Insider Trading & Ownership - Flat Rock Opportunity Fund (FROPX)

Real time insider trading transaction history:

  • Insiders are prohibited from making short-swing profits by trading their shares within 6 months of the registration or acquiring the shares.
  • Shares are not adjusted for stock split.
"Insiders might sell their shares for any number of reasons, but they buy them for only one: they think the price will rise"
- Peter Lynch
What is insider trading>>
Time period
Insider Trading Transactions for Flat Rock Opportunity Fund
Common stock purchase or sale:
Transaction
Date
Reported
DateTime
CompanySymbolInsider
Relationship
Shares
Traded
Average
Price
Total
Amount
Shares
Owned
Filing
2024-10-16
Purchase
2024-10-17
4:37 pm
Flat Rock Opportunity FundFROPXBATES SHILOH R
Chief Investment Officer
5,255$19.03$100,00026,810
(Direct)
View
2024-10-11
Purchase
2024-10-15
06:01 am
Flat Rock Opportunity FundFROPXRipp Ryan
CFO, Treasurer and Secretary
5,255$19.03$100,0007,905
(Direct)
View
2024-08-09
Purchase
2024-08-12
5:49 pm
Flat Rock Opportunity FundFROPXRipp Ryan
CFO, Treasurer and Secretary
2,650$18.87$50,0002,650
(Direct)
View
2024-01-10
Purchase
2024-01-11
4:50 pm
Flat Rock Opportunity FundFROPXGrunewald Robert
CEO
3,267$18.98$62,000168,361
(Indirect
Direct)
View
2023-12-22
Purchase
2023-12-27
8:59 pm
Flat Rock Opportunity FundFROPXDurston Marshall
Director
523$19.11$10,0001,134
(Direct)
View
2023-12-22
Purchase
2023-12-27
8:58 pm
Flat Rock Opportunity FundFROPXCoolidge R. Scott
Director
523$19.11$10,0001,134
(Direct)
View
2023-08-18
Purchase
2023-08-21
6:57 pm
Flat Rock Opportunity FundFROPXBATES SHILOH R
Chief Investment Officer
397$18.6$7,38418,903
(Direct)
View
2023-02-23
Purchase
2023-02-27
3:23 pm
Flat Rock Opportunity FundFROPXBATES SHILOH R
Chief Investment Officer
188$19.51$3,67517,762
(Direct)
View
2022-09-22
Sale
2022-09-26
2:10 pm
Flat Rock Opportunity FundFROPXBATES SHILOH R
Chief Investment Officer
4,617$19.44$89,75416,895
(Direct)
View
2021-12-30
Purchase
2022-01-11
2:53 pm
Flat Rock Opportunity FundFROPXBATES SHILOH R
Chief Investment Officer
952$23.03$21,92820,289
(Direct)
View
2020-04-06
Purchase
2020-04-14
3:35 pm
Flat Rock Opportunity FundFROPXGrunewald Robert
Chief Executive Officer
6,463$15.47$99,99095,409
(Direct)
View
2020-01-27
Purchase
2020-01-27
4:58 pm
Flat Rock Opportunity FundFROPXBATES SHILOH R
Chief Investment Officer
44$19.64$86417,472
(Direct)
View
2020-01-21
Purchase
2020-01-23
5:58 pm
Flat Rock Opportunity FundFROPXBATES SHILOH R
Chief Investment Officer
58$19.67$1,14817,428
(Direct)
View

Stock options: Exercise, Award, Grant, Conversion
Transaction
Date
Reported
DateTime
Exercisable
Expiration
CompanySymnbolInsider
Relationship
Shares
Traded
Conversion
Price
Shares
Owned
Filing
2022-12-15
Option Award
2022-12-19
5:31 pm
N/A
N/A
Flat Rock Opportunity FundFROPXCoolidge R. Scott
Director
269$18.62530
(Direct)
View
2022-12-15
Option Award
2022-12-19
5:27 pm
N/A
N/A
Flat Rock Opportunity FundFROPXDurston Marshall
Director
269$18.62530
(Direct)
View
2021-12-29
Option Award
2022-02-23
8:55 pm
N/A
N/A
Flat Rock Opportunity FundFROPXDurston Marshall
Director
220$22.74220
(Direct)
View
2021-12-29
Option Award
2022-02-23
8:50 pm
N/A
N/A
Flat Rock Opportunity FundFROPXCoolidge R. Scott
Director
220$22.74220
(Direct)
View

Ownership
2021-01-20
7:06 pm
N/A
N/A
Flat Rock Opportunity FundFROPXRipp Ryan
See Remarks
0$00
(Direct)
View

Ownership
2020-09-02
4:52 pm
N/A
N/A
Flat Rock Opportunity FundFROPXDurston Marshall
Director
0$00
(Direct)
View