Insider Trading & Ownership - Polen Credit Opportunities Fund (PCOFX)

Real time insider trading transaction history:

  • Insiders are prohibited from making short-swing profits by trading their shares within 6 months of the registration or acquiring the shares.
  • Shares are not adjusted for stock split.
"Insiders might sell their shares for any number of reasons, but they buy them for only one: they think the price will rise"
- Peter Lynch
What is insider trading>>
Time period
Insider Trading Transactions for Polen Credit Opportunities Fund

Stock options: Exercise, Award, Grant, Conversion
Transaction
Date
Reported
DateTime
Exercisable
Expiration
CompanySymnbolInsider
Relationship
Shares
Traded
Conversion
Price
Shares
Owned
Filing

Ownership(A)
2023-09-15
10:32 am
N/A
N/A
Polen Credit Opportunities FundPCOFXBREAZZANO DAVID J
10% Owner
0$0802,420
(Direct)
View

Ownership(A)
2023-09-15
10:20 am
N/A
N/A
Polen Credit Opportunities FundPCOFXStanley C. Moss Revocable Trust U/A DTD 10/13/2015
10% Owner
0$0506,293
(Direct)
View

Ownership(A)
2023-09-15
10:12 am
N/A
N/A
Polen Credit Opportunities FundPCOFXDamon A. Ficklin Revocable Trust U/A DTD 12/30/2019
10% Owner
0$0506,293
(Direct)
View
2023-08-28
Option Award(A)
2023-09-15
09:57 am
N/A
N/A
Polen Credit Opportunities FundPCOFXSantonelli Benjamin
Portfolio Manager
25,435$1025,435
(Direct)
View
2023-08-28
Option Award(A)
2023-09-15
09:49 am
N/A
N/A
Polen Credit Opportunities FundPCOFXSherman John William
Portfolio Manager
25,435$1025,435
(Direct)
View
2023-08-28
Option Award(A)
2023-09-15
09:33 am
N/A
N/A
Polen Credit Opportunities FundPCOFXPolen Capital Credit LLC
Investment Adviser
180,599$10190,599
(Direct)
View

Ownership(A)
2023-09-06
3:17 pm
N/A
N/A
Polen Credit Opportunities FundPCOFXDamon A. Ficklin Revocable Trust U/A DTD 12/30/2019
10% Owner
0$0508,469
(Direct)
View

Ownership
2023-09-06
2:07 pm
N/A
N/A
Polen Credit Opportunities FundPCOFXDamon A. Ficklin Recovable Trust
10% Owner
0$0508,469
(Direct)
View

Ownership
2023-09-06
1:59 pm
N/A
N/A
Polen Credit Opportunities FundPCOFXStanley C. Moss Revocable Trust U/A DTD 10/13/2015
10% Owner
0$0508,469
(Direct)
View

Ownership
2023-09-06
1:41 pm
N/A
N/A
Polen Credit Opportunities FundPCOFXBREAZZANO DAVID J
10% Owner
0$0805,869
(Direct)
View
2023-08-28
Option Award
2023-08-30
6:02 pm
N/A
N/A
Polen Credit Opportunities FundPCOFXPolen Capital Credit LLC
Investment Adviser
181,376$10191,376
(Direct)
View
2023-08-28
Option Award
2023-08-30
5:59 pm
N/A
N/A
Polen Credit Opportunities FundPCOFXSherman John William
Portfolio Manager
25,544$1025,544
(Direct)
View
2023-08-28
Option Award
2023-08-30
5:56 pm
N/A
N/A
Polen Credit Opportunities FundPCOFXSantonelli Benjamin
Portfolio Manager
25,544$1025,544
(Direct)
View

Ownership
2023-08-21
1:09 pm
N/A
N/A
Polen Credit Opportunities FundPolen Capital Credit LLC
Investment Adviser
0$010,000
(Direct)
View
(A) Indicate amendment filing.