Activist 13D/13G Filings - FIRST TRUST SPECIALTY FINANCE & FINANCIAL OPPORTUNITIES FUND (FGB)

Real time Form 13D and 13G transaction reports:

  • Schedule 13D must be filed within ten days after a person or an organization acquires beneficial ownership of more than 5% of a voting class of a company's equity securities.
  • Due to inconsistent filing format, it is highly recommended that you read the orignal filing form.
  • Shares are not adjusted for stock split.
"Insiders might sell their shares for any number of reasons, but they buy them for only one: they think the price will rise"
- Peter Lynch
What is insider trading>>
Time period
Reported
DateTime
TypeCompany
Symbol
Filed By
Symbol
Shares Owned
% Owned
Shares Vs. Prev ReportFiling
2024-11-06
3:58 pm
Purchase
13GFIRST TRUST SPECIALTY FINANCE
FGB
LPL Financial LLC1,077,057
7.500%
292,968increase
(+37.36%)
View
2024-10-15
6:42 pm
Sale
13DFIRST TRUST SPECIALTY FINANCE
FGB
Saba Capital Management L.P.698,960
4.860%
-48,980decrease
(-6.55%)
View
2024-10-01
2:35 pm
Sale
13DFIRST TRUST SPECIALTY FINANCE
FGB
Saba Capital Management L.P.747,940
5.210%
-200,212decrease
(-21.12%)
View
2024-09-23
9:12 pm
Sale
13DFIRST TRUST SPECIALTY FINANCE
FGB
Saba Capital Management L.P.948,152
6.600%
-144,647decrease
(-13.24%)
View
2024-05-14
4:40 pm
Purchase
13DFIRST TRUST SPECIALTY FINANCE
FGB
Saba Capital Management L.P.1,092,799
7.610%
350,099increase
(+47.14%)
View
2024-04-29
10:57 am
Purchase
13DFIRST TRUST SPECIALTY FINANCE
FGB
Saba Capital Management L.P.742,700
5.170%
742,700increase
(New Position)
View
2024-02-09
4:19 pm
Sale
13GFIRST TRUST SPECIALTY FINANCE
FGB
LPL Financial LLC784,089
5.500%
-105,242decrease
(-11.83%)
View
2023-02-03
4:16 pm
Purchase
13GFIRST TRUST SPECIALTY FINANCE
FGB
LPL Financial LLC889,331
6.200%
889,331increase
(New Position)
View