Insider Trading & Ownership - EQUUS TOTAL RETURN INC. (EQS)

Real time insider trading transaction history:

  • Insiders are prohibited from making short-swing profits by trading their shares within 6 months of the registration or acquiring the shares.
  • Shares are not adjusted for stock split.
"Insiders might sell their shares for any number of reasons, but they buy them for only one: they think the price will rise"
- Peter Lynch
What is insider trading>>
Time period
Insider Trading Transactions for EQUUS TOTAL RETURN INC.
Common stock purchase or sale:
Transaction
Date		Reported
DateTime		CompanySymbolInsider
Relationship		Shares
Traded		Average
Price		Total
Amount		Shares
Owned		Filing
2023-07-14
Purchase		2023-07-18
1:40 pm		EQUUS TOTAL RETURN INC.EQSKNAUSS ROBERT L
Director		1,000$1.48$1,48093,670
(Direct)		View
2021-09-29
Sale		2021-10-01
3:48 pm		EQUUS TOTAL RETURN INC.EQSdes Pallieres Bertrand
10% Owner		1,844,259$2.4$4,426,222345,433
(Indirect)		View
2021-04-23
Purchase		2021-05-03
4:57 pm		EQUUS TOTAL RETURN INC.EQSAtkinson Fraser
Director		24,202$1.8906$45,75645,591
(Direct)		View
2020-07-16
Purchase		2020-07-17
6:32 pm		EQUUS TOTAL RETURN INC.EQSHardy John A.
CEO
10% Owner		3,228,024$1.17$3,776,7883,728,024
(Indirect)		View
2020-07-16
Sale		2020-07-17
6:21 pm		EQUUS TOTAL RETURN INC.EQSMVC CAPITAL INC.
10% Owner		3,228,024$1.17$3,776,7880
(Direct)		View
2020-07-16
Sale		2020-07-17
6:15 pm		EQUUS TOTAL RETURN INC.EQSTokarz Group Advisers LLC
10% Owner		3,228,024$1.17$3,776,7880
(Indirect)		View
2020-07-16
Sale		2020-07-17
6:10 pm		EQUUS TOTAL RETURN INC.EQSTOKARZ MICHAEL T
10% Owner		3,228,024$1.17$3,776,7880
(Indirect)		View

Stock options: Exercise, Award, Grant, Conversion
Transaction
Date		Reported
DateTime		Exercisable
Expiration		CompanySymnbolInsider
Relationship		Shares
Traded		Conversion
Price		Shares
Owned		Filing

Ownership		2021-10-04
5:24 pm		N/A
N/A		EQUUS TOTAL RETURN INC.EQSTOKARZ MICHAEL T
10% Owner		0$03,172,237
(Direct)		View