LPL Financial LLC 13D and 13G filings for First Trust Specialty Finance and Financial Opportunities Fund:
- Schedule 13D must be filed within ten days after a person or an organization acquires beneficial ownership of more than 5% of a voting class of a company's equity securities.
- Shares have been adjusted for stock splits.
| Reported DateTime | Transaction Date | Type | Company Symbol | Filed By Symbol | Shares Owned % Owned | Shares Vs. Prev Report | View |
| 2024-11-06 3:58 pm Purchase | 2024-09-30 | 13G | First Trust Specialty Finance and Financial Opportunities Fund FGB | LPL Financial LLC | 1,077,057 7.500% | 292,968 (+37.36%) | Filing |
| 2024-02-09 4:19 pm Sale | 2023-12-31 | 13G | First Trust Specialty Finance and Financial Opportunities Fund FGB | LPL Financial LLC | 784,089 5.500% | -105,242 (-11.83%) | Filing |
| 2023-02-03 4:16 pm Purchase | 2022-12-31 | 13G | First Trust Specialty Finance and Financial Opportunities Fund FGB | LPL Financial LLC | 889,331 6.200% | 889,331 (New Position) | Filing |