Insider Trading & Ownership - Pfenex Inc. (PFNX)

Real time insider trading transaction history:

  • Insiders are prohibited from making short-swing profits by trading their shares within 6 months of the registration or acquiring the shares.
  • Shares are not adjusted for stock split.
"Insiders might sell their shares for any number of reasons, but they buy them for only one: they think the price will rise"
- Peter Lynch
What is insider trading>>
Time period
Insider Trading Transactions for Pfenex Inc.
Common stock purchase or sale:
Transaction
Date
Reported
DateTime
CompanySymbolInsider
Relationship
Shares
Traded
Average
Price
Total
Amount
Shares
Owned
Filing
2020-09-29
Sale
2020-09-30
4:33 pm
Pfenex Inc.PFNXWeiss Asset Management LP
WEISS ANDREW M
WAM GP LLC
10% Owner
100,000$12.74$1,273,5804,220,055
(Indirect)
View
2020-06-16
Sale
2020-06-17
5:16 pm
Pfenex Inc.PFNXLucy Patrick K.
Chief Business Officer
770$10.23$7,873150,732
(Direct)
View
2020-03-02
Sale
2020-03-03
6:04 pm
Pfenex Inc.PFNXLucy Patrick K.
Chief Business Officer
17,151$11.24$192,707151,502
(Direct)
View
2019-11-27
Sale
2019-11-27
8:41 pm
Pfenex Inc.PFNXLucy Patrick K.
Chief Business Officer
3,000$10.03$30,10489,622
(Direct)
View

Stock options: Exercise, Award, Grant, Conversion
Transaction
Date
Reported
DateTime
Exercisable
Expiration
CompanySymnbolInsider
Relationship
Shares
Traded
Conversion
Price
Shares
Owned
Filing

Ownership
2020-10-09
06:30 am
N/A
N/A
Pfenex Inc.PFNXLIGAND PHARMACEUTICALS INC
10% Owner
0$027,034,437
(Direct)
View
2020-10-01
Equity Swap
2020-10-05
8:53 pm
2015-04-21
2024-07-24
Pfenex Inc.PFNXSCHNEIDER PHILLIP M
Director
121,000$00
(Direct)
View
2020-10-01
Equity Swap
2020-10-05
8:38 pm
N/A
2025-02-02
Pfenex Inc.PFNXLucy Patrick K.
Chief Business Officer
463,111$00
(Direct)
View
2020-10-01
Equity Swap
2020-10-05
8:36 pm
2020-05-08
2029-02-28
Pfenex Inc.PFNXMarquet Magda
Director
43,000$00
(Direct)
View
2020-10-01
Equity Swap
2020-10-05
8:36 pm
N/A
2029-02-01
Pfenex Inc.PFNXScranton Shawn
Chief Operating Officer
155,000$00
(Direct)
View
2020-10-01
Equity Swap
2020-10-05
8:34 pm
2015-04-21
2024-09-24
Pfenex Inc.PFNXCampbell Robin
Director
115,000$00
(Direct)
View
2020-10-01
Equity Swap
2020-10-05
8:33 pm
N/A
2029-04-01
Pfenex Inc.PFNXBrenner Martin
Chief Scientific Officer
123,000$00
(Direct)
View
2020-10-01
Equity Swap
2020-10-05
8:33 pm
2020-05-08
2029-08-07
Pfenex Inc.PFNXMasuoka Lorianne
Director
43,000$00
(Direct)
View
2020-10-01
Equity Swap
2020-10-05
8:31 pm
2018-05-09
2027-05-05
Pfenex Inc.PFNXGrenfell-Gardner Jason
Director
89,000$00
(Direct)
View
2020-10-01
Equity Swap
2020-10-05
8:30 pm
N/A
2027-09-01
Pfenex Inc.PFNXSchimmelpennink Evert B.
See Remarks
1,096,720$00
(Direct)
View
2020-10-01
Equity Swap
2020-10-05
8:27 pm
2016-05-06
2026-03-01
Pfenex Inc.PFNXTaylor John Mack
Director
115,000$00
(Direct)
View
2020-09-30
Equity Swap
2020-10-02
4:35 pm
N/A
N/A
Pfenex Inc.PFNXWeiss Asset Management LP
WEISS ANDREW M
WAM GP LLC
10% Owner
801,424$123,418,631
(Indirect)
View
2020-09-30
Equity Swap
2020-10-02
4:32 pm
N/A
N/A
Pfenex Inc.PFNXNewtyn Management LLC
10% Owner
3,850,000$00
(Indirect)
View

Ownership
2020-10-02
4:28 pm
N/A
N/A
Pfenex Inc.PFNXNewtyn Management LLC
10% Owner
0$03,850,000
(Indirect)
View

Ownership
2020-09-30
4:22 pm
N/A
N/A
Pfenex Inc.PFNXWeiss Asset Management LP
WEISS ANDREW M
WAM GP LLC
10% Owner
0$04,320,055
(Indirect)
View
2020-06-16
Exercise
2020-06-17
5:16 pm
N/A
N/A
Pfenex Inc.PFNXLucy Patrick K.
Chief Business Officer
770$3.38150,732
(Direct)
View
2020-06-16
Exercise
2020-06-17
5:16 pm
N/A
2028-02-01
Pfenex Inc.PFNXLucy Patrick K.
Chief Business Officer
770$0150,732
(Direct)
View
2020-05-08
Option Award
2020-05-11
8:19 pm
N/A
2030-05-08
Pfenex Inc.PFNXTaylor John Mack
Director
18,000$018,000
(Direct)
View
2020-05-08
Option Award
2020-05-11
8:18 pm
N/A
2030-05-08
Pfenex Inc.PFNXSCHNEIDER PHILLIP M
Director
18,000$018,000
(Direct)
View
2020-05-08
Option Award
2020-05-11
8:16 pm
N/A
2030-05-08
Pfenex Inc.PFNXGrenfell-Gardner Jason
Director
18,000$018,000
(Direct)
View
2020-05-08
Option Award
2020-05-11
8:13 pm
N/A
2030-05-08
Pfenex Inc.PFNXCampbell Robin
Director
18,000$018,000
(Direct)
View
2020-05-08
Option Award
2020-05-11
8:11 pm
N/A
2030-05-08
Pfenex Inc.PFNXMasuoka Lorianne
Director
18,000$018,000
(Direct)
View
2020-05-08
Option Award
2020-05-11
8:11 pm
N/A
2030-05-08
Pfenex Inc.PFNXMarquet Magda
Director
18,000$018,000
(Direct)
View
2020-03-02
Exercise
2020-03-03
6:04 pm
N/A
N/A
Pfenex Inc.PFNXLucy Patrick K.
Chief Business Officer
17,151$3.38151,502
(Direct)
View
2020-03-02
Exercise
2020-03-03
6:04 pm
N/A
2028-02-01
Pfenex Inc.PFNXLucy Patrick K.
Chief Business Officer
17,151$0151,502
(Direct)
View
2020-02-03
Option Award
2020-02-03
8:21 pm
N/A
2030-02-03
Pfenex Inc.PFNXBrenner Martin
Chief Scientific Officer
41,000$041,000
(Direct)
View
2020-02-03
Option Award
2020-02-03
8:16 pm
N/A
2030-02-03
Pfenex Inc.PFNXLucy Patrick K.
Chief Business Officer
47,500$047,500
(Direct)
View
2020-02-03
Option Award
2020-02-03
8:16 pm
N/A
2030-02-03
Pfenex Inc.PFNXScranton Shawn
Chief Operating Officer
55,000$055,000
(Direct)
View
2020-02-03
Option Award
2020-02-03
8:10 pm
N/A
2030-02-03
Pfenex Inc.PFNXSchimmelpennink Evert B.
See Remarks
225,000$0225,000
(Direct)
View