HIGH INCOME SECURITIES FUND (PCF) - Insider Holders & Insider Ownership

List of insiders holdings for HIGH INCOME SECURITIES FUND:
  1. Shares directly owned by the insider.
  2. Shares indirectly owned by the insider.
  3. Total shares owned by the insider (sum of shares directly and indirectly owned).
  4. Total market value if available.
  5. Shares are not adjusted for stock split.
"Insiders might sell their shares for any number of reasons, but they buy them for only one: they think the price will rise"
- Peter Lynch
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#Insider Holder NameReport
Date Time
Shares Owned
Directly
Indirectly
Total
Shares Owned
Filing
1Bulldog Investors LLC
Samuels Steven
GOLDSTEIN PHILLIP
Dakos Andrew
10% Owner
2019-03-20 12:52:400
220,106
220,106Form 4
2HILL JOHN A
Director
2016-10-05 16:13:19103,308
0
103,308Form 5
3HELLERMAN GERALD
Director
2024-12-30 17:01:1637,000
0
37,000Form 4
4SELL MORITZ A
Director
2025-04-10 17:01:3011,822
0
11,822Form 4
5Dakos Andrew
President
2024-12-16 17:01:1210,705
0
10,705Form 4
6SALVIN ROBERT LEONARD
Portfolio Manager
2017-09-26 14:36:476,865
0
6,865Form 5
7GOLDSTEIN PHILLIP
Director
2025-12-18 17:01:185,934
0
5,934Form 4
8HARRIS BEN H
Director
2021-11-03 17:00:545,652
0
5,652Form 4
9BAXTER JAMESON A
Director
2017-09-26 14:44:363,186
0
3,186Form 5
10PUTNAM GEORGE III
Director
2005-10-11 11:32:082,842
0
2,842Form 5
11PATTERSON ROBERT E
Director
2005-10-11 11:23:001,553
0
1,553Form 5
12CURTIS B CHARLES
Former Director ret. 6/30/15
2015-10-02 12:30:26681.39
0
681.39Form 5
13JOSKOW PAUL L
Director
2005-10-11 11:07:02568.36
0
568.36Form 5
14DAYAN RICHARD
Director
2024-12-16 17:02:49549
0
549Form 4
15Drucker Myra R
Director
2010-10-12 12:49:51506.65
0
506.65Form 5
16WORLEY RICHARD B
Director
2010-10-12 12:55:25473.14
0
473.14Form 5
17Reynolds Robert L
President and CEO
2011-01-11 12:40:37100
0
100Form 4
18STEPHENS W THOMAS
Director
2009-06-04 10:51:05100
0
100Form 4
19Akhoury Ravi
Director
2009-04-03 10:50:57100
0
100Form 4
20KENNAN ELIZABETH T
Director
2012-01-12 14:41:27100
0
100Form 4
21BAUMANN BARBARA M
Director
2010-07-02 14:22:50100
0
100Form 4
22Domotorffy Katinka
Director
2013-01-08 15:48:38100
0
100Form 4
23Ahamed Liaquat
Director
2013-01-08 19:33:55100
0
100Form 4
24Leibler Kenneth R
Director
2006-11-01 15:27:50100
0
100Form 4
25DARRETTA ROBERT J
Director
2008-04-04 15:31:34100
0
100Form 4
26Donovan Walter C
Sr. Mng. Dir., issuer's
2009-05-14 13:05:190
0
0Form 3
27Ewing Robert D
Mgr. Dir. of Putnam, issuer's
2008-11-05 13:50:560
0
0Form 3
28Carney Jeffrey R
Sr.Mg.Dir. of Putnam, issuer's
2008-11-05 13:35:510
0
0Form 3
29CRONIN KEVIN M
Sr.Mg.Dir. of Putnam, issuer's
2008-10-17 15:46:470
0
0Form 5
30Whiston Sandra Clark
Sr.Mg.Dir.of Putnam, issuer's
2008-09-11 15:53:470
0
0Form 5
31Tibbetts Richard B
Mgr. Dir. of Putnam, issuer's
2009-01-16 12:46:190
0
0Form 3
32Glancy David
Mgr. Dir. of Putnam, issuer's
2009-01-16 13:09:150
0
0Form 3
33Wooden Doug L
SMD of Putnam, issuer's
2009-03-12 11:04:060
0
0Form 5
34CERVONE RICHARD P
Mgr. Dir. of Putnam, issuer's
2008-09-11 15:51:180
0
0Form 5
35Thakore Nick
Mgr. Dir. of Putnam, issuer's
2008-11-05 14:10:320
0
0Form 3
36Sullivan Gerard Peter
Mng.Dir. of Putnam Investments
2008-07-03 10:16:500
0
0Form 3
37BRADFORD LINWOOD E JR
Sr.Mg.Dir.of Putnam, issuer's
2008-09-11 15:48:550
0
0Form 5
38BIBI PHILIPPE
Sr.Mg.Dir. of Putnam, issuer's
2008-09-11 15:46:320
0
0Form 5
39HALDEMAN CHARLES E
Director
2009-11-02 16:30:300
0
0Form 5
40TOWELL JOSEPH HAMPTON
Mgr. Dir. of Putnam, issuer's
2008-09-11 15:36:090
0
0Form 5
41ROBIE RICHARD S III
Sr.Mg.Dir.of Putnam, issuer's
2008-09-11 15:33:440
0
0Form 5
42WEED RICHARD B
Mgr. Dir. of Putnam, issuer's
2008-12-04 10:23:110
0
0Form 5
43GREENLEAF BRADFORD S
Mgr. Dir. of Putnam, issuer's
2008-12-02 15:36:190
0
0Form 5
44Farrell Daniel C
Mgr. Dir. of Putnam, issuer's
2008-12-02 09:16:230
0
0Form 3
45Richer Clare Stack
Sr.Mg.Dir. of Putnam, issuer's
2008-12-02 11:35:410
0
0Form 3
46KELLEY GEOFFREY GRANT
Mgr. Dir. of Putnam, issuer's
2008-12-03 13:52:220
0
0Form 5
47QUISTBERG PAUL T
Mgr. Dir. of Putnam, issuer's
2008-09-11 15:30:570
0
0Form 5
48KING DAVID L
Mgr. Dir. of Putnam, issuer's
2008-12-03 14:34:420
0
0Form 5
49DIVNEY KEVIN MICHAEL
Mgr. Dir. of Putnam, issuer's
2008-12-02 15:09:000
0
0Form 5
50MOCKARD JEANNE L
Mgr. Dir. of Putnam, issuer's
2008-12-03 15:21:560
0
0Form 5
51FERRY JOHN ALLEN
Mgr. Dir. of Putnam, issuer's
2008-12-02 15:22:450
0
0Form 5
52WIESS JAMES C
Mgr. Dir. of Putnam, issuer's
2008-12-04 10:40:340
0
0Form 5
53SELDEN DENISE DOLORES
Mgr. Dir. of Putnam, issuer's
2008-12-05 13:27:340
0
0Form 5
54dexter stephen p
Mgr. Dir. of Putnam, issuer's
2008-12-05 13:43:070
0
0Form 5
55KAUFMAN JEFFREY
Mgr. Dir. of Putnam, issuer's
2008-12-05 14:18:380
0
0Form 5
56Graye Mitchell T G
Sr.Mg.Dir. of Putnam, issuer's
2008-12-15 15:18:290
0
0Form 5
57SAI YUMIKO
Mgr. Dir. of Putnam, issuer's
2008-12-30 10:30:090
0
0Form 5
58BLOCK RICHARD L
Mgr. Dir. of Putnam, issuer's
2008-12-02 14:50:370
0
0Form 5
59Daigle Anthony
Portfolio Manager
2017-07-21 10:43:460
0
0Form 3
60Goldstein Jonathan M
Head of Corp. Communications
2017-01-11 16:35:260
0
0Form 3
61Mehta Sumedh
Chief Technology Officer
2017-01-11 14:04:540
0
0Form 3
62Hamilton Garrett L
Portfolio Manager to the
2017-01-11 12:14:140
0
0Form 3
63McKenna Mark J
Head of Marketing
2017-01-17 13:54:210
0
0Form 3
64Lakin Kathryn
Co-Director Equity Research
2017-01-18 16:25:250
0
0Form 3
65Cox Samuel O
Co-Director Equity Research
2017-01-25 13:15:520
0
0Form 3
66Hill Catharine B
Director
2017-03-24 11:49:220
0
0Form 3
67Singh Manoj P
Director
2017-03-24 12:19:580
0
0Form 3
68Bolotin Andra S
Chief Financial Officer
2017-06-09 14:08:170
0
0Form 3
69Woodall Michael J
Head of MutualFund Shareholder
2016-11-18 14:12:100
0
0Form 3
70Davis Robert L
Portfolio Manager
2017-07-31 14:29:210
0
0Form 3
71Kozlowski Brett
Portfolio Manager
2017-07-31 15:09:290
0
0Form 3
72Wands Michael
Head of Global Inv Strategies
2017-11-06 14:40:370
0
0Form 3
73Whalen Edward
Chief Human Resources Officer
2018-01-09 14:17:120
0
0Form 3
74Darling Stephanie
Chief Compliance Officer
2018-07-25 17:00:390
0
0Form 3
75Antonucci Thomas
Treasurer
2018-07-26 17:41:140
0
0Form 3
76Das Rajeev P
Director
2025-02-05 17:01:130
0
0Form 4
77Bulldog Investors LLP
Investment Adviser
2025-04-03 16:05:040
0
0Form 3
78Higgins Michael J
Treasurer of the Putnam Funds
2013-02-11 19:56:060
0
0Form 3
79SHADEK EDWARD T
SMD of Putnam, issuer's
2009-11-16 17:58:230
0
0Form 5
80Harlow William Van
MD of Putnam, issuer's
2010-07-02 14:49:030
0
0Form 3
81Murphy Edmund F III
Head of Defined Contribution
2011-03-04 14:31:270
0
0Form 3
82Burns Robert T
Vice President and
2011-05-18 14:45:530
0
0Form 3
83Cooper Aaron M
Dir. Global Equity Research
2011-08-02 16:21:040
0
0Form 3
84Perkins Richard Shepherd
Co-Head Int'l Equities
2011-08-02 16:45:090
0
0Form 3
85McCormack Susan A
Portfolio Manager/Putnam Inv.
2011-09-15 12:45:080
0
0Form 3
86Drury Paul M
Portfolio Manager/Putnam Inv.
2011-09-15 13:02:370
0
0Form 3
87SORENSEN ERIC H
Managing Director of Putnam
2009-11-04 12:28:260
0
0Form 5
88Vaillancourt Jason
Portfolio Manager/Putnam Inv.
2013-02-11 20:23:520
0
0Form 3
89Fetch James A
Portfolio Manager/Putnam Inv.
2013-02-11 20:48:270
0
0Form 3
90Malloy Susan G
Dir. Accounting/Control Svcs.
2013-02-15 14:01:550
0
0Form 3
91Florek Nancy
Dir, Proxy Voting & Corp Govrn
2013-09-25 12:43:260
0
0Form 3
92Sipple Scott C
Head of Global Investment
2015-01-16 12:04:030
0
0Form 3
93Gould Jeffrey L
Co-Head of Global Distribution
2015-01-28 16:22:190
0
0Form 3
94Curran Peter J
Chief of Human Resources
2015-04-01 15:45:580
0
0Form 3
95Clark James Forrest
Chief Compliance Officer
2016-02-10 10:32:150
0
0Form 3
96SCANLON PAUL D
Managing Director Putnam LLC
2005-03-04 10:30:540
0
0Form 3
97WEISS MANUEL
former Managing Director of
Director
2004-09-20 14:56:270
0
0Form 5
98ELAVIA TONY H
former Managing Director of
Director
2004-09-20 15:01:290
0
0Form 5
99Bell Carl Douglas
Managing Director, Putnam, LLC
2004-12-28 14:27:420
0
0Form 3
100DAVIS SIMON LEE
Managing Director, Putnam, LLC
2005-01-14 12:12:160
0
0Form 3
101GEER BARTLETT R
Managing Director, Putnam, LLC
2005-01-14 14:54:440
0
0Form 3
102MEEHAN THALIA
Managing Director, Putnam, LLC
2005-02-16 10:43:100
0
0Form 3
103SALM MICHAEL V
Managing Director, Putnam, LLC
2005-02-16 11:16:430
0
0Form 3
104KING WILLIAM PARKER
Managing Director Putnam LLC
2005-03-03 16:17:110
0
0Form 3
105MURPHY KEVIN FRANCIS
Managing Director Putnam LLC
2005-03-03 16:40:350
0
0Form 3
106HARTHUN ERIC N
Managing Director Putnam LLC
2005-03-03 15:15:030
0
0Form 3
107YOGG MICHAEL R
Managing Director Putnam LLC
2005-03-04 16:01:530
0
0Form 3
108WARREN PAUL C
former Managing Director of
Director
2004-09-20 14:51:180
0
0Form 5
109OTOOLE BRIAN
former Officer of Putnam
2005-09-01 13:36:340
0
0Form 5
110MARRKAND PAUL E
former Officer of Putnam
2005-09-01 16:20:090
0
0Form 5
111PEACHER STEPHEN
former Officer of Putnam
2005-09-02 10:35:570
0
0Form 5
112KUENSTNER DEBORAH F
former Officer at Putnam
2005-09-06 14:15:270
0
0Form 5
113ORISTAGLIO STEPHEN M
former Officer at Putnam
2005-09-06 14:38:420
0
0Form 5
114SMITH LEO J
former Officer of Putnam
2005-09-07 10:50:070
0
0Form 5
115THOMSEN ROSEMARY H
former Officer of Putnam
2005-09-07 11:14:010
0
0Form 5
116JACKSON RONALD J
Director
2006-01-05 14:29:210
0
0Form 5
117Connolly William Tondorf
Sr.Mng.Dir.of Putnam, issuer's
2006-05-25 15:50:380
0
0Form 3
118McNamara Francis Joseph III
SMD & Gen'l Counsel, Putnam,
2006-05-26 11:52:070
0
0Form 3
119ESTEVES IRENE M
former Sr. Managing Director
2004-09-20 13:21:150
0
0Form 5
120LEIBOVITCH RICHARD G
Managing Director
Director
2003-09-05 13:52:300
0
0Form 5
121FERGUSON TIM
Senior Managing Director
2003-09-05 14:00:240
0
0Form 5
122MALONEY KEVIN J
Managing Director
Director
2003-09-05 14:03:120
0
0Form 5
123MUFSON MICHAEL J
Managing Director
Director
2003-09-05 14:05:460
0
0Form 5
124WETLAUFER ERIC
Managing Director
Director
2003-10-21 15:41:490
0
0Form 5
125PAPPAS JAMES P
Managing Director, Putnam, LLC
2004-04-02 13:36:380
0
0Form 3
126HORWITZ JONATHAN S
Mgr. Dir., Putnam, LLC
2004-06-22 13:47:050
0
0Form 3
127THORNDIKE W NICHOLAS
Director
2004-09-20 10:26:450
0
0Form 5
128GORMAN STEPHEN A
Former Managing Director
Director
2004-09-20 10:43:170
0
0Form 5
129BROWN JOHN M
former Sr. Managing Director
2004-09-20 13:14:440
0
0Form 5
130MULLIN HUGH H
Former Putnam Officer
2006-09-12 13:14:440
0
0Form 5
131DURGARIAN KARNIG H
former Sr. Managing Director
2004-09-20 13:30:370
0
0Form 5
132LASSER LAWRENCE J
former CEO of Putnam, LLC
2004-09-20 13:36:260
0
0Form 5
133LANDES WILLIAM J
former Managing Director of
Director
2004-09-20 13:39:180
0
0Form 5
134KAMSHAD OMID
former Managing Director of
Director
2004-09-20 13:42:160
0
0Form 5
135JONES ELIZABETH MACELWEE
former Managing Director of
Director
2004-09-20 14:08:440
0
0Form 5
136MIKAMI DARRYL K
former Managing Director of
Director
2004-09-20 14:14:490
0
0Form 5
137PRUSKO JAMES M
former Managing Director of
Director
2004-09-20 14:20:460
0
0Form 5
138SCOTT JUSTIN M
former Managing Director of
Director
2004-09-20 14:23:490
0
0Form 5
139SILVER GORDON H
Former Sr. Managing Director
2004-09-20 14:32:140
0
0Form 5
140SPIEGEL STEVEN
former Sr. Managing Director
2004-09-20 14:46:560
0
0Form 5
141WALDMAN DAVID L
Former Officer of Issuer and
2007-09-20 14:31:290
0
0Form 5
142SRIVASTAVA RAMAN
Managing Director of Putnam
2007-02-09 11:14:070
0
0Form 3
143BOUCHER NORMAN PAUL
Managing Director of Putnam
2007-02-09 11:49:570
0
0Form 3
144ATKIN MICHAEL JOHN
Managing Director of Putnam
2007-02-12 15:25:260
0
0Form 3
145POLK JAMES ANDREW
Managing Director of Putnam
2007-02-12 14:18:230
0
0Form 3
146SMITH JANET CAROLINE
Officer of Putnam Funds
2007-02-28 12:56:350
0
0Form 3
147LEVEILLE ROBERT RAYMOND
Vice President and
2007-03-14 11:18:390
0
0Form 3
148Bukovac Ronald J
Former officer of Issuer and
2007-09-20 14:05:560
0
0Form 5
149BROWCHUK BRETT C
Former Officer of Issuer and
2007-09-20 14:20:240
0
0Form 5
150HEALY MICHAEL T
Former Officer of Issuer and
2007-09-20 14:26:460
0
0Form 5
151MALAK SABA S
Former Officer of Issuer and
2007-09-20 14:28:170
0
0Form 5
152Ruys de Perez Charles Antony
Former Officer of Issuer and
2007-09-20 14:29:590
0
0Form 5
153SACKNOWITZ JEFFREY BRUCE
Managing Director of Putnam
2007-02-09 10:19:520
0
0Form 3
154VAN TASSEL JOHN CHARLES
Former Officer of Issuer and
2007-09-20 14:32:500
0
0Form 5
155SULLIVAN BILL J
Former Officer of Issuer and
2007-09-20 14:34:280
0
0Form 5
156COFFEY JOHN W
Former Officer of Issuer and
2007-09-20 14:35:470
0
0Form 5
157Peters Jeffrey Franklin
Former Officer of Issuer and
2007-09-20 14:37:280
0
0Form 5
158BROOKS JOSHUA
Former Officer of Issuer and
2007-12-04 12:03:040
0
0Form 5
159Calabro David Michael
MD of Putnam, issuer's
2008-04-15 15:54:520
0
0Form 3
160Grana Daniel
Man. Dir. of Putnam, issuer's
2008-05-13 14:46:400
0
0Form 3
161ANDERSON BLAKE E
Managing Director
Director
2003-09-05 13:49:350
0
0Form 5
162GINSBERG ROBERT E
Mgr. Dir. of Putnam, issuer's
2008-09-11 15:23:200
0
0Form 5
163KANWAL AMRIT
Sr.Mng.Dir., Putnam, issuer's
2008-09-11 15:26:300
0
0Form 5
164MOORE GERALD IAN
Managing Director of Putnam
2007-02-06 14:41:550
0
0Form 3
165MORRIS DIRK
Former Putnam Officer
2006-09-12 13:16:540
0
0Form 5
166SANTOS DAVID J
Former Putnam Officer
2006-09-12 13:30:290
0
0Form 5
167BONEPARTH JOHN F
Former Putnam Officer
2006-09-12 12:57:190
0
0Form 5
168JACOBS JEROME J
Former Putnam Officer
2006-09-12 13:00:380
0
0Form 5
169MILLER CHRISTOPHER GRAHAM
Former Putnam Officer
2006-09-12 13:02:430
0
0Form 5
170MONAGHAN RICHARD A
Former Putnam Officer
2006-09-12 13:10:060
0
0Form 5
171MULLIN JOHN H III
Former Director of issuer
Director
2006-09-12 13:12:410
0
0Form 5
172HAMLIN DAVID E
Former Putnam Officer
2006-10-19 14:02:320
0
0Form 5
173SAGER MICHAEL J
Former Putnam Officer
2006-10-19 15:34:420
0
0Form 5
174Pollard Mark David
Former Putnam Officer
2006-10-20 10:51:190
0
0Form 5
175MORGAN KELLY A
Mgr. Dir. of Putnam, issuer's
2008-09-11 15:28:550
0
0Form 5
176SCHOEN ROBERT JOHN
Managing Director of Putnam
2007-02-06 15:58:010
0
0Form 3
177SWIRBALUS JUDITH HAYDEN
Managing Director of Putnam
2007-02-06 16:31:590
0
0Form 3
178CHOQUETTE DANIEL STEPHANE
Managing Director of Putnam
2007-02-07 11:42:160
0
0Form 3
179KEA ROBERT J
Managing Director of Putnam
2007-02-07 12:54:360
0
0Form 3
180EDMONSTONE TIMOTHY FRANCIS
Managing Director of Putnam
2007-02-07 14:43:410
0
0Form 3
181SUTTON ANTHONY EUGENE
Managing Director of Putnam
2007-02-08 12:04:250
0
0Form 3
182OLIVER CRAIG R
Managing Director of Putnam
2007-02-08 09:18:130
0
0Form 3
183LENHARDT BRIAN DUNHAM
Managing Director of Putnam
2007-02-08 16:50:350
0
0Form 3
184HADDAD RAYMOND KHALIL
Managing Director of Putnam
2007-02-08 15:44:430
0
0Form 3
185DRISCOLL JOANNE MARIE
Managing Director of Putnam
2007-02-09 16:34:420
0
0Form 3