Real time insider trading transaction history:
- Insiders are prohibited from making short-swing profits by trading their shares within 6 months of the registration or acquiring the shares.
- Shares are not adjusted for stock split.
"Insiders might sell their shares for any number of reasons, but they buy them for only one: they think the price will rise"
- Peter Lynch
What is insider trading>>
- Peter Lynch
What is insider trading>>
Common stock purchase or sale:
| Transaction Date | Reported DateTime | Company | Symbol | Insider Relationship | Shares Traded | Average Price | Total Amount | Shares Owned | Filing |
| 2024-05-09 Purchase | 2024-05-10 4:48 pm | XAI Octagon Floating Rate & Alternative Income Trust | XFLT | Brombach Theodore J President & CEO | 6,867 | $7.13 | $48,962 | 522,297 (Indirect Direct) | View |
| 2023-12-12 Purchase | 2023-12-13 1:01 pm | XAI Octagon Floating Rate & Alternative Income Term Trust | XFLT | Brombach Theodore J President & CEO | 825 | $7.05 | $5,816 | 519,632 (Indirect Direct) | View |
| 2023-12-05 Purchase | 2023-12-06 5:01 pm | XAI Octagon Floating Rate & Alternative Income Term Trust | XFLT | Brombach Theodore J President & CEO | 6,000 | $6.89 | $41,340 | 518,580 (Indirect Direct) | View |
| 2023-11-13 Purchase | 2023-11-16 12:04 pm | XAI Octagon Floating Rate & Alternative Income Term Trust | XFLT | Brombach Theodore J President & CEO | 289 | $7.08 | $2,046 | 512,580 (Indirect Direct) | View |
| 2022-11-11 Purchase | 2022-11-15 1:26 pm | XAI Octagon Floating Rate & Alternative Income Term Trust | XFLT | Brombach Theodore J President & CEO | 3,050 | $6.67 | $20,344 | 509,901 (Indirect Direct) | View |
| 2022-11-10 Purchase | 2022-11-14 8:29 pm | XAI Octagon Floating Rate & Alternative Income Term Trust | XFLT | Brombach Theodore J President & CEO | 2,000 | $6.6373 | $13,275 | 506,851 (Indirect Direct) | View |
| 2022-11-08 Purchase(A) | 2022-11-09 8:39 pm | XAI Octagon Floating Rate & Alternative Income Term Trust | XFLT | Brombach Theodore J President & CEO | 6,000 | $6.5091 | $39,055 | 504,851 (Indirect Direct) | View |
| 2022-11-08 Purchase | 2022-11-09 8:16 pm | XAI Octagon Floating Rate & Alternative Income Term Trust | XFLT | Brombach Theodore J President & CEO | 6,000 | $6.5091 | $39,055 | 494,646 (Indirect Direct) | View |
| 2022-11-03 Purchase(A) | 2022-11-09 7:49 pm | XAI Octagon Floating Rate & Alternative Income Term Trust | XFLT | Brombach Theodore J President & CEO | 4,000 | $6.3859 | $25,544 | 498,851 (Indirect Direct) | View |
| 2022-11-03 Purchase | 2022-11-04 3:37 pm | XAI Octagon Floating Rate & Alternative Income Term Trust | XFLT | Brombach Theodore J President & CEO | 4,000 | $6.3859 | $25,544 | 466,606 (Indirect Direct) | View |
| 2021-07-21 Purchase | 2021-07-22 5:01 pm | XAI Octagon Floating Rate & Alternative Income Term Trust | XFLT | Brombach Theodore J President & CEO | 29,500 | $8.5 | $250,750 | 461,081 (Indirect Direct) | View |
| 2020-03-18 Purchase | 2020-03-18 12:09 pm | XAI Octagon Floating Rate & Alternative Income Term Trust | XFLT | Brombach Theodore J President & CEO | 2,000 | $4.5 | $9,000 | 431,581 (Indirect Direct) | View |
| 2020-01-09 Purchase(A) | 2020-01-14 09:44 am | XAI Octagon Floating Rate & Alternative Income Term Trust | XFLT | Brombach Theodore J President&CEO | 1,221 | $8.185 | $9,994 | 429,581 (Indirect Direct) | View |
| 2020-01-09 Purchase | 2020-01-13 12:02 pm | XAI Octagon Floating Rate & Alternative Income Term Trust | XFLT | Brombach Theodore J President&CEO | 1,221 | $8.185 | $9,994 | 419,376 (Direct) | View |
Stock options: Exercise, Award, Grant, Conversion
| Transaction Date | Reported DateTime | Exercisable Expiration | Company | Symnbol | Insider Relationship | Shares Traded | Conversion Price | Shares Owned | Filing |
| 2024-07-10 Ownership | 2024-11-15 5:20 pm | N/A N/A | XAI Octagon Floating Rate & Alternative Income Trust | XFLT | Brombach Theodore J President & CEO | 3,221 | $0 | 557,836 (Indirect) | View |
Ownership | 2024-11-15 5:20 pm | N/A N/A | XAI Octagon Floating Rate & Alternative Income Trust | XFLT | Brombach Theodore J President & CEO | 0 | $0 | 557,836 (Direct) | View |
| 2024-10-17 Other | 2024-10-21 9:34 pm | 2024-04-13 2029-03-14 | Montana Technologies Corp. | AIRJ | Brombach Theodore J XMS XPDI Sponsor II Holdings LLC 10% Owner | 7,811,377 | $0 | 6,013,069 (Indirect) | View |
| 2024-09-16 Other | 2024-09-18 9:43 pm | 2024-04-13 2029-03-14 | Montana Technologies Corp. | AIRJ | Brombach Theodore J Spence John Yogi XMS XPDI Sponsor II Holdings LLC 10% Owner | 15,727,969 | $0 | 13,110,580 (Indirect) | View |
| 2024-07-24 Other | 2024-07-26 9:50 pm | N/A N/A | Montana Technologies Corp. | AIRJ | Brombach Theodore J Spence John Yogi 10% Owner | 162,059 | $0 | 7,066,301 (Indirect) | View |
| 2024-03-14 Option Award | 2024-03-20 9:53 pm | N/A N/A | Montana Technologies Corp. | AIRJ | Brombach Theodore J Spence John Yogi Director 10% Owner | 162,059 | $0 | 6,990,028 (Indirect) | View |
| 2024-03-14 Exercise | 2024-03-20 9:53 pm | N/A N/A | Montana Technologies Corp. | AIRJ | Brombach Theodore J Spence John Yogi Director 10% Owner | 6,827,969 | $0 | 6,990,028 (Indirect) | View |
| 2024-03-14 Disposition | 2024-03-20 9:53 pm | N/A N/A | Montana Technologies Corp. | AIRJ | Brombach Theodore J Spence John Yogi Director 10% Owner | 269,531 | $0 | 6,990,028 (Indirect) | View |
Ownership | 2024-02-26 4:40 pm | N/A N/A | Octagon XAI CLO Income Fund | Brombach Theodore J President & CEO | 0 | $0 | 4,000 (Indirect) | View | |
| 2023-12-11 Other | 2023-12-13 1:01 pm | N/A N/A | XAI Octagon Floating Rate & Alternative Income Term Trust | XFLT | Brombach Theodore J President & CEO | 5,409 | $0 | 519,632 (Indirect) | View |
Ownership | 2021-12-17 5:31 pm | N/A N/A | XAI Octagon Floating Rate & Alternative Income Term Trust | XFLT | Brombach Theodore J President & CEO | 0 | $0 | 462,206 (Direct) | View |
Ownership(A) | 2021-12-14 7:41 pm | N/A N/A | Power & Digital Infrastructure Acquisition II Corp. | XPDB | XPDI Sponsor II LLC Transition Equity Partners LLC XMS XPDI Sponsor II Holdings LLC EILERS PATRICK C Brombach Theodore J 10% Owner | 0 | $0 | 7,097,500 (Direct) | View |
Ownership | 2021-12-10 06:16 am | N/A N/A | Power & Digital Infrastructure Acquisition II Corp. | XPDB | Brombach Theodore J Director 10% Owner | 0 | $0 | 7,097,500 (Indirect) | View |
Ownership | 2021-12-09 9:53 pm | N/A N/A | Power & Digital Infrastructure Acquisition II Corp. | XPDB | XPDI Sponsor II LLC EILERS PATRICK C Brombach Theodore J 10% Owner | 0 | $0 | 7,097,500 (Direct) | View |
Ownership | 2021-02-09 9:12 pm | N/A N/A | Power & Digital Infrastructure Acquisition Corp. | XPDI | Brombach Theodore J Director 10% Owner | 0 | $0 | 8,505,000 (Indirect) | View |
Ownership | 2021-02-09 9:11 pm | N/A N/A | Power & Digital Infrastructure Acquisition Corp. | XPDI | XPDI Sponsor LLC Energy & Power Transition Partners LLC XMS XPDI Sponsor Holdings LLC EILERS PATRICK C Brombach Theodore J 10% Owner | 0 | $0 | 8,505,000 (Direct) | View |