Insider Trading & Ownership - XAI Octagon Floating Rate & Alternative Income Trust (XFLT)

Real time insider trading transaction history:

  • Insiders are prohibited from making short-swing profits by trading their shares within 6 months of the registration or acquiring the shares.
  • Shares are not adjusted for stock split.
"Insiders might sell their shares for any number of reasons, but they buy them for only one: they think the price will rise"
- Peter Lynch
What is insider trading>>
Time period
Insider Trading Transactions for XAI Octagon Floating Rate & Alternative Income Trust
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Common stock purchase or sale:
Transaction
Date
Reported
DateTime
CompanySymbolInsider
Relationship
Shares
Traded
Average
Price
Total
Amount
Shares
Owned
Filing
2024-07-17
Purchase
2024-11-15
5:34 pm
XAI Octagon Floating Rate & Alternative Income TrustXFLTSpence John Yogi
Adviser Personnel
831$0$0609,195
(Indirect
Direct)
View
2024-05-09
Purchase
2024-05-10
4:48 pm
XAI Octagon Floating Rate & Alternative Income TrustXFLTBrombach Theodore J
President & CEO
6,867$7.13$48,962522,297
(Indirect
Direct)
View
2024-05-09
Purchase
2024-05-10
4:37 pm
XAI Octagon Floating Rate & Alternative Income TrustXFLTSpence John Yogi
Advisor Personnel
6,867$7.13$48,962576,131
(Indirect
Direct)
View
2023-12-12
Purchase
2023-12-13
1:02 pm
XAI Octagon Floating Rate & Alternative Income Term TrustXFLTSpence John Yogi
Adviser Personnel
825$7.05$5,816569,679
(Indirect
Direct)
View
2023-12-12
Purchase
2023-12-13
1:01 pm
XAI Octagon Floating Rate & Alternative Income Term TrustXFLTBrombach Theodore J
President & CEO
825$7.05$5,816519,632
(Indirect
Direct)
View
2023-12-05
Purchase
2023-12-06
5:03 pm
XAI Octagon Floating Rate & Alternative Income Term TrustXFLTSpence John Yogi
Adviser Personnel
6,000$6.89$41,340567,860
(Indirect
Direct)
View
2023-12-05
Purchase
2023-12-06
5:01 pm
XAI Octagon Floating Rate & Alternative Income Term TrustXFLTBrombach Theodore J
President & CEO
6,000$6.89$41,340518,580
(Indirect
Direct)
View
2023-11-13
Purchase
2023-11-16
12:05 pm
XAI Octagon Floating Rate & Alternative Income Term TrustXFLTSpence John Yogi
Adviser Personnel
289$7.08$2,046561,860
(Indirect
Direct)
View
2023-11-13
Purchase
2023-11-16
12:04 pm
XAI Octagon Floating Rate & Alternative Income Term TrustXFLTBrombach Theodore J
President & CEO
289$7.08$2,046512,580
(Indirect
Direct)
View
2022-12-22
Purchase
2022-12-23
12:12 pm
XAI Octagon Floating Rate & Alternative Income Term TrustXFLTSpence John Yogi
Adviser Personnel
500$6.33$3,165541,835
(Indirect
Direct)
View
2022-11-11
Purchase
2022-11-15
1:26 pm
XAI Octagon Floating Rate & Alternative Income Term TrustXFLTBrombach Theodore J
President & CEO
3,050$6.67$20,344509,901
(Indirect
Direct)
View
2022-11-11
Purchase
2022-11-15
1:18 pm
XAI Octagon Floating Rate & Alternative Income Term TrustXFLTSpence John Yogi
Adviser Personnel
3,050$6.67$20,344541,347
(Indirect
Direct)
View
2022-11-10
Purchase
2022-11-14
8:29 pm
XAI Octagon Floating Rate & Alternative Income Term TrustXFLTBrombach Theodore J
President & CEO
2,000$6.6373$13,275506,851
(Indirect
Direct)
View
2022-11-10
Purchase
2022-11-14
8:20 pm
XAI Octagon Floating Rate & Alternative Income Term TrustXFLTSpence John Yogi
Adviser Personnel
2,000$6.6373$13,275538,297
(Indirect
Direct)
View
2022-11-08
Purchase(A)
2022-11-09
8:51 pm
XAI Octagon Floating Rate & Alternative Income Term TrustXFLTSpence John Yogi
Adviser Personnel
6,000$6.5091$39,055536,297
(Indirect
Direct)
View
2022-11-08
Purchase(A)
2022-11-09
8:39 pm
XAI Octagon Floating Rate & Alternative Income Term TrustXFLTBrombach Theodore J
President & CEO
6,000$6.5091$39,055504,851
(Indirect
Direct)
View
2022-11-08
Purchase
2022-11-09
8:27 pm
XAI Octagon Floating Rate & Alternative Income Term TrustXFLTSpence John Yogi
Adviser Personnel
6,000$6.5091$39,055536,297
(Indirect
Direct)
View
2022-11-08
Purchase
2022-11-09
8:16 pm
XAI Octagon Floating Rate & Alternative Income Term TrustXFLTBrombach Theodore J
President & CEO
6,000$6.5091$39,055494,646
(Indirect
Direct)
View
2022-11-03
Purchase(A)
2022-11-09
7:49 pm
XAI Octagon Floating Rate & Alternative Income Term TrustXFLTBrombach Theodore J
President & CEO
4,000$6.3859$25,544498,851
(Indirect
Direct)
View
2022-11-03
Purchase(A)
2022-11-09
6:22 pm
XAI Octagon Floating Rate & Alternative Income Term TrustXFLTSpence John Yogi
Adviser Personnel
4,000$6.3859$25,544530,297
(Indirect
Direct)
View
2022-11-03
Purchase
2022-11-04
3:52 pm
XAI Octagon Floating Rate & Alternative Income Term TrustXFLTSpence John Yogi
Adviser Personnel
4,000$6.3859$25,544529,067
(Indirect
Direct)
View
2022-11-03
Purchase
2022-11-04
3:37 pm
XAI Octagon Floating Rate & Alternative Income Term TrustXFLTBrombach Theodore J
President & CEO
4,000$6.3859$25,544466,606
(Indirect
Direct)
View
2022-09-23
Purchase
2022-09-23
1:39 pm
XAI Octagon Floating Rate & Alternative Income Term TrustXFLTSpence John Yogi
Adviser Personnel
3,000$6.2333$18,700525,067
(Indirect
Direct)
View
2022-09-02
Purchase
2022-09-02
4:57 pm
XAI Octagon Floating Rate & Alternative Income Term TrustXFLTSpence John Yogi
Adviser Personnel
2,000$6.985$13,970520,924
(Indirect
Direct)
View
2022-08-19
Purchase
2022-08-22
1:43 pm
XAI Octagon Floating Rate & Alternative Income Term TrustXFLTSpence John Yogi
Adviser Personnel
3,000$7.158$21,474518,924
(Indirect
Direct)
View
2022-04-08
Purchase
2022-04-11
12:19 pm
XAI Octagon Floating Rate & Alternative Income Term TrustXFLTMcCulloch Benjamin
Secretary & CLO
472$8.47$3,9981,162
(Direct)
View
2021-12-20
Purchase
2021-12-20
6:08 pm
XAI Octagon Floating Rate & Alternative Income Term TrustXFLTSpence John Yogi
Adviser Personnel
4,000$8.5303$34,121500,915
(Indirect
Direct)
View

Stock options: Exercise, Award, Grant, Conversion
Transaction
Date
Reported
DateTime
Exercisable
Expiration
CompanySymnbolInsider
Relationship
Shares
Traded
Conversion
Price
Shares
Owned
Filing
2024-07-10
Ownership
2024-11-15
5:34 pm
N/A
N/A
XAI Octagon Floating Rate & Alternative Income TrustXFLTSpence John Yogi
Adviser Personnel
2,390$0609,195
(Indirect)
View

Ownership
2024-11-15
5:34 pm
N/A
N/A
XAI Octagon Floating Rate & Alternative Income TrustXFLTSpence John Yogi
Adviser Personnel
0$0609,195
(Direct)
View
2024-07-10
Ownership
2024-11-15
5:20 pm
N/A
N/A
XAI Octagon Floating Rate & Alternative Income TrustXFLTBrombach Theodore J
President & CEO
3,221$0557,836
(Indirect)
View

Ownership
2024-11-15
5:20 pm
N/A
N/A
XAI Octagon Floating Rate & Alternative Income TrustXFLTBrombach Theodore J
President & CEO
0$0557,836
(Direct)
View

Ownership
2024-11-15
5:10 pm
N/A
N/A
XAI Octagon Floating Rate & Alternative Income TrustXFLTMcCulloch Benjamin
Secretary & CLO
0$04,124
(Direct)
View

Ownership
2024-11-14
5:28 pm
N/A
N/A
XAI Octagon Floating Rate & Alternative Income TrustXFLTJones Scott C
Trustee
0$011,354
(Direct)
View
2024-05-21
Gift
2024-05-23
4:37 pm
N/A
N/A
XAI Octagon Floating Rate & Alternative Income TrustXFLTSpence John Yogi
Adviser Personnel
6,000$0570,131
(Direct)
View

Ownership
2024-01-03
5:37 pm
N/A
N/A
XAI Octagon Floating Rate & Alternative Income Term TrustXFLTMeyers William T.
Trustee
Director
0$010,151
(Direct)
View
2023-12-11
Other
2023-12-13
1:02 pm
N/A
N/A
XAI Octagon Floating Rate & Alternative Income Term TrustXFLTSpence John Yogi
Adviser Personnel
5,409$0569,679
(Indirect)
View
2023-12-11
Other
2023-12-13
1:01 pm
N/A
N/A
XAI Octagon Floating Rate & Alternative Income Term TrustXFLTBrombach Theodore J
President & CEO
5,409$0519,632
(Indirect)
View
2023-12-11
Other
2023-12-13
12:59 pm
N/A
N/A
XAI Octagon Floating Rate & Alternative Income Term TrustXFLTMcCulloch Benjamin
Secretary & CLO
2,209$05,870
(Direct)
View
2023-12-11
Other
2023-12-13
12:58 pm
N/A
N/A
XAI Octagon Floating Rate & Alternative Income Term TrustXFLTFlynn Kimberly Ann
Vice President
2,400$042,600
(Direct)
View

Ownership
2023-10-03
8:02 pm
N/A
N/A
XAI Octagon Floating Rate & Alternative Income Term TrustXFLTRoessler Randi Jean
Chief Compliance Officer
0$00
(Direct)
View
2023-07-24
Gift
2023-07-26
4:22 pm
N/A
N/A
XAI Octagon Floating Rate & Alternative Income Term TrustXFLTSpence John Yogi
Adviser Personnel
4,000$0546,173
(Direct)
View

Ownership
2022-11-15
6:35 pm
N/A
N/A
XAI Octagon Floating Rate & Alternative Income Term TrustXFLTJones Scott C
Trustee
0$08,737
(Direct)
View

Ownership(A)
2022-01-07
6:30 pm
N/A
N/A
XAI Octagon Floating Rate & Alternative Income Term TrustXFLTSpence John Yogi
Adviser Personnel
0$0497,437
(Direct)
View

Ownership
2021-12-20
1:29 pm
N/A
N/A
XAI Octagon Floating Rate & Alternative Income Term TrustXFLTJones Scott C
Trustee
0$07,873
(Direct)
View
(A) Indicate amendment filing.
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