Insider Holders & Insider Ownership - XAI Octagon Floating Rate & Alternative Income Trust (XFLT)

List of insiders holdings for XAI Octagon Floating Rate & Alternative Income Trust:
  1. Shares directly owned by the insider.
  2. Shares indirectly owned by the insider.
  3. Total shares owned by the insider (sum of shares directly and indirectly owned).
  4. Total market value if available.
  5. Shares are not adjusted for stock split.
"Insiders might sell their shares for any number of reasons, but they buy them for only one: they think the price will rise"
- Peter Lynch
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Insider Holder NameReport
Date Time
Shares Owned
Directly
Indirectly
Total
Shares Owned
Filing
Eagle Point Credit Management LLC
EP DIF Cayman I LP
Eagle Point Core Income Fund LP
Eagle Point CIF GP I LLC
Eagle Point DIF GP I LLC
10% Owner
2024-11-14 16:13:03765,361
0
765,361Form 13G
Spence John Yogi
Adviser Personnel
2024-11-15 17:34:22544,806
64,389
609,195Form 5
Brombach Theodore J
President & CEO
2024-11-15 17:20:03493,369
64,467
557,836Form 5
Octagon Credit Investors LLC
Sub-Adviser
2017-09-27 18:54:14300,000
0
300,000Form 3
FRANKLIN PHILIP G
Trustee
2021-12-20 11:08:4766,127
0
66,127Form 5
McGarrity John P
Officer of XAI
2021-12-09 17:25:3442,851
0
42,851Form 4
Flynn Kimberly Ann
Vice President
2023-12-13 12:58:5342,600
0
42,600Form 4
Cupps Danielle
Trustee
2018-09-13 15:59:5530,000
0
30,000Form 4
Dingens Gregory
Trustee
2019-04-03 15:41:1128,200
0
28,200Form 4
Basmadjian Lauren Michelle
Portfolio Manager
2019-01-15 11:59:3817,500
0
17,500Form 4
Jones Scott C
Trustee
2024-11-14 17:28:4011,354
0
11,354Form 5
XA Investments LLC
Investment Adviser
2017-09-29 11:20:4110,205
0
10,205Form 3
Meyers William T.
Trustee
Director
2024-01-03 17:37:4410,151
0
10,151Form 3
Gordon Andrew David
Sub-Adviser Inv Comm Member
2020-03-23 14:48:494,272
0
4,272Form 4
McCulloch Benjamin
Secretary & CLO
2024-11-15 17:10:464,124
0
4,124Form 5
Gleason Sean Michael
Sub-Adviser Inv Comm Member
2020-04-16 12:21:460
0
0Form 3
Roessler Randi Jean
Chief Compliance Officer
2023-10-03 20:02:280
0
0Form 3
Uhl Theodore
Chief Compliance Officer
2023-10-02 13:59:560
0
0Form 5
mullins derek jason
PFO & Treasurer
2020-03-09 16:52:380
0
0Form 3
Boger Maegan Gallagher
Sub-Adviser Inv Comm Member
2020-03-06 10:34:110
0
0Form 3
Lee Sungho Matthew
Sub-Adviser Inv Comm Member
2018-01-17 17:09:090
0
0Form 3
Law Lauren Kristen
Sub-Adviser Inv Comm Member
2018-01-17 17:07:000
0
0Form 3
Mohr Gretchen Mae
Sub-Adviser Inv Comm Member
2017-09-27 18:59:270
0
0Form 3
Nechamkin Michael Bennett
Sub-Adviser Inv Comm Member
2017-09-27 18:58:170
0
0Form 3