| 2020-10-07 Other | 2021-01-05 11:59 am | N/A N/A | Relative Value Fund | VFLEX | CHAD EISENBERG Treasurer | 14 | $24.79 | 40 (Indirect) | View |
| 2020-08-05 Other | 2021-01-05 11:59 am | N/A N/A | Relative Value Fund | VFLEX | CHAD EISENBERG Treasurer | 13 | $23.92 | 40 (Indirect) | View |
| 2020-09-02 Other | 2021-01-05 11:59 am | N/A N/A | Relative Value Fund | VFLEX | CHAD EISENBERG Treasurer | 13 | $24.37 | 40 (Indirect) | View |
| 2020-10-07 Other | 2021-01-05 11:48 am | N/A N/A | Relative Value Fund | VFLEX | Vivaldi Holdings LLC 100% OWNER OF ADVISER | 14 | $24.79 | 40 (Indirect) | View |
| 2020-08-05 Other | 2021-01-05 11:48 am | N/A N/A | Relative Value Fund | VFLEX | Vivaldi Holdings LLC 100% OWNER OF ADVISER | 13 | $23.92 | 40 (Indirect) | View |
| 2020-09-02 Other | 2021-01-05 11:48 am | N/A N/A | Relative Value Fund | VFLEX | Vivaldi Holdings LLC 100% OWNER OF ADVISER | 13 | $24.37 | 40 (Indirect) | View |
| 2020-08-05 Other | 2020-10-28 7:29 pm | N/A N/A | Relative Value Fund | VFLEX | Sternberg David A CEO OF ADVISER | 13 | $23.92 | 10,486 (Indirect) | View |
| 2020-09-02 Other | 2020-10-28 7:29 pm | N/A N/A | Relative Value Fund | VFLEX | Sternberg David A CEO OF ADVISER | 13 | $24.37 | 10,486 (Indirect) | View |
| 2020-06-30 Other(A) | 2020-10-28 6:39 pm | N/A N/A | Relative Value Fund | VFLEX | Golden Randal L CFO OF ADVISER | 3,173 | $23.75 | 6,372 (Indirect) | View |
| 2020-07-01 Other(A) | 2020-10-28 6:39 pm | N/A N/A | Relative Value Fund | VFLEX | Golden Randal L CFO OF ADVISER | 13 | $23.66 | 6,372 (Indirect) | View |
| 2020-06-30 Other(A) | 2020-10-28 6:30 pm | N/A N/A | Relative Value Fund | VFLEX | CHAD EISENBERG Treasurer | 3,173 | $23.75 | 6,372 (Indirect) | View |
| 2020-07-01 Other(A) | 2020-10-28 6:30 pm | N/A N/A | Relative Value Fund | VFLEX | CHAD EISENBERG Treasurer | 13 | $23.66 | 6,372 (Indirect) | View |
| 2020-06-30 Other(A) | 2020-10-28 6:14 pm | N/A N/A | Relative Value Fund | VFLEX | PECK MICHAEL D PRESIDENT | 3,173 | $23.75 | 6,372 (Indirect) | View |
| 2020-07-01 Other(A) | 2020-10-28 6:14 pm | N/A N/A | Relative Value Fund | VFLEX | PECK MICHAEL D PRESIDENT | 13 | $23.66 | 6,372 (Indirect) | View |
| 2020-06-30 Other(A) | 2020-10-28 3:21 pm | N/A N/A | Relative Value Fund | VFLEX | Sternberg David A CEO OF ADVISER | 3,173 | $23.75 | 6,372 (Indirect) | View |
| 2020-07-01 Other(A) | 2020-10-28 3:21 pm | N/A N/A | Relative Value Fund | VFLEX | Sternberg David A CEO OF ADVISER | 13 | $23.66 | 6,372 (Indirect) | View |
| 2020-06-30 Other(A) | 2020-10-28 3:00 pm | N/A N/A | Relative Value Fund | VFLEX | Vivaldi Holdings LLC 100% owner of adviser | 3,173 | $23.75 | 6,372 (Indirect) | View |
| 2020-07-01 Other(A) | 2020-10-28 3:00 pm | N/A N/A | Relative Value Fund | VFLEX | Vivaldi Holdings LLC 100% owner of adviser | 13 | $23.66 | 6,372 (Indirect) | View |
| 2020-07-06 Other | 2020-07-10 10:41 am | N/A N/A | Relative Value Fund | VFLEX | Golden Randal L CFO of adviser | 3,186 | $23.75 | 6,372 (Indirect) | View |
| 2020-07-06 Other | 2020-07-09 7:19 pm | N/A N/A | Relative Value Fund | VFLEX | Sternberg David A CEO of adviser | 3,186 | $23.75 | 6,372 (Indirect) | View |
| 2020-07-06 Other | 2020-07-09 7:03 pm | N/A N/A | Relative Value Fund | VFLEX | CHAD EISENBERG Treasurer | 3,186 | $23.75 | 6,372 (Indirect) | View |
| 2020-07-06 Other | 2020-07-09 6:55 pm | N/A N/A | Relative Value Fund | VFLEX | PECK MICHAEL D President | 3,186 | $23.75 | 6,372 (Indirect) | View |
| 2020-07-06 Other | 2020-07-09 6:45 pm | N/A N/A | Relative Value Fund | VFLEX | Vivaldi Holdings LLC 100% owner of adviser | 3,186 | $23.75 | 6,372 (Indirect) | View |