Insider Holders & Insider Ownership - Octagon XAI CLO Income Fund (OCTIX)

List of insiders holdings for Octagon XAI CLO Income Fund:
  1. Shares directly owned by the insider.
  2. Shares indirectly owned by the insider.
  3. Total shares owned by the insider (sum of shares directly and indirectly owned).
  4. Total market value if available.
  5. Shares are not adjusted for stock split.
"Insiders might sell their shares for any number of reasons, but they buy them for only one: they think the price will rise"
- Peter Lynch
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Insider Holder NameReport
Date Time
Shares Owned
Directly
Indirectly
Total
Shares Owned
Filing
Octagon Credit Investors LLC
Sub-Adviser
2025-01-03 15:03:4294,507
0
94,507Form 4
Gordon Andrew David
Sub-Adviser Inv Comm Member
2025-01-03 15:08:160
21,025
21,025Form 4
Boger Maegan Gallagher
Sub-Adviser Inv Comm Member
2025-01-06 15:24:1720,970
0
20,970Form 4
Mohr Gretchen Mae
Sub-Adviser Inv Comm Member
2025-01-06 15:22:2320,946
0
20,946Form 4
Nechamkin Michael Bennett
Sub-Adviser Inv Comm Member
2025-01-03 15:10:0812,577
0
12,577Form 4
Law Lauren Kristen
Sub-Adviser Inv Comm Member
2025-01-06 15:26:0410,504
0
10,504Form 4
Spence John Yogi
Adviser Personnel
2025-01-07 10:35:03967.12
4,000
4,967Form 4/A
Gleason Sean Michael
Sub-Adviser Inv Comm Member
2025-01-03 15:05:494,196
0
4,196Form 4
Brombach Theodore J
President & CEO
2024-02-26 16:40:590
4,000
4,000Form 3
XA Investments LLC
Investment Adviser
2024-02-26 16:42:184,000
0
4,000Form 3
McCulloch Benjamin
Secretary & CLO
2025-01-03 18:51:57628.87
0
628.87Form 4
Meyers William T.
Director
2025-01-08 09:44:26417.16
0
417.16Form 4
Cupps Danielle
Trustee
2024-02-26 10:29:580
0
0Form 3
Flynn Kimberly Ann
Vice President
2024-02-26 07:58:260
0
0Form 3
FRANKLIN PHILIP G
Trustee
2024-02-26 07:54:330
0
0Form 3
Dingens Gregory
Trustee
2024-02-23 13:59:250
0
0Form 3
Jones Scott C
Trustee
2024-02-23 15:43:420
0
0Form 3
Mullins Derek Jason
PFO & Treasurer
2024-02-23 16:38:200
0
0Form 3
Roessler Randi Jean
Chief Compliance Officer
2024-02-23 12:26:520
0
0Form 3