Insider Holders & Insider Ownership - HIGH INCOME SECURITIES FUND (PCF)

List of insiders holdings for HIGH INCOME SECURITIES FUND:
  1. Shares directly owned by the insider.
  2. Shares indirectly owned by the insider.
  3. Total shares owned by the insider (sum of shares directly and indirectly owned).
  4. Total market value if available.
  5. Shares are not adjusted for stock split.
"Insiders might sell their shares for any number of reasons, but they buy them for only one: they think the price will rise"
- Peter Lynch
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Insider Holder NameReport
Date Time
Shares Owned
Directly
Indirectly
Total
Shares Owned
Filing
Bulldog Investors LLC
Samuels Steven
GOLDSTEIN PHILLIP
Dakos Andrew
10% Owner
2019-03-20 12:52:400
220,106
220,106Form 4
HILL JOHN A
Director
2016-10-05 16:13:19103,308
0
103,308Form 5
HELLERMAN GERALD
Director
2024-12-18 17:01:2035,259
0
35,259Form 4
GOLDSTEIN PHILLIP
Director
2024-12-16 17:03:3226,427
0
26,427Form 4
Dakos Andrew
President
2024-12-16 17:01:1210,705
0
10,705Form 4
SALVIN ROBERT LEONARD
Portfolio Manager
2017-09-26 14:36:476,865
0
6,865Form 5
HARRIS BEN H
Director
2021-11-03 17:00:545,652
0
5,652Form 4
SELL MORITZ A
Director
2024-12-16 17:04:393,822
0
3,822Form 4
BAXTER JAMESON A
Director
2017-09-26 14:44:363,186
0
3,186Form 5
PUTNAM GEORGE III
Director
2005-10-11 11:32:082,842
0
2,842Form 5
PATTERSON ROBERT E
Director
2005-10-11 11:23:001,553
0
1,553Form 5
CURTIS B CHARLES
Former Director ret. 6/30/15
2015-10-02 12:30:26681.39
0
681.39Form 5
JOSKOW PAUL L
Director
2005-10-11 11:07:02568.36
0
568.36Form 5
DAYAN RICHARD
Director
2024-12-16 17:02:49549
0
549Form 4
Drucker Myra R
Director
2010-10-12 12:49:51506.65
0
506.65Form 5
WORLEY RICHARD B
Director
2010-10-12 12:55:25473.14
0
473.14Form 5
Das Rajeev P
Director
2024-12-16 17:01:50114
9
123Form 4
Reynolds Robert L
President and CEO
2011-01-11 12:40:37100
0
100Form 4
Akhoury Ravi
Director
2009-04-03 10:50:57100
0
100Form 4
BAUMANN BARBARA M
Director
2010-07-02 14:22:50100
0
100Form 4
STEPHENS W THOMAS
Director
2009-06-04 10:51:05100
0
100Form 4
KENNAN ELIZABETH T
Director
2012-01-12 14:41:27100
0
100Form 4
Domotorffy Katinka
Director
2013-01-08 15:48:38100
0
100Form 4
Ahamed Liaquat
Director
2013-01-08 19:33:55100
0
100Form 4
Leibler Kenneth R
Director
2006-11-01 15:27:50100
0
100Form 4
DARRETTA ROBERT J
Director
2008-04-04 15:31:34100
0
100Form 4
CERVONE RICHARD P
Mgr. Dir. of Putnam, issuer's
2008-09-11 15:51:180
0
0Form 5
Whiston Sandra Clark
Sr.Mg.Dir.of Putnam, issuer's
2008-09-11 15:53:470
0
0Form 5
BRADFORD LINWOOD E JR
Sr.Mg.Dir.of Putnam, issuer's
2008-09-11 15:48:550
0
0Form 5
KAUFMAN JEFFREY
Mgr. Dir. of Putnam, issuer's
2008-12-05 14:18:380
0
0Form 5
Graye Mitchell T G
Sr.Mg.Dir. of Putnam, issuer's
2008-12-15 15:18:290
0
0Form 5
SAI YUMIKO
Mgr. Dir. of Putnam, issuer's
2008-12-30 10:30:090
0
0Form 5
Tibbetts Richard B
Mgr. Dir. of Putnam, issuer's
2009-01-16 12:46:190
0
0Form 3
Glancy David
Mgr. Dir. of Putnam, issuer's
2009-01-16 13:09:150
0
0Form 3
Wooden Doug L
SMD of Putnam, issuer's
2009-03-12 11:04:060
0
0Form 5
BIBI PHILIPPE
Sr.Mg.Dir. of Putnam, issuer's
2008-09-11 15:46:320
0
0Form 5
TOWELL JOSEPH HAMPTON
Mgr. Dir. of Putnam, issuer's
2008-09-11 15:36:090
0
0Form 5
ROBIE RICHARD S III
Sr.Mg.Dir.of Putnam, issuer's
2008-09-11 15:33:440
0
0Form 5
QUISTBERG PAUL T
Mgr. Dir. of Putnam, issuer's
2008-09-11 15:30:570
0
0Form 5
Donovan Walter C
Sr. Mng. Dir., issuer's
2009-05-14 13:05:190
0
0Form 3
Sullivan Gerard Peter
Mng.Dir. of Putnam Investments
2008-07-03 10:16:500
0
0Form 3
MORGAN KELLY A
Mgr. Dir. of Putnam, issuer's
2008-09-11 15:28:550
0
0Form 5
MOCKARD JEANNE L
Mgr. Dir. of Putnam, issuer's
2008-12-03 15:21:560
0
0Form 5
FERRY JOHN ALLEN
Mgr. Dir. of Putnam, issuer's
2008-12-02 15:22:450
0
0Form 5
GREENLEAF BRADFORD S
Mgr. Dir. of Putnam, issuer's
2008-12-02 15:36:190
0
0Form 5
BLOCK RICHARD L
Mgr. Dir. of Putnam, issuer's
2008-12-02 14:50:370
0
0Form 5
Farrell Daniel C
Mgr. Dir. of Putnam, issuer's
2008-12-02 09:16:230
0
0Form 3
Thakore Nick
Mgr. Dir. of Putnam, issuer's
2008-11-05 14:10:320
0
0Form 3
Richer Clare Stack
Sr.Mg.Dir. of Putnam, issuer's
2008-12-02 11:35:410
0
0Form 3
KELLEY GEOFFREY GRANT
Mgr. Dir. of Putnam, issuer's
2008-12-03 13:52:220
0
0Form 5
KING DAVID L
Mgr. Dir. of Putnam, issuer's
2008-12-03 14:34:420
0
0Form 5
DIVNEY KEVIN MICHAEL
Mgr. Dir. of Putnam, issuer's
2008-12-02 15:09:000
0
0Form 5
WEED RICHARD B
Mgr. Dir. of Putnam, issuer's
2008-12-04 10:23:110
0
0Form 5
WIESS JAMES C
Mgr. Dir. of Putnam, issuer's
2008-12-04 10:40:340
0
0Form 5
SELDEN DENISE DOLORES
Mgr. Dir. of Putnam, issuer's
2008-12-05 13:27:340
0
0Form 5
dexter stephen p
Mgr. Dir. of Putnam, issuer's
2008-12-05 13:43:070
0
0Form 5
Ewing Robert D
Mgr. Dir. of Putnam, issuer's
2008-11-05 13:50:560
0
0Form 3
Carney Jeffrey R
Sr.Mg.Dir. of Putnam, issuer's
2008-11-05 13:35:510
0
0Form 3
CRONIN KEVIN M
Sr.Mg.Dir. of Putnam, issuer's
2008-10-17 15:46:470
0
0Form 5
Singh Manoj P
Director
2017-03-24 12:19:580
0
0Form 3
Woodall Michael J
Head of MutualFund Shareholder
2016-11-18 14:12:100
0
0Form 3
Goldstein Jonathan M
Head of Corp. Communications
2017-01-11 16:35:260
0
0Form 3
Mehta Sumedh
Chief Technology Officer
2017-01-11 14:04:540
0
0Form 3
Hamilton Garrett L
Portfolio Manager to the
2017-01-11 12:14:140
0
0Form 3
McKenna Mark J
Head of Marketing
2017-01-17 13:54:210
0
0Form 3
Lakin Kathryn
Co-Director Equity Research
2017-01-18 16:25:250
0
0Form 3
Cox Samuel O
Co-Director Equity Research
2017-01-25 13:15:520
0
0Form 3
Hill Catharine B
Director
2017-03-24 11:49:220
0
0Form 3
Clark James Forrest
Chief Compliance Officer
2016-02-10 10:32:150
0
0Form 3
Bolotin Andra S
Chief Financial Officer
2017-06-09 14:08:170
0
0Form 3
Daigle Anthony
Portfolio Manager
2017-07-21 10:43:460
0
0Form 3
Davis Robert L
Portfolio Manager
2017-07-31 14:29:210
0
0Form 3
Kozlowski Brett
Portfolio Manager
2017-07-31 15:09:290
0
0Form 3
Wands Michael
Head of Global Inv Strategies
2017-11-06 14:40:370
0
0Form 3
Whalen Edward
Chief Human Resources Officer
2018-01-09 14:17:120
0
0Form 3
Darling Stephanie
Chief Compliance Officer
2018-07-25 17:00:390
0
0Form 3
Antonucci Thomas
Treasurer
2018-07-26 17:41:140
0
0Form 3
Drury Paul M
Portfolio Manager/Putnam Inv.
2011-09-15 13:02:370
0
0Form 3
SORENSEN ERIC H
Managing Director of Putnam
2009-11-04 12:28:260
0
0Form 5
SHADEK EDWARD T
SMD of Putnam, issuer's
2009-11-16 17:58:230
0
0Form 5
Harlow William Van
MD of Putnam, issuer's
2010-07-02 14:49:030
0
0Form 3
Murphy Edmund F III
Head of Defined Contribution
2011-03-04 14:31:270
0
0Form 3
Burns Robert T
Vice President and
2011-05-18 14:45:530
0
0Form 3
Cooper Aaron M
Dir. Global Equity Research
2011-08-02 16:21:040
0
0Form 3
Perkins Richard Shepherd
Co-Head Int'l Equities
2011-08-02 16:45:090
0
0Form 3
McCormack Susan A
Portfolio Manager/Putnam Inv.
2011-09-15 12:45:080
0
0Form 3
HALDEMAN CHARLES E
Director
2009-11-02 16:30:300
0
0Form 5
Higgins Michael J
Treasurer of the Putnam Funds
2013-02-11 19:56:060
0
0Form 3
Vaillancourt Jason
Portfolio Manager/Putnam Inv.
2013-02-11 20:23:520
0
0Form 3
Fetch James A
Portfolio Manager/Putnam Inv.
2013-02-11 20:48:270
0
0Form 3
Malloy Susan G
Dir. Accounting/Control Svcs.
2013-02-15 14:01:550
0
0Form 3
Florek Nancy
Dir, Proxy Voting & Corp Govrn
2013-09-25 12:43:260
0
0Form 3
Sipple Scott C
Head of Global Investment
2015-01-16 12:04:030
0
0Form 3
Gould Jeffrey L
Co-Head of Global Distribution
2015-01-28 16:22:190
0
0Form 3
Curran Peter J
Chief of Human Resources
2015-04-01 15:45:580
0
0Form 3
SCANLON PAUL D
Managing Director Putnam LLC
2005-03-04 10:30:540
0
0Form 3
WEISS MANUEL
former Managing Director of
Director
2004-09-20 14:56:270
0
0Form 5
ELAVIA TONY H
former Managing Director of
Director
2004-09-20 15:01:290
0
0Form 5
Bell Carl Douglas
Managing Director, Putnam, LLC
2004-12-28 14:27:420
0
0Form 3
DAVIS SIMON LEE
Managing Director, Putnam, LLC
2005-01-14 12:12:160
0
0Form 3
GEER BARTLETT R
Managing Director, Putnam, LLC
2005-01-14 14:54:440
0
0Form 3
MEEHAN THALIA
Managing Director, Putnam, LLC
2005-02-16 10:43:100
0
0Form 3
SALM MICHAEL V
Managing Director, Putnam, LLC
2005-02-16 11:16:430
0
0Form 3
KING WILLIAM PARKER
Managing Director Putnam LLC
2005-03-03 16:17:110
0
0Form 3
MURPHY KEVIN FRANCIS
Managing Director Putnam LLC
2005-03-03 16:40:350
0
0Form 3
HARTHUN ERIC N
Managing Director Putnam LLC
2005-03-03 15:15:030
0
0Form 3
YOGG MICHAEL R
Managing Director Putnam LLC
2005-03-04 16:01:530
0
0Form 3
WARREN PAUL C
former Managing Director of
Director
2004-09-20 14:51:180
0
0Form 5
OTOOLE BRIAN
former Officer of Putnam
2005-09-01 13:36:340
0
0Form 5
MARRKAND PAUL E
former Officer of Putnam
2005-09-01 16:20:090
0
0Form 5
PEACHER STEPHEN
former Officer of Putnam
2005-09-02 10:35:570
0
0Form 5
KUENSTNER DEBORAH F
former Officer at Putnam
2005-09-06 14:15:270
0
0Form 5
ORISTAGLIO STEPHEN M
former Officer at Putnam
2005-09-06 14:38:420
0
0Form 5
SMITH LEO J
former Officer of Putnam
2005-09-07 10:50:070
0
0Form 5
THOMSEN ROSEMARY H
former Officer of Putnam
2005-09-07 11:14:010
0
0Form 5
JACKSON RONALD J
Director
2006-01-05 14:29:210
0
0Form 5
Connolly William Tondorf
Sr.Mng.Dir.of Putnam, issuer's
2006-05-25 15:50:380
0
0Form 3
McNamara Francis Joseph III
SMD & Gen'l Counsel, Putnam,
2006-05-26 11:52:070
0
0Form 3
ESTEVES IRENE M
former Sr. Managing Director
2004-09-20 13:21:150
0
0Form 5
LEIBOVITCH RICHARD G
Managing Director
Director
2003-09-05 13:52:300
0
0Form 5
FERGUSON TIM
Senior Managing Director
2003-09-05 14:00:240
0
0Form 5
MALONEY KEVIN J
Managing Director
Director
2003-09-05 14:03:120
0
0Form 5
MUFSON MICHAEL J
Managing Director
Director
2003-09-05 14:05:460
0
0Form 5
WETLAUFER ERIC
Managing Director
Director
2003-10-21 15:41:490
0
0Form 5
PAPPAS JAMES P
Managing Director, Putnam, LLC
2004-04-02 13:36:380
0
0Form 3
HORWITZ JONATHAN S
Mgr. Dir., Putnam, LLC
2004-06-22 13:47:050
0
0Form 3
THORNDIKE W NICHOLAS
Director
2004-09-20 10:26:450
0
0Form 5
GORMAN STEPHEN A
Former Managing Director
Director
2004-09-20 10:43:170
0
0Form 5
BROWN JOHN M
former Sr. Managing Director
2004-09-20 13:14:440
0
0Form 5
MULLIN HUGH H
Former Putnam Officer
2006-09-12 13:14:440
0
0Form 5
DURGARIAN KARNIG H
former Sr. Managing Director
2004-09-20 13:30:370
0
0Form 5
LASSER LAWRENCE J
former CEO of Putnam, LLC
2004-09-20 13:36:260
0
0Form 5
LANDES WILLIAM J
former Managing Director of
Director
2004-09-20 13:39:180
0
0Form 5
KAMSHAD OMID
former Managing Director of
Director
2004-09-20 13:42:160
0
0Form 5
JONES ELIZABETH MACELWEE
former Managing Director of
Director
2004-09-20 14:08:440
0
0Form 5
MIKAMI DARRYL K
former Managing Director of
Director
2004-09-20 14:14:490
0
0Form 5
PRUSKO JAMES M
former Managing Director of
Director
2004-09-20 14:20:460
0
0Form 5
SCOTT JUSTIN M
former Managing Director of
Director
2004-09-20 14:23:490
0
0Form 5
SILVER GORDON H
Former Sr. Managing Director
2004-09-20 14:32:140
0
0Form 5
SPIEGEL STEVEN
former Sr. Managing Director
2004-09-20 14:46:560
0
0Form 5
Ruys de Perez Charles Antony
Former Officer of Issuer and
2007-09-20 14:29:590
0
0Form 5
SRIVASTAVA RAMAN
Managing Director of Putnam
2007-02-09 11:14:070
0
0Form 3
BOUCHER NORMAN PAUL
Managing Director of Putnam
2007-02-09 11:49:570
0
0Form 3
ATKIN MICHAEL JOHN
Managing Director of Putnam
2007-02-12 15:25:260
0
0Form 3
POLK JAMES ANDREW
Managing Director of Putnam
2007-02-12 14:18:230
0
0Form 3
SMITH JANET CAROLINE
Officer of Putnam Funds
2007-02-28 12:56:350
0
0Form 3
LEVEILLE ROBERT RAYMOND
Vice President and
2007-03-14 11:18:390
0
0Form 3
Bukovac Ronald J
Former officer of Issuer and
2007-09-20 14:05:560
0
0Form 5
BROWCHUK BRETT C
Former Officer of Issuer and
2007-09-20 14:20:240
0
0Form 5
HEALY MICHAEL T
Former Officer of Issuer and
2007-09-20 14:26:460
0
0Form 5
MALAK SABA S
Former Officer of Issuer and
2007-09-20 14:28:170
0
0Form 5
SACKNOWITZ JEFFREY BRUCE
Managing Director of Putnam
2007-02-09 10:19:520
0
0Form 3
WALDMAN DAVID L
Former Officer of Issuer and
2007-09-20 14:31:290
0
0Form 5
VAN TASSEL JOHN CHARLES
Former Officer of Issuer and
2007-09-20 14:32:500
0
0Form 5
SULLIVAN BILL J
Former Officer of Issuer and
2007-09-20 14:34:280
0
0Form 5
COFFEY JOHN W
Former Officer of Issuer and
2007-09-20 14:35:470
0
0Form 5
Peters Jeffrey Franklin
Former Officer of Issuer and
2007-09-20 14:37:280
0
0Form 5
BROOKS JOSHUA
Former Officer of Issuer and
2007-12-04 12:03:040
0
0Form 5
Calabro David Michael
MD of Putnam, issuer's
2008-04-15 15:54:520
0
0Form 3
Grana Daniel
Man. Dir. of Putnam, issuer's
2008-05-13 14:46:400
0
0Form 3
ANDERSON BLAKE E
Managing Director
Director
2003-09-05 13:49:350
0
0Form 5
GINSBERG ROBERT E
Mgr. Dir. of Putnam, issuer's
2008-09-11 15:23:200
0
0Form 5
MOORE GERALD IAN
Managing Director of Putnam
2007-02-06 14:41:550
0
0Form 3
MORRIS DIRK
Former Putnam Officer
2006-09-12 13:16:540
0
0Form 5
SANTOS DAVID J
Former Putnam Officer
2006-09-12 13:30:290
0
0Form 5
BONEPARTH JOHN F
Former Putnam Officer
2006-09-12 12:57:190
0
0Form 5
JACOBS JEROME J
Former Putnam Officer
2006-09-12 13:00:380
0
0Form 5
MILLER CHRISTOPHER GRAHAM
Former Putnam Officer
2006-09-12 13:02:430
0
0Form 5
MONAGHAN RICHARD A
Former Putnam Officer
2006-09-12 13:10:060
0
0Form 5
MULLIN JOHN H III
Former Director of issuer
Director
2006-09-12 13:12:410
0
0Form 5
HAMLIN DAVID E
Former Putnam Officer
2006-10-19 14:02:320
0
0Form 5
SAGER MICHAEL J
Former Putnam Officer
2006-10-19 15:34:420
0
0Form 5
Pollard Mark David
Former Putnam Officer
2006-10-20 10:51:190
0
0Form 5
KANWAL AMRIT
Sr.Mng.Dir., Putnam, issuer's
2008-09-11 15:26:300
0
0Form 5
SCHOEN ROBERT JOHN
Managing Director of Putnam
2007-02-06 15:58:010
0
0Form 3
SWIRBALUS JUDITH HAYDEN
Managing Director of Putnam
2007-02-06 16:31:590
0
0Form 3
CHOQUETTE DANIEL STEPHANE
Managing Director of Putnam
2007-02-07 11:42:160
0
0Form 3
KEA ROBERT J
Managing Director of Putnam
2007-02-07 12:54:360
0
0Form 3
EDMONSTONE TIMOTHY FRANCIS
Managing Director of Putnam
2007-02-07 14:43:410
0
0Form 3
SUTTON ANTHONY EUGENE
Managing Director of Putnam
2007-02-08 12:04:250
0
0Form 3
OLIVER CRAIG R
Managing Director of Putnam
2007-02-08 09:18:130
0
0Form 3
LENHARDT BRIAN DUNHAM
Managing Director of Putnam
2007-02-08 16:50:350
0
0Form 3
HADDAD RAYMOND KHALIL
Managing Director of Putnam
2007-02-08 15:44:430
0
0Form 3
DRISCOLL JOANNE MARIE
Managing Director of Putnam
2007-02-09 16:34:420
0
0Form 3