Insider Trading & Ownership - Brombach Theodore J

Real time insider trading transaction history:

  • Insiders are prohibited from making short-swing profits by trading their shares within 6 months of the registration or acquiring the shares.
  • Shares are not adjusted for stock split.
"Insiders might sell their shares for any number of reasons, but they buy them for only one: they think the price will rise"
- Peter Lynch
What is insider trading>>
Time period
Insider Trading Transactions for Brombach Theodore J
Common stock purchase or sale:
Transaction
Date
Reported
DateTime
CompanySymbolInsider
Relationship
Shares
Traded
Average
Price
Total
Amount
Shares
Owned
Filing
2024-05-09
Purchase
2024-05-10
4:48 pm
XAI Octagon Floating Rate & Alternative Income TrustXFLTBrombach Theodore J
President & CEO
6,867$7.13$48,962522,297
(Indirect
Direct)
View
2023-12-12
Purchase
2023-12-13
1:01 pm
XAI Octagon Floating Rate & Alternative Income Term TrustXFLTBrombach Theodore J
President & CEO
825$7.05$5,816519,632
(Indirect
Direct)
View
2023-12-05
Purchase
2023-12-06
5:01 pm
XAI Octagon Floating Rate & Alternative Income Term TrustXFLTBrombach Theodore J
President & CEO
6,000$6.89$41,340518,580
(Indirect
Direct)
View
2023-11-13
Purchase
2023-11-16
12:04 pm
XAI Octagon Floating Rate & Alternative Income Term TrustXFLTBrombach Theodore J
President & CEO
289$7.08$2,046512,580
(Indirect
Direct)
View
2022-11-11
Purchase
2022-11-15
1:26 pm
XAI Octagon Floating Rate & Alternative Income Term TrustXFLTBrombach Theodore J
President & CEO
3,050$6.67$20,344509,901
(Indirect
Direct)
View
2022-11-10
Purchase
2022-11-14
8:29 pm
XAI Octagon Floating Rate & Alternative Income Term TrustXFLTBrombach Theodore J
President & CEO
2,000$6.6373$13,275506,851
(Indirect
Direct)
View
2022-11-08
Purchase(A)
2022-11-09
8:39 pm
XAI Octagon Floating Rate & Alternative Income Term TrustXFLTBrombach Theodore J
President & CEO
6,000$6.5091$39,055504,851
(Indirect
Direct)
View
2022-11-08
Purchase
2022-11-09
8:16 pm
XAI Octagon Floating Rate & Alternative Income Term TrustXFLTBrombach Theodore J
President & CEO
6,000$6.5091$39,055494,646
(Indirect
Direct)
View
2022-11-03
Purchase(A)
2022-11-09
7:49 pm
XAI Octagon Floating Rate & Alternative Income Term TrustXFLTBrombach Theodore J
President & CEO
4,000$6.3859$25,544498,851
(Indirect
Direct)
View
2022-11-03
Purchase
2022-11-04
3:37 pm
XAI Octagon Floating Rate & Alternative Income Term TrustXFLTBrombach Theodore J
President & CEO
4,000$6.3859$25,544466,606
(Indirect
Direct)
View
2021-07-21
Purchase
2021-07-22
5:01 pm
XAI Octagon Floating Rate & Alternative Income Term TrustXFLTBrombach Theodore J
President & CEO
29,500$8.5$250,750461,081
(Indirect
Direct)
View
2020-03-18
Purchase
2020-03-18
12:09 pm
XAI Octagon Floating Rate & Alternative Income Term TrustXFLTBrombach Theodore J
President & CEO
2,000$4.5$9,000431,581
(Indirect
Direct)
View
2020-01-09
Purchase(A)
2020-01-14
09:44 am
XAI Octagon Floating Rate & Alternative Income Term TrustXFLTBrombach Theodore J
President&CEO
1,221$8.185$9,994429,581
(Indirect
Direct)
View
2020-01-09
Purchase
2020-01-13
12:02 pm
XAI Octagon Floating Rate & Alternative Income Term TrustXFLTBrombach Theodore J
President&CEO
1,221$8.185$9,994419,376
(Direct)
View

Stock options: Exercise, Award, Grant, Conversion
Transaction
Date
Reported
DateTime
Exercisable
Expiration
CompanySymnbolInsider
Relationship
Shares
Traded
Conversion
Price
Shares
Owned
Filing

Ownership
2024-11-15
5:20 pm
N/A
N/A
XAI Octagon Floating Rate & Alternative Income TrustXFLTBrombach Theodore J
President & CEO
0$0557,836
(Direct)
View
2024-07-10
Ownership
2024-11-15
5:20 pm
N/A
N/A
XAI Octagon Floating Rate & Alternative Income TrustXFLTBrombach Theodore J
President & CEO
3,221$0557,836
(Indirect)
View
2024-10-17
Other
2024-10-21
9:34 pm
2024-04-13
2029-03-14
Montana Technologies Corp.AIRJBrombach Theodore J
XMS XPDI Sponsor II Holdings LLC
10% Owner
7,811,377$06,013,069
(Indirect)
View
2024-09-16
Other
2024-09-18
9:43 pm
2024-04-13
2029-03-14
Montana Technologies Corp.AIRJBrombach Theodore J
Spence John Yogi
XMS XPDI Sponsor II Holdings LLC
10% Owner
15,727,969$013,110,580
(Indirect)
View
2024-07-24
Other
2024-07-26
9:50 pm
N/A
N/A
Montana Technologies Corp.AIRJBrombach Theodore J
Spence John Yogi
10% Owner
162,059$07,066,301
(Indirect)
View
2024-03-14
Option Award
2024-03-20
9:53 pm
N/A
N/A
Montana Technologies Corp.AIRJBrombach Theodore J
Spence John Yogi
Director
10% Owner
162,059$06,990,028
(Indirect)
View
2024-03-14
Disposition
2024-03-20
9:53 pm
N/A
N/A
Montana Technologies Corp.AIRJBrombach Theodore J
Spence John Yogi
Director
10% Owner
269,531$06,990,028
(Indirect)
View
2024-03-14
Exercise
2024-03-20
9:53 pm
N/A
N/A
Montana Technologies Corp.AIRJBrombach Theodore J
Spence John Yogi
Director
10% Owner
6,827,969$06,990,028
(Indirect)
View

Ownership
2024-02-26
4:40 pm
N/A
N/A
Octagon XAI CLO Income FundBrombach Theodore J
President & CEO
0$04,000
(Indirect)
View
2023-12-11
Other
2023-12-13
1:01 pm
N/A
N/A
XAI Octagon Floating Rate & Alternative Income Term TrustXFLTBrombach Theodore J
President & CEO
5,409$0519,632
(Indirect)
View

Ownership
2021-12-17
5:31 pm
N/A
N/A
XAI Octagon Floating Rate & Alternative Income Term TrustXFLTBrombach Theodore J
President & CEO
0$0462,206
(Direct)
View

Ownership(A)
2021-12-14
7:41 pm
N/A
N/A
Power & Digital Infrastructure Acquisition II Corp.XPDBXPDI Sponsor II LLC
Transition Equity Partners LLC
XMS XPDI Sponsor II Holdings LLC
EILERS PATRICK C
Brombach Theodore J
10% Owner
0$07,097,500
(Direct)
View

Ownership
2021-12-10
06:16 am
N/A
N/A
Power & Digital Infrastructure Acquisition II Corp.XPDBBrombach Theodore J
Director
10% Owner
0$07,097,500
(Indirect)
View

Ownership
2021-12-09
9:53 pm
N/A
N/A
Power & Digital Infrastructure Acquisition II Corp.XPDBXPDI Sponsor II LLC
EILERS PATRICK C
Brombach Theodore J
10% Owner
0$07,097,500
(Direct)
View

Ownership
2021-02-09
9:12 pm
N/A
N/A
Power & Digital Infrastructure Acquisition Corp.XPDIBrombach Theodore J
Director
10% Owner
0$08,505,000
(Indirect)
View

Ownership
2021-02-09
9:11 pm
N/A
N/A
Power & Digital Infrastructure Acquisition Corp.XPDIXPDI Sponsor LLC
Energy & Power Transition Partners LLC
XMS XPDI Sponsor Holdings LLC
EILERS PATRICK C
Brombach Theodore J
10% Owner
0$08,505,000
(Direct)
View
(A) Indicate amendment filing.