Insider Holders & Insider Ownership - Axos Financial Inc. (AX)

List of insiders holdings for Axos Financial Inc.:
  1. Shares directly owned by the insider.
  2. Shares indirectly owned by the insider.
  3. Total shares owned by the insider (sum of shares directly and indirectly owned).
  4. Total market value if available.
  5. Shares are not adjusted for stock split.
"Insiders might sell their shares for any number of reasons, but they buy them for only one: they think the price will rise"
- Peter Lynch
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Insider Holder NameReport
Date Time
Shares Owned
Directly
Indirectly
Total
Shares Owned
Filing
Burke John Gary
Director
2019-08-27 13:07:121,840,139
0
1,840,139Form 4
Garrabrants Gregory
President and CEO
2024-11-15 18:05:471,335,977
173,375
1,509,352Form 4
RULE ARTHUR RICHARDS
RULE FAMILY TRUST UDT 12 17 98
10% Owner
2009-10-22 20:14:050
770,000
770,000Form 4
Chipman Michael A
Chipman Evelyn
Chipman First Family Limited Partnership
Former Director
Director
2012-08-15 15:36:50545,260
0
545,260Form 13D
Englert Jerry F
Director
2014-05-29 14:05:02442,436
0
442,436Form 4
Micheletti Andrew J
EVP, Finance
2024-11-08 17:56:43254,439
3,047
257,486Form 4
Allrich Theodore C
Director
2016-11-30 19:22:56215,076
0
215,076Form 4
Paulus Connie M
Director
2010-05-24 17:59:42145,181
0
145,181Form 4
Bar-Adon Eshel
EVP, Chief Legal Officer
2025-03-25 15:45:15141,445
3,232
144,677Form 4
EPRILE ROBERT A
Retired Director (10/2005)
2009-10-14 17:28:3392,713
0
92,713Form 13D
Nick Mosich
Director
2024-11-22 16:51:4484,495
0
84,495Form 4
Swanson Brian D
EVP, Head of Consumer Bank
2025-03-25 15:46:0978,711
2,737
81,448Form 4
Dunn Patrick A
Vice President
2006-03-30 18:08:4067,621
0
67,621Form 4
Evans Gary Lewis
former officer
2010-05-24 17:10:5939,725
24,725
64,450Form 4
Walsh Derrick
EVP, Chief Financial Officer
2025-03-25 15:46:3259,501
2,737
62,238Form 4
MATSUMOTO RAYMOND D
EVP, Chief Operating Officer
2025-03-25 15:45:4357,949
2,078
60,027Form 4
Tolla John Charles
EVP, Chief Governance, Risk &
2025-03-25 15:46:2156,135
2,591
58,726Form 4
Berengolts Michael J
former officer
2010-06-08 17:26:1155,437
0
55,437Form 4
Ratinoff Edward James
Director
2024-11-15 19:15:5250,498
0
50,498Form 4
PARK DAVID X
EVP, Commercial Banking & Trea
2025-03-25 15:45:5547,596
1,541
49,137Form 4
Constantine Thomas M
EVP, Chief Credit Officer
2025-03-25 15:45:3037,846
2,776
40,622Form 4
Witter Gordon L
Director
2010-08-30 17:32:5631,668
0
31,668Form 4
Pancheri Thomas J
Director
2010-08-30 18:48:3130,868
0
30,868Form 4
BLACK J BRANDON
Director
2021-09-09 16:29:0728,242
0
28,242Form 4
PITTERS RON
SVP, Head of Axos Securities
2023-09-26 16:58:2623,245
1,797
25,042Form 4
GILL ANN
SVP, Chief Accounting Officer
2025-03-25 15:46:4519,123
1,010
20,133Form 4
Harris Terry
VP CCO
2005-12-07 11:42:5720,000
0
20,000Form 4
Fraser James A
EVP, Specialty RE, C&I Lending
2019-12-20 17:37:0117,968
0
17,968Form 4
Grinberg Paul
Director
2024-11-15 19:14:2012,865
0
12,865Form 4
Wardell-Smith Sara
Director
2025-03-05 18:27:0310,250
0
10,250Form 4
Crow David M
EVP, Head of Axos Clearing
2025-03-21 17:17:404,789
0
4,789Form 4
COURT JAMES JOHN
Director
2024-11-15 19:13:304,724
0
4,724Form 4
THIELE CANDACE L
EVP, Chief Administrative Offi
2025-03-21 17:19:244,516
0
4,516Form 4
Dada Uzair
Director
2024-11-15 19:13:534,289
0
4,289Form 4
Santi Roque A
Director
2024-11-15 19:17:544,289
0
4,289Form 4
Carter Stefani D
Director
2024-11-15 19:13:044,289
0
4,289Form 4
Bohlig Tamara N
Director
2024-11-15 19:12:294,289
0
4,289Form 4
Argalas James S
Director
2024-11-15 19:11:194,289
0
4,289Form 4
Sime Jeffrey
President and CFO
2021-09-27 16:30:083,560
0
3,560Form 4
Darling Kenneth D
Former Vice President
2009-08-13 12:51:210
0
0Form 5
HUGHES WESLEY T
EVP, Commercial RE Lending
2019-12-27 11:55:590
0
0Form 3
Axos Financial Inc.
President and CFO
2019-04-19 18:52:440
0
0Form 3