Insider Holders & Insider Ownership - NATIONAL HOLDINGS CORP (NHLD)

List of insiders holdings for NATIONAL HOLDINGS CORP:
  1. Shares directly owned by the insider.
  2. Shares indirectly owned by the insider.
  3. Total shares owned by the insider (sum of shares directly and indirectly owned).
  4. Total market value if available.
  5. Shares are not adjusted for stock split.
"Insiders might sell their shares for any number of reasons, but they buy them for only one: they think the price will rise"
- Peter Lynch
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Insider Holder NameReport
Date Time
Shares Owned
Directly
Indirectly
Total
Shares Owned
Filing
COR Securities Holdings Inc.
10% Owner
2012-01-18 09:35:0310,873,986
0
10,873,986Form 13D
NHC Holdings LLC
B. Riley Financial Inc.
10% Owner
2021-03-02 16:02:315,750,000
0
5,750,000Form 13D
KLEIN MARK
Chief Executive Officer
2014-08-20 16:46:27617,094
4,522,761
5,139,855Form 4
Sugarman Steven
10% Owner
2012-01-04 16:46:534,673,326
0
4,673,326Form 3
COR Capital LLC
10% Owner
2012-01-04 16:44:344,673,326
0
4,673,326Form 3
COR Equity Income Fund LP
10% Owner
2012-01-04 16:41:224,673,326
0
4,673,326Form 3
ST CLOUD CAPITAL PARTNERS LP
SCGP LLC
ST CLOUD CAPITAL LLC
GELLER MARSHALL S
10% Owner
2008-04-02 15:12:454,271,633
0
4,271,633Form 13D
Coviello Paul
Linden Asset Management Inc.
Director
2010-10-13 17:27:203,416,798
0
3,416,798Form 13D
BEDFORD OAK ADVISORS LLC
EISEN HARVEY P
10% Owner
2011-02-02 17:08:550
3,346,010
3,346,010Form 4
ASHER DANIEL
10% Owner
2020-12-29 16:45:570
3,027,841
3,027,841Form 4
BEDFORD OAK CAPITAL LP
10% Owner
2012-02-14 11:37:321,875,660
0
1,875,660Form 13G
ONE CLARK LLC
10% Owner
2008-07-02 17:00:521,603,223
0
1,603,223Form 13D
SOKOLOW LEONARD J
Director
2013-01-29 19:06:151,475,914
0
1,475,914Form 4
STRATEGIC TURNAROUND EQUITY PARTNERS LP CAYMAN
Galloway Capital Management LLC
GALLOWAY BRUCE
Herman Gary L
X
2012-01-19 16:43:581,249,691
0
1,249,691Form 13D
RILEY BRYANT R
BRC Partners Opportunity Fund LP
B. Riley & Co. LLC
B. RILEY CAPITAL MANAGEMENT LLC
B. Riley Financial Inc.
B. Riley & Co. LLC 401(K) Profit Sharing Plan
Robert Antin Children Irrevocable Trust dtd 1/1/01
See Footnote 1
2016-05-03 14:47:201,041,574
0
1,041,574Form 13D
RETTMAN PETER
Director
2005-08-16 16:11:50900,000
0
900,000Form 4
DellaCamera Capital Management LLC
10% Owner
2011-02-14 14:32:04594,836
0
594,836Form 13G
Klein Mark D
See Footnote 1
2016-08-25 12:28:55570,000
0
570,000Form 13D
Silverman Joshua
Director
2016-09-13 16:32:160
414,323
414,323Form 4
Herskowitz Neil
Director
2019-03-06 19:47:58245,975
0
245,975Form 4
SALIG ELI
Director
2019-03-06 19:48:11245,975
0
245,975Form 4
BRESNER MICHAEL A
President of National
2004-01-26 09:58:51150,000
0
150,000Form 4
Michas Athanassios
Director
2020-06-15 17:39:0482,680
0
82,680Form 4
SANDS STEVEN B
Chairman
2005-04-04 15:44:190
59,423
59,423Form 4
Rich Jonathan C
Executive Vice President
2013-01-29 19:07:5750,000
0
50,000Form 4
Dewey Christopher C
Vice Chairman
Director
2010-10-06 18:33:3036,775
0
36,775Form 4
Friedman Brian
Exec V.P. & Ast. Sec.
2007-08-02 19:12:3935,000
0
35,000Form 4
DASKAL ROBERT H
Chief Financial Officer & Sec.
2007-08-02 19:03:0725,000
0
25,000Form 4
McCoy David
Chief Operating Officer
2007-08-02 19:08:0125,000
0
25,000Form 4
TRIAGE PARTNERS LLC
10% Owner
2006-04-10 17:29:5123,179
0
23,179Form 4
CIOCIA JAMES
Director
2016-09-13 16:32:3318,685
0
18,685Form 4
KURLAN NORMAN J
Director
2008-07-01 11:06:4015,000
0
15,000Form 4
ROSAN ROBERT J
Director
2008-07-01 11:02:2215,000
0
15,000Form 4
ROSENBERG GARY A
Director
2008-07-01 10:49:0115,000
0
15,000Form 4
MODICA CHARLES R
Director
2010-03-18 14:48:4910,000
0
10,000Form 4
ORTEGA JORGE A
Director
2010-03-18 15:10:4810,000
0
10,000Form 4
KUSNICK GREGORY P
GUSTAFSON KAREN JO
10% Owner
2006-04-04 14:57:246,375
0
6,375Form 4
LOWNEY GREGORY C
SNYDER MARYANNE K
10% Owner
2006-04-04 15:04:456,375
0
6,375Form 4
Wasserman Frederick Gerald
Director
2016-09-13 16:32:415,092
0
5,092Form 4
DeSena John C.
Chief Operating Officer
2021-02-25 17:20:470
0
0Form 4
Creagh Barbara
Director
2021-02-25 17:20:530
0
0Form 4
FAGENSON ROBERT B
Director
2021-02-25 17:18:310
0
0Form 4
Worman Glenn C.
President and CFO
2021-02-25 17:18:430
0
0Form 4
Singer Michael Evan
Director
2021-02-25 17:19:350
0
0Form 4
Mullen Michael A
CEO and Chairman of the Board
2021-02-25 17:19:280
0
0Form 4
HUME DANIEL
Director
2021-02-25 17:19:480
0
0Form 4
Gary Jeff
Director
2021-02-25 17:20:160
0
0Form 4
FBIO Acquisition Inc.
Fortress Biotech Inc.
Opus Point Partners LLC
Opus Point Healthcare Innovations (Offshore) Fund Ltd.
WEISS MICHAEL S
ROSENWALD LINDSAY A MD
10% Owner
2019-04-19 16:18:030
0
0Form 13D
GOLDWASSER MARK
Director
2016-09-14 16:30:400
0
0Form 4
LEVIN ALAN B
Chief Financial Officer
2016-09-13 16:33:010
0
0Form 4
POWERS FREDERIC B III
Director
2016-09-13 16:32:550
0
0Form 4
PLIMPTON FRANK
Director
2016-09-13 16:32:470
0
0Form 4
Abbe Richard
Director
2016-09-13 16:32:250
0
0Form 4
LAUTZ ROBERT W JR
Director
10% Owner
2012-01-09 12:36:230
0
0Form 4
GELLER MARSHALL S
Director
10% Owner
2012-01-03 20:20:350
0
0Form 4
Roth Mark David
COO & General Counsel
2009-03-19 12:05:100
0
0Form 3