Insider Holders & Insider Ownership - FIRST TRUST SPECIALTY FINANCE & FINANCIAL OPPORTUNITIES FUND (FGB)

List of insiders holdings for FIRST TRUST SPECIALTY FINANCE & FINANCIAL OPPORTUNITIES FUND:
  1. Shares directly owned by the insider.
  2. Shares indirectly owned by the insider.
  3. Total shares owned by the insider (sum of shares directly and indirectly owned).
  4. Total market value if available.
  5. Shares are not adjusted for stock split.
"Insiders might sell their shares for any number of reasons, but they buy them for only one: they think the price will rise"
- Peter Lynch
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Insider Holder NameReport
Date Time
Shares Owned
Directly
Indirectly
Total
Shares Owned
Filing
Keller Mark A.
Officer-Investment Sub-Advisor
2009-01-13 11:54:5110,000
0
10,000Form 4
SCHULTE DAVID J
Director-Investment Subadviser
2012-01-13 18:32:337,025
0
7,025Form 5
Miyazaki David B.
Officer-Investment Sub-Advisor
2008-12-31 11:09:264,100
0
4,100Form 4
HANSEN BRIAN N
Officer-Investment Sub-Advisor
2021-09-09 17:54:450
4,000
4,000Form 4
HANZLIK JOSEPH J
Officer-Investment Sub-Advisor
2008-08-21 17:59:150
2,000
2,000Form 4
Winter Daniel T.
Officer-Investment Sub-Advisor
2014-12-30 14:17:00400
0
400Form 4
UREVIG KATHERINE L
Assistant Treasurer
2014-06-18 12:17:080
0
0Form 4
TORTOISE CAPITAL ADVISORS LLC
Affiliate of Inv. Subadviser
2008-11-21 14:32:540
0
0Form 3
FIRST TRUST PORTFOLIOS LP
Affiliate of Issuer's Advisor
2009-05-07 18:26:410
0
0Form 4
CAREY ROBERT F
Vice President
2014-06-18 12:14:280
0
0Form 4
ERICKSON JON C
Investment Adviser
2014-06-18 12:14:500
0
0Form 4
GATTA ROSANNE
Assistant Secretary
2014-06-18 12:15:160
0
0Form 4
KLASSMAN ERIN E
Assistant Secretary
2014-06-18 12:15:410
0
0Form 4
LYNCH COLEEN D
Assistant Vice President
2014-06-18 12:16:020
0
0Form 4
SHANNON SHANE
Assistant Secretary
2014-06-18 12:16:280
0
0Form 4
Swade Donald
Assistant Treasurer
2014-06-18 12:16:480
0
0Form 4
DAHL PATRICIA A
Officer-Investment Sub-Adviser
2008-08-06 17:39:330
0
0Form 3
BRADLEY MARK R
President
2016-01-08 09:11:260
0
0Form 5
KOCHEVAR ANNE
Officer - Invest. Sub-Advisor
2019-07-05 10:04:170
0
0Form 5
Farmer Steven Patrick
Officer-Invest. Sub-Advisor
2019-07-15 13:41:570
0
0Form 3
HALL R SCOTT
Officer-Investment Advisor
2020-06-30 16:34:260
0
0Form 5
FRISKE SCOTT MICHAEL
Officer - Investment Advisor
2020-07-02 14:48:310
0
0Form 3
BROWN KATHLEEN WIELAND
Officer-Investment Advisor
2021-08-17 17:31:180
0
0Form 5
DEHLER KELLY CATHERINE
Officer - Investment Advisor
2021-08-17 13:47:560
0
0Form 3
DENISE M KEEFE
Director
2021-11-05 16:54:010
0
0Form 3
KADLEC THOMAS R
Director
2021-12-29 15:35:260
0
0Form 4
Wright Bronwyn
Director
2023-09-12 17:35:140
0
0Form 3
MALTBIE DEREK
Treasurer and CFO
2024-04-18 12:46:180
0
0Form 3
KEITH ROBERT F
Director
2007-05-24 13:08:330
0
0Form 3
MILLER PETER M
Director
2007-05-23 12:02:150
0
0Form 3
O'Donnell Thomas N.
Director
2007-05-23 12:10:140
0
0Form 3
Gallatin Asset Management Inc.
Investment Advisor
2007-05-23 14:33:270
0
0Form 3
Scafati Michael
Director
2007-05-23 12:14:040
0
0Form 3
Havey James M.
Director
2007-05-23 11:27:520
0
0Form 3
BOWEN JAMES A
President
2007-05-24 12:55:550
0
0Form 3
BRADLEY CHARLES H
Officer-Investment Adviser
2007-05-24 12:56:260
0
0Form 3
CHRISTENSEN KELLEY
Vice President
2007-05-24 13:00:050
0
0Form 3
Dykas James M
Assistant Treasurer
2007-05-24 13:00:360
0
0Form 3
ERICKSON RICHARD E
Director
2007-05-24 13:01:370
0
0Form 3
FALLOW CHRISTOPHER R
Assistant Vice President
2007-05-24 13:02:070
0
0Form 3
FIRST TRUST ADVISORS LP
Investment Adviser
2007-05-24 13:02:400
0
0Form 3
JARDINE W SCOTT
Secretary
2007-05-24 13:05:540
0
0Form 3
KELLY DOUGLAS L
Director
2007-05-23 11:18:560
0
0Form 3
LINDQUIST DANIEL J
Vice President
2007-05-24 13:09:150
0
0Form 3
MAHER KRISTI A
Assistant Secretary
2007-05-24 13:09:590
0
0Form 3
MCALISTER RONALD DEAN
Officer-Investment Adviser
2007-05-24 13:10:330
0
0Form 3
MCDERMOTT JOSEPH D
Officer-Investment Adviser
2007-05-24 13:11:040
0
0Form 3
MCGAREL DAVID
Officer-Investment Adviser
2007-05-24 13:11:540
0
0Form 3
NIELSON NIEL B
Director
2007-05-24 13:12:330
0
0Form 3
ROGGENSACK ANDY
Officer-Investment Adviser
2007-05-24 13:13:070
0
0Form 3
TESTIN ROGER
Vice President
2007-05-24 13:13:510
0
0Form 3
MUNN W DOUGLAS
Director, Gallatin*
Director
2007-12-07 16:07:320
0
0Form 3
Moss Matthew
Chief Financial Officer,*
2007-12-07 16:13:340
0
0Form 3
GERSHEN RICHARD S
Director, Gallatin*
Director
2007-12-07 16:03:200
0
0Form 3
DeSantis Joseph
Portfolio Manager Supervisor
2007-12-07 16:24:290
0
0Form 3
CONFLUENCE INVESTMENT MANAGEMENT LLC
Investment Sub-Adviser
2008-08-06 17:37:210
0
0Form 3