List of insiders holdings for SWISS HELVETIA FUND INC.:
- Shares directly owned by the insider.
- Shares indirectly owned by the insider.
- Total shares owned by the insider (sum of shares directly and indirectly owned).
- Total market value if available.
- Shares are not adjusted for stock split.
"Insiders might sell their shares for any number of reasons, but they buy them for only one: they think the price will rise"
- Peter Lynch
What is insider trading>>
- Peter Lynch
What is insider trading>>
| Insider Holder Name | Report Date Time | Shares Owned Directly Indirectly | Total Shares Owned | Filing |
| HOTTINGER RODOLPHE President | 2008-03-12 10:53:18 | 23,580 0 | 23,580 | Form 4 |
| GOLDSTEIN PHILLIP Director | 2021-07-06 15:51:39 | 16,783 0 | 16,783 | Form 4 |
| BRENNER PAUL Director | 2007-07-03 13:17:32 | 15,087 0 | 15,087 | Form 4 |
| HELLERMAN GERALD Director | 2022-03-03 15:26:38 | 5,324 0 | 5,324 | Form 4 |
| CLAUDE FREY Director | 2008-10-14 14:33:22 | 5,086 0 | 5,086 | Form 4 |
| VALENCIENNE PINEAU DIDIER Director | 2007-07-03 12:46:59 | 3,070 0 | 3,070 | Form 4 |
| Dakos Andrew President and CEO | 2022-03-04 13:02:26 | 64 3,000 | 3,064 | Form 4 |
| SELL MORITZ A Director | 2021-05-06 15:36:10 | 1,330 0 | 1,330 | Form 4 |
| Das Rajeev P Secretary | 2019-02-01 14:54:09 | 0 32 | 32 | Form 3 |
| Brealey Richard Director | 2017-06-28 12:07:08 | 0 0 | 0 | Form 4 |
| Schroder Investment Management North America Ltd Investment Sub-Adviser | 2014-07-10 17:00:43 | 0 0 | 0 | Form 3 |
| Boillat Jean-Marc Director | 2017-04-19 12:09:17 | 0 0 | 0 | Form 4 |
| Adams Reid B Chf. Legal Officer & Secretary | 2017-03-29 10:48:31 | 0 0 | 0 | Form 3 |
| Ingber Abby L. Chf. Legal Officer & Secretary | 2017-03-23 11:14:27 | 0 0 | 0 | Form 4 |
| Mandel Alan M. Treas. & Princ. Fin. Officer | 2017-03-23 11:12:41 | 0 0 | 0 | Form 4 |
| Cannella Margaret M Director | 2016-12-06 19:00:21 | 0 0 | 0 | Form 4 |
| Hooper R Clark Director | 2016-07-07 15:15:55 | 0 0 | 0 | Form 4 |
| DeTore Stephen M. Fmr Chief Compliance Officer | 2016-01-22 16:20:19 | 0 0 | 0 | Form 4 |
| Patnaik Shanak Chief Compliance Officer | 2016-01-22 12:46:20 | 0 0 | 0 | Form 3 |
| Lenz Daniel Fund Manager, Schroders | 2014-07-10 16:45:07 | 0 0 | 0 | Form 3 |
| BOCK DAVID Director | 2017-07-18 09:43:25 | 0 0 | 0 | Form 4 |
| Ricciardi Fred J Director | 2017-07-19 17:31:00 | 0 0 | 0 | Form 4 |
| Helbig Claus Director | 2017-08-24 17:16:40 | 0 0 | 0 | Form 4 |
| WITT SAMUEL B Director | 2017-09-22 12:36:56 | 0 0 | 0 | Form 4 |
| Hoysradt Jean Director | 2018-07-03 15:37:26 | 0 0 | 0 | Form 4 |
| Berris Brian A Director | 2018-07-03 15:42:04 | 0 0 | 0 | Form 4 |
| Calhoun Joseph S III Director | 2018-07-20 16:23:06 | 0 0 | 0 | Form 4 |
| DAYAN RICHARD Director | 2018-07-27 16:11:25 | 0 0 | 0 | Form 3 |
| Darling Stephanie Chief Compliance Officer | 2019-02-01 14:45:55 | 0 0 | 0 | Form 3 |
| Antonucci Thomas Chief Financial Officer | 2019-02-01 14:51:22 | 0 0 | 0 | Form 3 |
| Benz Caspar Fund Manager, Schroders | 2014-07-10 16:35:54 | 0 0 | 0 | Form 3 |
| Guarino Peter Roserio Chief Compliance Officer | 2006-03-10 14:00:10 | 0 0 | 0 | Form 3 |
| Keniston Patrick J Chief Compliance Officer | 2008-12-12 15:37:47 | 0 0 | 0 | Form 3 |
| VEILLEUX EDWARD J Vice President and Secretary | 2011-10-06 19:35:50 | 0 0 | 0 | Form 4 |
| James Downey Secretary | 2011-10-20 13:16:10 | 0 0 | 0 | Form 3 |
| Kraynak Michael Jr Director | 2012-08-31 13:35:28 | 0 0 | 0 | Form 4 |
| WEST STEPHEN K Director | 2012-09-18 14:23:21 | 0 0 | 0 | Form 4 |
| COMBY PHILIPPE Former Chief Financial Officer | 2014-07-03 11:10:27 | 0 0 | 0 | Form 4 |
| Millisits Rudolf Former Chief Executive Officer | 2014-07-03 11:11:50 | 0 0 | 0 | Form 4 |
| TAKACSY ALEXANDRE Former Director Director | 2014-07-09 15:12:05 | 0 0 | 0 | Form 4 |
| HOTTINGER CAPITAL CORP Former Investment Advisor | 2014-07-09 15:40:58 | 0 0 | 0 | Form 4 |
| HOTTINGER BANK TRUST LTD Affiliated to Hottinger & Cie | 2014-07-09 16:46:29 | 0 0 | 0 | Form 4 |
| Banque Hottinger & Cie SA Affil. of Hottinger Cap Corp | 2014-07-09 16:54:11 | 0 0 | 0 | Form 4 |
| SCHRODER INVESTMENT MANAGEMENT NORTH AMERICA INC Investment Adviser | 2014-07-10 16:59:53 | 0 0 | 0 | Form 3 |
| Berthelon Yves Fund Manager, Schroders | 2014-07-10 16:36:42 | 0 0 | 0 | Form 3 |
| Bruderer Philipp Fund Manager, Schroders | 2014-07-10 16:37:27 | 0 0 | 0 | Form 3 |
| Chislett Paul Dir., Schroder Inv. Mgt. N.Am. | 2014-07-10 16:38:20 | 0 0 | 0 | Form 3 |
| Frischknecht Stefan Fund Manager, Schroders | 2014-07-10 16:39:59 | 0 0 | 0 | Form 3 |
| Hemenetz Mark A. Pres. & Princ. Exec. Officer | 2014-07-10 16:40:33 | 0 0 | 0 | Form 3 |
| Marshall David James Assistant Treasurer | 2014-07-10 16:42:23 | 0 0 | 0 | Form 3 |
| Muhlbaum Carin F. Vice President | 2014-07-10 16:43:10 | 0 0 | 0 | Form 3 |
| Sauer William P. Vice President | 2014-07-10 16:43:51 | 0 0 | 0 | Form 3 |
| Lanier Angel Assistant Secretary | 2014-07-10 16:44:35 | 0 0 | 0 | Form 3 |
| STALDER HENRY Director of Hottinger Capital Director | 2005-10-13 13:36:48 | 0 0 | 0 | Form 4 |
| Dasher Karl CEO, Schroder Invest. Mgmt NA | 2014-07-10 16:47:53 | 0 0 | 0 | Form 3 |